A MAJOR QUESTION FOR THE SEC: ANALYZING CONSTITUTIONAL LIMITS ON REGULATORY AUTHORITY
Professor Buell's scholarship explores, in part, the conceptual structure of white-collar offenses and the treatment of the corporation and the white-collar offender in the criminal justice and regulatory systems. In 2011, the Securities and Exchange Commission launched an investigation looking...
Gespeichert in:
Veröffentlicht in: | Fordham journal of corporate & financial law 2024-04, Vol.29 (2), p.427-501 |
---|---|
Hauptverfasser: | , |
Format: | Artikel |
Sprache: | eng |
Schlagworte: | |
Online-Zugang: | Volltext |
Tags: |
Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
|
container_end_page | 501 |
---|---|
container_issue | 2 |
container_start_page | 427 |
container_title | Fordham journal of corporate & financial law |
container_volume | 29 |
creator | Diller, Matthew Berger, Meredith |
description | Professor Buell's scholarship explores, in part, the conceptual structure of white-collar offenses and the treatment of the corporation and the white-collar offender in the criminal justice and regulatory systems. In 2011, the Securities and Exchange Commission launched an investigation looking into George Jarkesy's investment activities with his two hedge funds. The second is whether statutory provisions that authorize the SEC to enforce the security laws through an agency adjudication, instead of filing a district court action, violate the non-delegation doctrine. The third is whether Congress violated Article II by granting for-cause removal, protection to the administrative law judges within federal agencies whose leaders enjoy for-cause removal protection. |
format | Article |
fullrecord | <record><control><sourceid>proquest</sourceid><recordid>TN_cdi_proquest_journals_3070764413</recordid><sourceformat>XML</sourceformat><sourcesystem>PC</sourcesystem><sourcerecordid>3070764413</sourcerecordid><originalsourceid>FETCH-proquest_journals_30707644133</originalsourceid><addsrcrecordid>eNqNyk8LgjAcxvEdCrI_7-EHnYXZLKPbkKmLudHcILtIBztIZLl8_y3oBXR6ePh-JiiItmQTEkzOMzR3rsM42pMNDpClUNKj0nCyrDJcScj8MQWDiqUHoJKK-sJlDqmSvhv7NVSA4CU3FXivWW4FNUrXQK0plOamXqLp7Xp37eq3C7TOmEmL8Dn0r7F176brx-HhU0NwgpNdHEeE_Kc-DRE4QQ</addsrcrecordid><sourcetype>Aggregation Database</sourcetype><iscdi>true</iscdi><recordtype>article</recordtype><pqid>3070764413</pqid></control><display><type>article</type><title>A MAJOR QUESTION FOR THE SEC: ANALYZING CONSTITUTIONAL LIMITS ON REGULATORY AUTHORITY</title><source>HeinOnline Law Journal Library</source><source>EBSCOhost Business Source Complete</source><source>EZB-FREE-00999 freely available EZB journals</source><creator>Diller, Matthew ; Berger, Meredith</creator><creatorcontrib>Diller, Matthew ; Berger, Meredith</creatorcontrib><description>Professor Buell's scholarship explores, in part, the conceptual structure of white-collar offenses and the treatment of the corporation and the white-collar offender in the criminal justice and regulatory systems. In 2011, the Securities and Exchange Commission launched an investigation looking into George Jarkesy's investment activities with his two hedge funds. The second is whether statutory provisions that authorize the SEC to enforce the security laws through an agency adjudication, instead of filing a district court action, violate the non-delegation doctrine. The third is whether Congress violated Article II by granting for-cause removal, protection to the administrative law judges within federal agencies whose leaders enjoy for-cause removal protection.</description><identifier>ISSN: 1532-303X</identifier><language>eng</language><publisher>New York: Fordham Journal of Corporate & Financial Law</publisher><subject>Administrative law ; Commercial law ; Constitutional law ; Fraud ; Law schools ; Regulation of financial institutions ; Students</subject><ispartof>Fordham journal of corporate & financial law, 2024-04, Vol.29 (2), p.427-501</ispartof><rights>Copyright Fordham Journal of Corporate & Financial Law 2024</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>false</woscitedreferencessubscribed></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><link.rule.ids>314,780,784</link.rule.ids></links><search><creatorcontrib>Diller, Matthew</creatorcontrib><creatorcontrib>Berger, Meredith</creatorcontrib><title>A MAJOR QUESTION FOR THE SEC: ANALYZING CONSTITUTIONAL LIMITS ON REGULATORY AUTHORITY</title><title>Fordham journal of corporate & financial law</title><description>Professor Buell's scholarship explores, in part, the conceptual structure of white-collar offenses and the treatment of the corporation and the white-collar offender in the criminal justice and regulatory systems. In 2011, the Securities and Exchange Commission launched an investigation looking into George Jarkesy's investment activities with his two hedge funds. The second is whether statutory provisions that authorize the SEC to enforce the security laws through an agency adjudication, instead of filing a district court action, violate the non-delegation doctrine. The third is whether Congress violated Article II by granting for-cause removal, protection to the administrative law judges within federal agencies whose leaders enjoy for-cause removal protection.</description><subject>Administrative law</subject><subject>Commercial law</subject><subject>Constitutional law</subject><subject>Fraud</subject><subject>Law schools</subject><subject>Regulation of financial institutions</subject><subject>Students</subject><issn>1532-303X</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2024</creationdate><recordtype>article</recordtype><sourceid>ABUWG</sourceid><sourceid>AFKRA</sourceid><sourceid>BENPR</sourceid><sourceid>CCPQU</sourceid><sourceid>DWQXO</sourceid><recordid>eNqNyk8LgjAcxvEdCrI_7-EHnYXZLKPbkKmLudHcILtIBztIZLl8_y3oBXR6ePh-JiiItmQTEkzOMzR3rsM42pMNDpClUNKj0nCyrDJcScj8MQWDiqUHoJKK-sJlDqmSvhv7NVSA4CU3FXivWW4FNUrXQK0plOamXqLp7Xp37eq3C7TOmEmL8Dn0r7F176brx-HhU0NwgpNdHEeE_Kc-DRE4QQ</recordid><startdate>20240401</startdate><enddate>20240401</enddate><creator>Diller, Matthew</creator><creator>Berger, Meredith</creator><general>Fordham Journal of Corporate & Financial Law</general><scope>0U~</scope><scope>1-H</scope><scope>3V.</scope><scope>4T-</scope><scope>4U-</scope><scope>7WY</scope><scope>7WZ</scope><scope>7XB</scope><scope>87Z</scope><scope>885</scope><scope>8AO</scope><scope>8FK</scope><scope>8FL</scope><scope>ABUWG</scope><scope>AFKRA</scope><scope>ANIOZ</scope><scope>BENPR</scope><scope>BEZIV</scope><scope>CCPQU</scope><scope>DWQXO</scope><scope>FRAZJ</scope><scope>FRNLG</scope><scope>F~G</scope><scope>K60</scope><scope>K6~</scope><scope>L.-</scope><scope>L.0</scope><scope>M0C</scope><scope>M1F</scope><scope>PQBIZ</scope><scope>PQBZA</scope><scope>PQEST</scope><scope>PQQKQ</scope><scope>PQUKI</scope><scope>PRINS</scope><scope>PYYUZ</scope><scope>Q9U</scope><scope>S0X</scope></search><sort><creationdate>20240401</creationdate><title>A MAJOR QUESTION FOR THE SEC: ANALYZING CONSTITUTIONAL LIMITS ON REGULATORY AUTHORITY</title><author>Diller, Matthew ; Berger, Meredith</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-proquest_journals_30707644133</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2024</creationdate><topic>Administrative law</topic><topic>Commercial law</topic><topic>Constitutional law</topic><topic>Fraud</topic><topic>Law schools</topic><topic>Regulation of financial institutions</topic><topic>Students</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Diller, Matthew</creatorcontrib><creatorcontrib>Berger, Meredith</creatorcontrib><collection>Global News & ABI/Inform Professional</collection><collection>Trade PRO</collection><collection>ProQuest Central (Corporate)</collection><collection>Docstoc</collection><collection>University Readers</collection><collection>Access via ABI/INFORM (ProQuest)</collection><collection>ABI/INFORM Global (PDF only)</collection><collection>ProQuest Central (purchase pre-March 2016)</collection><collection>ABI/INFORM Global (Alumni Edition)</collection><collection>Banking Information Database (Alumni Edition)</collection><collection>ProQuest Pharma Collection</collection><collection>ProQuest Central (Alumni) (purchase pre-March 2016)</collection><collection>ABI/INFORM Collection (Alumni Edition)</collection><collection>ProQuest Central (Alumni Edition)</collection><collection>ProQuest Central UK/Ireland</collection><collection>Accounting, Tax & Banking Collection</collection><collection>ProQuest Central</collection><collection>Business Premium Collection</collection><collection>ProQuest One Community College</collection><collection>ProQuest Central Korea</collection><collection>Accounting, Tax & Banking Collection (Alumni)</collection><collection>Business Premium Collection (Alumni)</collection><collection>ABI/INFORM Global (Corporate)</collection><collection>ProQuest Business Collection (Alumni Edition)</collection><collection>ProQuest Business Collection</collection><collection>ABI/INFORM Professional Advanced</collection><collection>ABI/INFORM Professional Standard</collection><collection>ABI/INFORM Global</collection><collection>Banking Information Database</collection><collection>ProQuest One Business</collection><collection>ProQuest One Business (Alumni)</collection><collection>ProQuest One Academic Eastern Edition (DO NOT USE)</collection><collection>ProQuest One Academic</collection><collection>ProQuest One Academic UKI Edition</collection><collection>ProQuest Central China</collection><collection>ABI/INFORM Collection China</collection><collection>ProQuest Central Basic</collection><collection>SIRS Editorial</collection><jtitle>Fordham journal of corporate & financial law</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext</fulltext></delivery><addata><au>Diller, Matthew</au><au>Berger, Meredith</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>A MAJOR QUESTION FOR THE SEC: ANALYZING CONSTITUTIONAL LIMITS ON REGULATORY AUTHORITY</atitle><jtitle>Fordham journal of corporate & financial law</jtitle><date>2024-04-01</date><risdate>2024</risdate><volume>29</volume><issue>2</issue><spage>427</spage><epage>501</epage><pages>427-501</pages><issn>1532-303X</issn><abstract>Professor Buell's scholarship explores, in part, the conceptual structure of white-collar offenses and the treatment of the corporation and the white-collar offender in the criminal justice and regulatory systems. In 2011, the Securities and Exchange Commission launched an investigation looking into George Jarkesy's investment activities with his two hedge funds. The second is whether statutory provisions that authorize the SEC to enforce the security laws through an agency adjudication, instead of filing a district court action, violate the non-delegation doctrine. The third is whether Congress violated Article II by granting for-cause removal, protection to the administrative law judges within federal agencies whose leaders enjoy for-cause removal protection.</abstract><cop>New York</cop><pub>Fordham Journal of Corporate & Financial Law</pub></addata></record> |
fulltext | fulltext |
identifier | ISSN: 1532-303X |
ispartof | Fordham journal of corporate & financial law, 2024-04, Vol.29 (2), p.427-501 |
issn | 1532-303X |
language | eng |
recordid | cdi_proquest_journals_3070764413 |
source | HeinOnline Law Journal Library; EBSCOhost Business Source Complete; EZB-FREE-00999 freely available EZB journals |
subjects | Administrative law Commercial law Constitutional law Fraud Law schools Regulation of financial institutions Students |
title | A MAJOR QUESTION FOR THE SEC: ANALYZING CONSTITUTIONAL LIMITS ON REGULATORY AUTHORITY |
url | https://sfx.bib-bvb.de/sfx_tum?ctx_ver=Z39.88-2004&ctx_enc=info:ofi/enc:UTF-8&ctx_tim=2024-12-20T09%3A51%3A59IST&url_ver=Z39.88-2004&url_ctx_fmt=infofi/fmt:kev:mtx:ctx&rfr_id=info:sid/primo.exlibrisgroup.com:primo3-Article-proquest&rft_val_fmt=info:ofi/fmt:kev:mtx:journal&rft.genre=article&rft.atitle=A%20MAJOR%20QUESTION%20FOR%20THE%20SEC:%20ANALYZING%20CONSTITUTIONAL%20LIMITS%20ON%20REGULATORY%20AUTHORITY&rft.jtitle=Fordham%20journal%20of%20corporate%20&%20financial%20law&rft.au=Diller,%20Matthew&rft.date=2024-04-01&rft.volume=29&rft.issue=2&rft.spage=427&rft.epage=501&rft.pages=427-501&rft.issn=1532-303X&rft_id=info:doi/&rft_dat=%3Cproquest%3E3070764413%3C/proquest%3E%3Curl%3E%3C/url%3E&disable_directlink=true&sfx.directlink=off&sfx.report_link=0&rft_id=info:oai/&rft_pqid=3070764413&rft_id=info:pmid/&rfr_iscdi=true |