MAPPING COMPLIANCE INFORMATION INTO USEABLE FORMAT

MAPPING COMPLIANCE INFORMATION INTO USEABLE FORMAT

A system for providing access to compliance information includes a subsystem for acquiring securities information from one or more database sources. The system extracts compliance information from the acquired securities information that is related to a particular security. The system also includes...

Ausführliche Beschreibung

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Bibliographische Detailangaben
Hauptverfasser: FEIN, ROBERT A, SIMMEL, SERGIU S, WILEY, GARETT S, BURAKOFF, STEPHEN V, AMSTER, RICHARD B, WATKIN, HEATH L
Format: Patent
Sprache:eng ; fre
Schlagworte:
CALCULATING
CHAMBERS PROVIDED WITH MANIPULATION DEVICES
COMPUTING
COUNTING
DATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAPTED FORADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORYOR FORECASTING PURPOSES
ELECTRIC DIGITAL DATA PROCESSING
HAND TOOLS
MANIPULATORS
PERFORMING OPERATIONS
PHYSICS
PORTABLE POWER-DRIVEN TOOLS
SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE,COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTINGPURPOSES, NOT OTHERWISE PROVIDED FOR
TRANSPORTING
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Beschreibung
Zusammenfassung:A system for providing access to compliance information includes a subsystem for acquiring securities information from one or more database sources. The system extracts compliance information from the acquired securities information that is related to a particular security. The system also includes a subsystem for providing access to the computer-readable compliance information files over a computer communications link.