PUBLIC AND PRIVATE ENFORCEMENT OF THE SECURITIES LAWS: HAVE THINGS CHANGED SINCE ENRON?

PUBLIC AND PRIVATE ENFORCEMENT OF THE SECURITIES LAWS: HAVE THINGS CHANGED SINCE ENRON?

Evidence gathered on how corporations that have been targets of SEC enforcement efforts compare in terms of their size and financial health vis-a-vis firms that are targeted only by the private securities class action is discussed. Related to this inquiry is whether the SEC or the private bar system...

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Veröffentlicht in:The Notre Dame law review 2005-03, Vol.80 (3), p.893
Hauptverfasser: Cox, James D, Thomas, Randall S
Format: Artikel
Sprache:eng
Schlagworte:
Law enforcement
Private sector
Public sector
Securities industry
Securities regulations
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Zusammenfassung:Evidence gathered on how corporations that have been targets of SEC enforcement efforts compare in terms of their size and financial health vis-a-vis firms that are targeted only by the private securities class action is discussed. Related to this inquiry is whether the SEC or the private bar systematically proceeds against violators that cause the greatest loss to investors.
ISSN:0745-3515