Joint Frame Detection and Channel Parameter Estimation for OOK Free-Space Optical Communications
We consider a free-space optical (FSO) communication link for packet-based transmissions over a turbulence fading channel. The modulation format is on-off keying (OOK) and a unique-word (UW) composed by a known synch pattern is periodically inserted in the data stream to identify the start of frame....
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Veröffentlicht in: | IEEE transactions on communications 2022-07, Vol.70 (7), p.4731-4744 |
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description | We consider a free-space optical (FSO) communication link for packet-based transmissions over a turbulence fading channel. The modulation format is on-off keying (OOK) and a unique-word (UW) composed by a known synch pattern is periodically inserted in the data stream to identify the start of frame. Since an avalanche photo-diode (APD) is used for direct detection of the OOK symbols, the photocurrent signal provided by the APD is plagued by a mixture of thermal and shot noise with signal-dependent power. Our goal is the detection of the UW position in the received stream, along with the estimation of the unknown channel attenuation and noise variances. The aforementioned problem has recently been studied by ignoring any information conveyed by data symbols surrounding the UW. In this work, further investigation is conducted in order to determine the maximum likelihood (ML) solution that, in addition to the UW, exploits all the information-bearing symbols belonging to the observation window. The relevant Cramér-Rao bound (CRB) is also evaluated to establish the ultimate accuracy achievable in the estimation process. Since the true ML estimator leads to a computationally intractable multi-dimensional optimization problem, we develop suitable approximations that enable accurate frame synchronization with affordable complexity. We also present an iterative solution to refine the channel and noise power estimates provided by the UW detection procedure. Numerical simulations demonstrate the superiority of the proposed synchronization and estimation schemes with respect to existing alternatives. |
doi_str_mv | 10.1109/TCOMM.2022.3177768 |
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The modulation format is on-off keying (OOK) and a unique-word (UW) composed by a known synch pattern is periodically inserted in the data stream to identify the start of frame. Since an avalanche photo-diode (APD) is used for direct detection of the OOK symbols, the photocurrent signal provided by the APD is plagued by a mixture of thermal and shot noise with signal-dependent power. Our goal is the detection of the UW position in the received stream, along with the estimation of the unknown channel attenuation and noise variances. The aforementioned problem has recently been studied by ignoring any information conveyed by data symbols surrounding the UW. In this work, further investigation is conducted in order to determine the maximum likelihood (ML) solution that, in addition to the UW, exploits all the information-bearing symbols belonging to the observation window. The relevant Cramér-Rao bound (CRB) is also evaluated to establish the ultimate accuracy achievable in the estimation process. Since the true ML estimator leads to a computationally intractable multi-dimensional optimization problem, we develop suitable approximations that enable accurate frame synchronization with affordable complexity. We also present an iterative solution to refine the channel and noise power estimates provided by the UW detection procedure. Numerical simulations demonstrate the superiority of the proposed synchronization and estimation schemes with respect to existing alternatives.</description><identifier>ISSN: 0090-6778</identifier><identifier>EISSN: 1558-0857</identifier><identifier>DOI: 10.1109/TCOMM.2022.3177768</identifier><identifier>CODEN: IECMBT</identifier><language>eng</language><publisher>New York: IEEE</publisher><subject>Avalanche diodes ; Avalanche photodiodes ; Channel estimation ; Data transmission ; frame synchronization ; Free space optics ; Free-space optical communication ; Free-space optical communications (FSO) ; Iterative methods ; Iterative solution ; Maximum likelihood estimation ; Maximum likelihood estimators ; On-Off Keying ; on-off keying (OOK) ; Optical fiber communication ; Optical receivers ; Optimization ; Parameter estimation ; Photoelectric effect ; Shot noise ; Symbols ; Synchronism ; Synchronization</subject><ispartof>IEEE transactions on communications, 2022-07, Vol.70 (7), p.4731-4744</ispartof><rights>Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2022</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>false</woscitedreferencessubscribed><citedby>FETCH-LOGICAL-c225t-c96ee1c1bc4e737337911ecaa683f4bd50f3b7c99536427d29bf6ad760760d3</citedby><cites>FETCH-LOGICAL-c225t-c96ee1c1bc4e737337911ecaa683f4bd50f3b7c99536427d29bf6ad760760d3</cites><orcidid>0000-0002-9683-7088 ; 0000-0002-4017-7439</orcidid></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktohtml>$$Uhttps://ieeexplore.ieee.org/document/9781383$$EHTML$$P50$$Gieee$$H</linktohtml><link.rule.ids>314,776,780,792,27901,27902,54733</link.rule.ids><linktorsrc>$$Uhttps://ieeexplore.ieee.org/document/9781383$$EView_record_in_IEEE$$FView_record_in_$$GIEEE</linktorsrc></links><search><creatorcontrib>D'Amico, Antonio Alberto</creatorcontrib><creatorcontrib>Morelli, Michele</creatorcontrib><title>Joint Frame Detection and Channel Parameter Estimation for OOK Free-Space Optical Communications</title><title>IEEE transactions on communications</title><addtitle>TCOMM</addtitle><description>We consider a free-space optical (FSO) communication link for packet-based transmissions over a turbulence fading channel. The modulation format is on-off keying (OOK) and a unique-word (UW) composed by a known synch pattern is periodically inserted in the data stream to identify the start of frame. Since an avalanche photo-diode (APD) is used for direct detection of the OOK symbols, the photocurrent signal provided by the APD is plagued by a mixture of thermal and shot noise with signal-dependent power. Our goal is the detection of the UW position in the received stream, along with the estimation of the unknown channel attenuation and noise variances. The aforementioned problem has recently been studied by ignoring any information conveyed by data symbols surrounding the UW. In this work, further investigation is conducted in order to determine the maximum likelihood (ML) solution that, in addition to the UW, exploits all the information-bearing symbols belonging to the observation window. The relevant Cramér-Rao bound (CRB) is also evaluated to establish the ultimate accuracy achievable in the estimation process. Since the true ML estimator leads to a computationally intractable multi-dimensional optimization problem, we develop suitable approximations that enable accurate frame synchronization with affordable complexity. We also present an iterative solution to refine the channel and noise power estimates provided by the UW detection procedure. Numerical simulations demonstrate the superiority of the proposed synchronization and estimation schemes with respect to existing alternatives.</description><subject>Avalanche diodes</subject><subject>Avalanche photodiodes</subject><subject>Channel estimation</subject><subject>Data transmission</subject><subject>frame synchronization</subject><subject>Free space optics</subject><subject>Free-space optical communication</subject><subject>Free-space optical communications (FSO)</subject><subject>Iterative methods</subject><subject>Iterative solution</subject><subject>Maximum likelihood estimation</subject><subject>Maximum likelihood estimators</subject><subject>On-Off Keying</subject><subject>on-off keying (OOK)</subject><subject>Optical fiber communication</subject><subject>Optical receivers</subject><subject>Optimization</subject><subject>Parameter estimation</subject><subject>Photoelectric effect</subject><subject>Shot noise</subject><subject>Symbols</subject><subject>Synchronism</subject><subject>Synchronization</subject><issn>0090-6778</issn><issn>1558-0857</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2022</creationdate><recordtype>article</recordtype><sourceid>RIE</sourceid><recordid>eNo9kF1LwzAUhoMoOKd_QG8CXnfmo83HpVTn10aF7T6m6Sl2rO1Msgv_ve02hMAJnOc5h_MidEvJjFKiH9Z5sVzOGGFsxqmUUqgzNKFZphKiMnmOJoRokggp1SW6CmFDCEkJ5xP09d43XcRzb1vATxDBxabvsO0qnH_broMt_rRjM4LHzyE2rT0Ade9xUXwMIkCy2lkHuNjFxtktzvu23XfDdwTDNbqo7TbAzalO0Wr-vM5fk0Xx8pY_LhLHWBYTpwUAdbR0KUguOZeaUnDWCsXrtKwyUvNSOq0zLlImK6bLWthKCjK8ik_R_XHqzvc_ewjRbPq974aFhgmlFclUygaKHSnn-xA81Gbnh4P8r6HEjDmaQ45mzNGcchyku6PUAMC_oKWiXHH-B3Fhbsk</recordid><startdate>20220701</startdate><enddate>20220701</enddate><creator>D'Amico, Antonio Alberto</creator><creator>Morelli, Michele</creator><general>IEEE</general><general>The Institute of Electrical and Electronics Engineers, Inc. (IEEE)</general><scope>97E</scope><scope>RIA</scope><scope>RIE</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>7SP</scope><scope>8FD</scope><scope>L7M</scope><orcidid>https://orcid.org/0000-0002-9683-7088</orcidid><orcidid>https://orcid.org/0000-0002-4017-7439</orcidid></search><sort><creationdate>20220701</creationdate><title>Joint Frame Detection and Channel Parameter Estimation for OOK Free-Space Optical Communications</title><author>D'Amico, Antonio Alberto ; Morelli, Michele</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c225t-c96ee1c1bc4e737337911ecaa683f4bd50f3b7c99536427d29bf6ad760760d3</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2022</creationdate><topic>Avalanche diodes</topic><topic>Avalanche photodiodes</topic><topic>Channel estimation</topic><topic>Data transmission</topic><topic>frame synchronization</topic><topic>Free space optics</topic><topic>Free-space optical communication</topic><topic>Free-space optical communications (FSO)</topic><topic>Iterative methods</topic><topic>Iterative solution</topic><topic>Maximum likelihood estimation</topic><topic>Maximum likelihood estimators</topic><topic>On-Off Keying</topic><topic>on-off keying (OOK)</topic><topic>Optical fiber communication</topic><topic>Optical receivers</topic><topic>Optimization</topic><topic>Parameter estimation</topic><topic>Photoelectric effect</topic><topic>Shot noise</topic><topic>Symbols</topic><topic>Synchronism</topic><topic>Synchronization</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>D'Amico, Antonio Alberto</creatorcontrib><creatorcontrib>Morelli, Michele</creatorcontrib><collection>IEEE All-Society Periodicals Package (ASPP) 2005-present</collection><collection>IEEE All-Society Periodicals Package (ASPP) 1998-Present</collection><collection>IEEE Electronic Library (IEL)</collection><collection>CrossRef</collection><collection>Electronics & Communications Abstracts</collection><collection>Technology Research Database</collection><collection>Advanced Technologies Database with Aerospace</collection><jtitle>IEEE transactions on communications</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext_linktorsrc</fulltext></delivery><addata><au>D'Amico, Antonio Alberto</au><au>Morelli, Michele</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>Joint Frame Detection and Channel Parameter Estimation for OOK Free-Space Optical Communications</atitle><jtitle>IEEE transactions on communications</jtitle><stitle>TCOMM</stitle><date>2022-07-01</date><risdate>2022</risdate><volume>70</volume><issue>7</issue><spage>4731</spage><epage>4744</epage><pages>4731-4744</pages><issn>0090-6778</issn><eissn>1558-0857</eissn><coden>IECMBT</coden><abstract>We consider a free-space optical (FSO) communication link for packet-based transmissions over a turbulence fading channel. The modulation format is on-off keying (OOK) and a unique-word (UW) composed by a known synch pattern is periodically inserted in the data stream to identify the start of frame. Since an avalanche photo-diode (APD) is used for direct detection of the OOK symbols, the photocurrent signal provided by the APD is plagued by a mixture of thermal and shot noise with signal-dependent power. Our goal is the detection of the UW position in the received stream, along with the estimation of the unknown channel attenuation and noise variances. The aforementioned problem has recently been studied by ignoring any information conveyed by data symbols surrounding the UW. In this work, further investigation is conducted in order to determine the maximum likelihood (ML) solution that, in addition to the UW, exploits all the information-bearing symbols belonging to the observation window. The relevant Cramér-Rao bound (CRB) is also evaluated to establish the ultimate accuracy achievable in the estimation process. Since the true ML estimator leads to a computationally intractable multi-dimensional optimization problem, we develop suitable approximations that enable accurate frame synchronization with affordable complexity. We also present an iterative solution to refine the channel and noise power estimates provided by the UW detection procedure. Numerical simulations demonstrate the superiority of the proposed synchronization and estimation schemes with respect to existing alternatives.</abstract><cop>New York</cop><pub>IEEE</pub><doi>10.1109/TCOMM.2022.3177768</doi><tpages>14</tpages><orcidid>https://orcid.org/0000-0002-9683-7088</orcidid><orcidid>https://orcid.org/0000-0002-4017-7439</orcidid></addata></record> |
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subjects | Avalanche diodes Avalanche photodiodes Channel estimation Data transmission frame synchronization Free space optics Free-space optical communication Free-space optical communications (FSO) Iterative methods Iterative solution Maximum likelihood estimation Maximum likelihood estimators On-Off Keying on-off keying (OOK) Optical fiber communication Optical receivers Optimization Parameter estimation Photoelectric effect Shot noise Symbols Synchronism Synchronization |
title | Joint Frame Detection and Channel Parameter Estimation for OOK Free-Space Optical Communications |
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