The Importance of Having and Following a Strong Public Company Insider Trading Policy

The Importance of Having and Following a Strong Public Company Insider Trading Policy

A recent Securities and Exchange Commission (SEC) action highlights the need for regulated entities and public companies to have in place policies to prevent insider trading and to follow such policies.

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Bibliographische Detailangaben
Veröffentlicht in:Business law today 2011-10, p.1-4
Hauptverfasser: Dubow, Jay A., Shasanmi, John
Format: Magazinearticle
Sprache:eng
Schlagworte:
Blackouts
Commercial law
Compliance certificates
Guideline adherence
Insider trading
Investment advisors
Legal entities
Patient compliance
Public companies
Securities and Exchange Commission regulation
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Beschreibung
Zusammenfassung:A recent Securities and Exchange Commission (SEC) action highlights the need for regulated entities and public companies to have in place policies to prevent insider trading and to follow such policies.
ISSN:1059-9436
2375-8112