Regulatory Consistency: Roads Not Taken

Regulatory Consistency: Roads Not Taken

Singer examines whether regulators are applying consistent standards when meeting out justice over problems with software errors. As an example, he presents the case of PlanMember Securities Corp, a NASDA/FINRA broker-dealer since 1983. In analyzing this case, he came to a conclusion that there real...

Ausführliche Beschreibung

Gespeichert in:
Bibliographische Detailangaben
Veröffentlicht in:REP 2010-09, Vol.34 (9), p.94
1. Verfasser: Singer, Bill
Format: Magazinearticle
Sprache:eng
Schlagworte:
Computer software industry
Federal regulation
Regulatory agencies
Software
Stock brokers
Vendors
Online-Zugang:Volltext
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
Beschreibung
Zusammenfassung:Singer examines whether regulators are applying consistent standards when meeting out justice over problems with software errors. As an example, he presents the case of PlanMember Securities Corp, a NASDA/FINRA broker-dealer since 1983. In analyzing this case, he came to a conclusion that there really is a troubling lack of uniformity among regulators.
ISSN:1539-7149
2469-6269
2469-6277