A Mechanistic Investigation of the Asymmetric Meerwein−Schmidt−Ponndorf−Verley Reduction Catalyzed by BINOL/AlMe3Structure, Kinetics, and Enantioselectivity

The kinetics of the Al-catalyzed asymmetric Meerwein−Schmidt−Ponndorf−Verley (MSPV) reduction are presented. Structural identification of the catalytic precursor formed in situ between (S)-2,2‘-dihydroxy-1,1‘-binapthyl ((S)-BINOL), AlMe3, and 2-propanol was established through 1H and 27Al NMR spectroscopies, and APCIMS. All experimental evidence points toward the formation of a BINOL-chelated, pentacoordinate aluminum species in solution. Ligand-accelerated catalysis was confirmed for the phenolate/AlMe3/2-propanol system. The rate law for the catalytic reaction was determined to be nearly unimolecular dependent on aluminum, zero-order dependent on substrate, and inversely dependent on 2-propanol. At the low catalyst loading employed in the BINOL/AlMe3 system, the inherent reversibility of the MSPV reaction does not affect product yield or enantiomeric excess over time. Systematic ligand studies imply that while a tetrahedral geometry around the aluminum center may result in the most active MSPV reduction catalysts, the enantioselectivity of the reaction is enhanced when the aluminum center allows for a 2-point coordination of the substrate to achieve a pentacoordinate geometry with the fifth ligand weakly coordinated to the axial site of a pseudo square pyramid.