Regulation FD developments

Regulation FD developments

On Nov. 25, 2002, the SEC announced 3 enforcement actions and issued one investigative report involving alleged violations of Regulation FD, the fair-disclosure regulation adopted in Aug. 2000. The enforcement actions are the first to occur under Regulation FD, and serve as a reminder to public comp...

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Veröffentlicht in:Banking & Financial Services Policy Report 2003-02, Vol.22 (2), p.8
Hauptverfasser: Romeo, Peter J, Freed, Amy Bowerman
Format: Artikel
Sprache:eng
Schlagworte:
Disclosure
Earnings per share
Employees
Enforcement
Laws, regulations and rules
Regulation FD
Regulation of financial institutions
SEC regulations
Securities industry
Stockholders
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Beschreibung
Zusammenfassung:On Nov. 25, 2002, the SEC announced 3 enforcement actions and issued one investigative report involving alleged violations of Regulation FD, the fair-disclosure regulation adopted in Aug. 2000. The enforcement actions are the first to occur under Regulation FD, and serve as a reminder to public companies that their communications programs must comply with the regulation.
ISSN:1530-499X