S-Graded Buffer Layers for Lattice-Mismatched Heteroepitaxial Devices

We have conducted a theoretical study of the equilibrium strain and misfit dislocation density profiles for “S-graded” buffer layers of In x Ga 1− x As on GaAs (001) substrates in which the compositional profile follows a normal cumulative distribution function. On the basis of this modeling work we show that the S-graded layer exhibits misfit dislocation-free regions near the substrate interface and the free surface (or device interface). The equilibrium peak misfit dislocation density as well as the thicknesses of the dislocation-free regions may be tailored by design of the compositional profile; this in turn should enable minimization of the density of electronically active threading dislocations at the top surface. S-graded buffer layers may therefore facilitate the achievement of metamorphic device structures with improved performance compared with similar structures having uniform or linearly graded buffers.