The law of corporations 4 Chapters 22 - 28, Tables, Index
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| Format: | Buch |
| Sprache: | English |
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St. Paul, Minn.
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2010
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| Schriftenreihe: | Practitioner treatise series
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| 007 | t| | ||
| 008 | 110315s2010 xx |||| 00||| eng d | ||
| 020 | |a 9780314932778 |9 978-0-314-93277-8 | ||
| 035 | |a (OCoLC)854673227 | ||
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| 040 | |a DE-604 |b ger |e rakwb | ||
| 041 | 0 | |a eng | |
| 049 | |a DE-M382 |a DE-29 | ||
| 100 | 1 | |a Cox, James D. |e Verfasser |4 aut | |
| 245 | 1 | 0 | |a The law of corporations |n 4 |p Chapters 22 - 28, Tables, Index |c James D. Cox ; Thomas Lee Hazen |
| 264 | 1 | |a St. Paul, Minn. |b West |c 2010 | |
| 300 | |a Getr. Zählung | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 490 | 0 | |a Practitioner treatise series | |
| 700 | 1 | |a Hazen, Thomas Lee |e Verfasser |4 aut | |
| 773 | 0 | 8 | |w (DE-604)BV037281401 |g 4 |
| 856 | 4 | 2 | |m SWB Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=021194226&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 943 | 1 | |a oai:aleph.bib-bvb.de:BVB01-021194226 | |
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TABLE OF CONTENTS
PREFACE
V O L U ME 1
CHAPTER 1. FORMS OF BUSINESS ASSOCIATION-DEFINITIONS AND DISTINCTIONS §
1:1 THE CORPORATION
§ 1:2 THE CONCEPT OF CORPORATE ENTITY OR PERSONALITY § 1:3 EXCEPTIONS TO
THE SEPARATE LEGAL PERSONALITY § 1:4 THE CORPORATION AND THE
CONSTITUTION § 1:5 NON-TAX ADVANTAGES OF CORPORATIONS § 1:6
DISADVANTAGES OF THE CORPORATE FORM § 1:7 CHARACTERISTICS OF THE
PARTNERSHIP § 1:8 THE JOINT VENTURE: A FORM OF PARTNERSHIP
§ 1:9 THE LIMITED PARTNERSHIP § 1:10 TAX CONSIDERATIONS IN SELECTING A
BUSINESS FORM § 1:11 THE LIMITED LIABILITY COMPANY § 1:12 -OPERATIONAL
ISSUES § 1:13 LOAN TO A BUSINESS PROPRIETOR FOR A SHARE OF THE PROFITS;
SHARING OF PROFITS BY LESSOR OR EMPLOYEE § 1:14 THE JOINT STOCK COMPANY
§ 1:15 THE BUSINESS TRUST (MASSACHUSETTS BUSINESS TRUST) § 1:16 PUBLIC
OR GOVERNMENT CORPORATIONS § 1:17 MUNICIPAL CORPORATIONS § 1:18
CHARITABLE AND OTHER NONPROFIT CORPORATIONS
§ 1:19 THE CORPORATION SOLE § 1:20 PUBLICLY HELD CORPORATIONS AND CLOSE
CORPORATIONS § 1:21 ONE-PERSON COMPANIES; FAMILY CORPORATIONS;
SUBSIDIARY CORPORATIONS § 1:22 THE JOINT VENTURE CORPORATION § 1:23 THE
PROFESSIONAL CORPORATION AND PLLC § 1:24 AGENCY-CORE CONCEPTS
CHAPTER 2. THE EVOLUTION OF CORPORATIONS IN ENGLAND AND AMERICA § 2:1
THE IMPORTANCE OF CORPORATIONS IN MODERN BUSINESS
§ 2:2 THE EVOLUTION OF ENGLISH CORPORATION LAW § 2:3 EARLY AMERICAN
CORPORATIONS
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TREATISE ON THE LAW OF CORPORATIONS
§ 2:4 EVOLUTION OF AMERICAN GENERAL INCORPORATION LAWS § 2:5 MODERN
CORPORATION ACTS § 2:6 THE RACE TO THE BOTTOM OR THE RACE TO THE TOP?
§ 2:7 SEPARATION OF CORPORATE OWNERSHIP FROM CONTROL § 2:8 REFORM
EFFORTS, THE AMERICAN LAW INSTITUTE S CORPORATE GOVERNANCE PROJECT, AND
A BRIEF INTRODUCTION TO THE SARBANES OXLEY ACT OF 2002
§ 2:9 CONTROL OF CORPORATIONS: TREATING INCORPORATION AS THE GRANT OF A
FRANCHISE § 2:10 REGULATION BY SPECIFIC STATUTES AND GENERAL
INCORPORATION ACTS § 2:11 FEDERAL POWER TO INCORPORATE AND REGULATE
CORPORATIONS § 2:12 FOREIGN CORPORATIONS
§ 2:13 CHOICE-OF-LAW RULE: THE INTERNAL AFFAIRS DOCTRINE
CHAPTER 3. THE INCORPORATION PROCESS § 3:1 SELECTION OF THE CORPORATE
FORM § 3.2 SELECTING THE STATE OF INCORPORATION
§ 3:3 THE USUAL STEPS IN THE FORMATION AND ORGANIZATION OF A CORPORATION
§ 3:4 DRAFTING THE ARTICLES OF INCORPORATION § 3:5 SELECTION AND
PROTECTION OF A CORPORATE NAME § 3:6 STATEMENT OF PURPOSES AND POWERS IN
THE ARTICLES
§ 3:7 REGISTERED AGENT AND PRINCIPAL PLACE OF BUSINESS § 3:8
INCORPORATORS AND INITIAL DIRECTORS § 3:9 AUTHORIZED SHARES-PLANNING THE
CORPORATION S CAPITAL STRUCTURE § 3:10 OPTIONAL PROVISIONS IN THE
ARTICLES § 3:11 THE CORPORATE CHARTER AS A CONTRACT
§ 3:12 CORPORATE BYLAWS
CHAPTER 4. THE SCOPE OF THE AUTHORIZED BUSINESS AND DUTIES TO OTHER
CONSTITUENCIES § 4:1 PURPOSES AND POWERS
§ 4:2 SOURCES OF CORPORATE POWERS § 4:3 IMPLIED POWER-REAL PROPERTY §
4:4 -CHARITABLE CONTRIBUTIONS AND ASSISTANCE TO EMPLOYEES § 4:5 -ACTING
AS SURETY OR GUARANTOR
§ 4:6 -ENTERING PARTNERSHIP AND JOINT VENTURES; PURCHASING STOCK OF
ANOTHER CORPORATION § 4:7 SANCTIONS FOR ULTRA VIRES ACTIVITIES § 4:8
MODERN STATUTORY TREATMENT OF ULTRA VIRES ACTS § 4:9 THE STATE S QUO
WARRANTO PROCEEDING
IMAGE 3
TABLE OF CONTENTS
§ 4:10 OTHER CONSTITUENCIES STATUTES § 4:11 THE AMERICAN LAW INSTITUTE
AND CORPORATE OBJECTIVES § 4:12 RESTRICTIONS IN THE BYLAWS OR STATUTES
ON THE AUTHORITY OF DIRECTORS
CHAPTER 5. THE PROMOTION OF THE CORPORATION §5:1 FUNCTIONS OF PROMOTERS
§ 5:2 PRE-INCORPORATION CONTRACTS: QUESTIONS RAISED § 5:3 LIABILITY OF
THE CORPORATION ON PRE-INCORPORATION CONTRACTS § 5:4 THEORIES OF
CORPORATE LIABILITY ON PROMOTERS CONTRACTS § 5:5 ADOPTION AND
RATIFICATION THEORIES § 5:6 ACCEPTING A CONTRACT S BENEFITS § 5:7
LIABILITY OF THE CORPORATION FOR ORGANIZATION EXPENSES § 5:8 THE
CORPORATION S RIGHT TO ENFORCE CONTRACTS § 5:9 LIABILITY OF PROMOTERS ON
PRE-INCORPORATION CONTRACTS § 5:10 PROMOTERS LIABILITY AFTER
CORPORATION ADOPTS § 5:11 THE PROMOTERS RIGHT TO SUE ON THE CONTRACT §
5:12 DRAFTING PRE-INCORPORATION AGREEMENTS § 5:13 STATUTES RELATING TO
PRE-INCORPORATION CONTRACTS § 5:14 PROMOTERS FIDUCIARY OBLIGATIONS §
5:15 FRAUDULENT DEVICES USED BY PROMOTERS § 5:16 PROMOTERS SECRET
PROFITS ON SALES §5:17 THE DEFENSE OF FULL DISCLOSURE § 5:18 DUTY OF
PROMOTERS TO SUBSEQUENT PURCHASERS OF SHARES § 5:19 PROMOTERS AND THE
SECURITIES LAWS § 5:20 CREDITORS REMEDIES FOR PROMOTERS FRAUDS
CHAPTER 6. DEFECTIVE FORMATION OF CORPORATIONS AND REVIVAL OF EXISTENCE
§ 6:1 PROBLEMS ARISING FROM DEFECTS IN FORMATION
§ 6:2 CORPORATION DE JURE § 6:3 THE DE FACTO DOCTRINE § 6:4 FORMATION
UNDER INVALID, UNAUTHORIZED, OR NONEXISTENT STATUTES § 6:5 SUFFICIENCY
OF COMPLIANCE WITH STATUTORY REQUIREMENTS § 6:6 NECESSITY FOR ASSUMPTION
OR USE OF CORPORATE POWERS § 6:7 LOSS OF DE FACTO STATUS BY SUBSEQUENT
DISCOVERY OF DEFECTS § 6:8 EFFECT OF FAILURE TO PAY IN MINIMUM AMOUNT OF
CAPITAL § 6:9 TITLE QUESTIONS AND PROPERTY RIGHTS; THE POWER OF EMINENT
DOMAIN
§6:10 BASIS OF THE DE FACTO DOCTRINE
XI
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TREATISE ON THE LAW OF CORPORATIONS
§ 6:11 CRITICISM OF THE DE FACTO DOCTRINE
§ 6:12 CORPORATION BY ESTOPPEL § 6:13 THEORIES TO AVOID PERSONAL
LIABILITY § 6:14 LIABILITY OF PARTICIPANTS: ACTIVE VERSUS PASSIVE
PARTICIPATION § 6:15 STATUTES PERTAINING TO DEFECTIVE CORPORATIONS
§ 6:16 LIABILITY FOR TORTS COMMITTED WHILE CORPORATION S ORGANIZATION IS
IN PROGRESS § 6:17 EXTENSION AND REVIVAL OF CORPORATE EXISTENCE § 6:18
EFFECT OF EXPIRATION OR FORFEITURE OF A CORPORATION S CHARTER § 6:19
APPLICATION OF THE DE FACTO DOCTRINE AND CORPORATION BY
ESTOPPEL TO LIMITED LIABILITY CORPORATIONS
CHAPTER 7. THE SEPARATE CORPORATE ENTITY: PRIVILEGE AND ITS LIMITATIONS
§ 7:1 THE CORPORATE ENTITY
§ 7:2 THE NATURE OF THE SHAREHOLDERS INTEREST IN CORPORATE PROPERTY §
7:3 CORPORATE RIGHTS OF ACTION AS DISTINCT FROM INDIVIDUAL RIGHTS § 7:4
SHAREHOLDERS TRANSFERS OF CORPORATE PROPERTY § 7:5 SHAREHOLDERS
CONTRACTS AND WRONGS AS BINDING ON THE
CORPORATION
§ 7:6 SEPARATE CORPORATE ENTITY IN TAXATION § 7:7 LIMITED LIABILITY
RECONSIDERED § 7:8 APPROACHES USED TO DISREGARD THE CORPORATE ENTITY §
7:9 LACK OF FORMALITY AND CONFUSION OF AFFAIRS AS BASES FOR PIERCING
THE CORPORATE VEIL
§ 7:10 DOMINATING THE CORPORATION S AFFAIRS AS THE BASIS FOR PIERCING
THE CORPORATE VEIL § 7:11 INADEQUATE CAPITALIZATION AS A FACTOR FOR
PIERCING THE VEIL § 7:12 SINGLE-SHAREHOLDER CORPORATIONS AS LEGAL
ENTITIES § 7:13 DEFINITIONS: PARENT COMPANY, HOLDING COMPANY,
SUBSIDIARY, AND AFFILIATE § 7:14 USES AND FUNCTIONS OF SUBSIDIARY
AND AFFILIATED CORPORATIONS § 7:15 ABUSE OF CONTROL OVER SUBSIDIARIES OR
AFFILIATES § 7:16 DISREGARDING THE SEPARATE ENTITY IN THE
PARENT-SUBSIDIARY
CONTEXT
§ 7:17 THE CORPORATION S SEPARATE ENTITY UNDER STATE AND FEDERAL
STATUTES § 7:18 REVERSE-PIERCING OF THE CORPORATE VEIL § 7:19
SUBORDINATION OF CONTROLLING STOCKHOLDERS LOANS AND
GUARANTIES
§ 7:20 FRAUDULENT CONVEYANCES TO CORPORATIONS § 7:21 JURISDICTION OVER
FOREIGN CORPORATIONS THROUGH THEIR LOCAL SUBSIDIARIES
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TABLE OF CONTENTS
CHAPTER 8. POWERS OF OFFICERS AND
AGENTS; TORT AND CRIMINAL LIABILITY OF CORPORATIONS
PART A. POWERS OF OFFICERS AND AGENTS § 8:1 INTRODUCTION AND A SUMMARY
OF RULES REGARDING THE AGENT S AUTHORITY
§ 8:2 CORPORATE OFFICERS AND THEIR SOURCES OF POWER § 8:3 DIRECTORS ARE
NOT AGENTS § 8:4 SELECTION OF OFFICERS § 8:5 REMOVAL OR RESIGNATION OF
OFFICERS OR AGENTS § 8:6 THE CHIEF EXECUTIVE OFFICER S AND PRESIDENT S
AUTHORITY § 8:7 AUTHORITY OF THE CHAIRMAN OF THE BOARD § 8:8 THE VICE
PRESIDENT S AUTHORITY § 8:9 THE SECRETARY S AUTHORITY § 8:10 THE
TREASURER S AUTHORITY; THE COMPTROLLER S DUTIES
§ 8:11 THE GENERAL MANAGER S AUTHORITY § 8:12 THE POWER OF OFFICERS TO
LITIGATE § 8:13 APPARENT AUTHORITY OF OFFICERS AND AGENTS § 8:14
RATIFICATION OF UNAUTHORIZED CONTRACTS OR TRANSACTIONS
§ 8:15 CONSTRUCTIVE KNOWLEDGE OF THE CORPORATION § 8:16 FORMAL EVIDENCE
OF AN OFFICER S AUTHORITY § 8:17 DE FACTO DIRECTORS AND OFFICERS
PART B. TORT AND CRIMINAL LIABILITY OF CORPORATIONS AND THEIR OFFICERS
AND DIRECTORS § 8:18 VICARIOUS LIABILITY OF CORPORATION FOR TORTS OF
EMPLOYEES § 8:19 CORPORATE LIABILITY FOR PUNITIVE OR EXEMPLARY DAMAGES §
8:20 LIABILITY OF DIRECTORS AND OFFICERS FOR CORPORATE TORTS TO THIRD
PERSONS
§ 8:21 CRIMINAL LIABILITY OF CORPORATIONS § 8:22 CRIMINAL LIABILITY OF
OFFICERS AND DIRECTORS
VOLUME 2
CHAPTER 9. FUNCTIONS AND POWERS OF DIRECTORS § 9:1 THE TRADITIONAL
PATTERN OF CORPORATE GOVERNANCE § 9:2 CONTINUING EFFORTS TO STRENGTHEN
THE MONITORING ROLE OF THE
BOARD OF DIRECTORS
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TREATISE ON THE LAW OF CORPORATIONS
§ 9:3 GOVERNANCE THROUGH THE LISTING REQUIREMENTS OF NYSE AND NASDAQ §
9:4 CHANGES IN THE STATUTORY DESCRIPTION OF FUNCTIONS OF THE BOARD OF
DIRECTORS § 9:5 AUTHORITY AND POWERS OF THE DIRECTORS
§ 9:6 NECESSITY FOR BOARD ACTION IN A LAWFULLY CONVENED MEETING § 9:7
STATUTES AUTHORIZING INFORMAL BOARD ACTION § 9:8 THE NOTICE REQUIREMENT
FOR BOARD MEETINGS § 9:9 DIRECTORS MEETINGS: PLACE, CALL, QUORUM,
VOTES, DISQUALIFICATION
BY INTEREST
§ 9:10 THE VIRTUAL BOARD: MELDING ELECTRONIC MEDIA TO THE CONDUCT OF
BOARD MEETINGS § 9:11 GOVERNANCE AND AUTHORITY WITHIN THE LLC § 9:12 THE
POWER OF SHAREHOLDERS TO CONTROL THE ACTS OF DIRECTORS
§ 9:13 BOARD VACANCIES § 9:14 REMOVAL OF DIRECTORS BY SHAREHOLDERS §
9:15 REMOVAL OF DIRECTORS BY ACTION OF THE BOARD OF DIRECTORS § 9:16
JUDICIAL REMOVAL OF DIRECTORS § 9:17 DELEGATION OF AUTHORITY BY
DIRECTORS TO COMMITTEES, OFFICERS,
AND AGENTS
§ 9:18 COMMITTEES OF THE BOARD OF DIRECTORS § 9:19 LIMITATIONS ON
DELEGATION OF BOARD POWERS TO COMMITTEES § 9:20 RESPONSIBILITY OF
NONCOMMITTEE DIRECTORS FOR COMMITTEE ACTIONS § 9:21 DISTINCTION BETWEEN
COMMITTEES OF THE BOARD AND COMMITTEES
CONTAINING NON-DIRECTORS § 9:22 BOARD COMMITTEE MEETINGS: NOTICE,
QUORUMS, AND VOTING § 9:23 MANAGEMENT AGREEMENTS AND OTHER CORPORATE
CONTRACTS DELEGATING CONTROL § 9:24 LONG-TERM EMPLOYMENT CONTRACTS
CHAPTER 10. DIRECTORS AND OFFICERS DUTIES OF CARE AND LOYALTY
PART A. DILIGENCE, SKILL, AND CARE; LIABILITY FOR NEGLIGENCE IN
MANAGEMENT § 10:1 DIRECTORS DUTY OF CARE: THE POLICY, PURPOSE, AND
COSTS
§ 10:2 LIABILITY FOR IMPRUDENCE AND HONEST ERRORS OF JUDGMENT: THE
BUSINESS JUDGMENT RULE § 10:3 STANDARD OF CARE AND DILIGENCE § 10:4
THE DIRECTORS OBLIGATION TO BE ATTENTIVE
§ 10:5 DIRECTORS ACTIONS SHOULD BE THE PRODUCT OF REASONABLE
INVESTIGATION AND CONSIDERATION
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TABLE OF CONTENTS
§ 10:6 DIRECTORS DECISIONS SHOULD EMBODY A RATIONAL BASIS FOR ACTION §
10:7 KNOWING VIOLATIONS OF A CRIMINAL STATUTE § 10:8 STATUTORY
DEVELOPMENTS LIMITING DIRECTORS LIABILITY FOR DUTY- OF-CARE VIOLATIONS
§ 10:9 EXECUTIVE OFFICERS; SUPERVISION OF SUBORDINATES § 10:10 LIABILITY
OF DIRECTORS AND OFFICERS FOR EXCEEDING CHARTER LIMITATIONS ON THEIR
AUTHORITY
PART B. DEALINGS BETWEEN DIRECTORS AND THEIR CORPORATIONS-CONFLICTS OF
INTEREST
§ 10:11 THE SCOPE OF THE OFFICERS AND DIRECTORS DUTY OF LOYALTY §
10:12 INTERESTED OFFICER AND DIRECTOR TRANSACTIONS: DEFINED AND
HISTORICAL TREATMENT § 10:13 BURDEN OF PROOF OF FAIRNESS IN FIDUCIARY
CONTRACTS § 10:14 STATUTORY TREATMENT OF TRANSACTIONS WITH INTERESTED
OFFICERS
AND DIRECTORS
§ 10:15 INTERLOCKING DIRECTORS: EFFECT OF CONFLICT OF DUTY OR INTEREST
ON THE PART OF COMMON DIRECTORS § 10:16 THE MEANING OF INDEPENDENCE: THE
SPECIAL PROBLEM OF OUTSIDE COUNSEL § 10:17 THE POWER OF THE SHAREHOLDERS
TO RATIFY § 10:18 ACTIONS AGAINST DIRECTORS AND OFFICERS FOR
MISMANAGEMENT:
CORPORATE, INDIVIDUAL, AND CREDITOR GROUNDS TO COMPLAIN § 10:19
DISCLOSURE OBLIGATIONS BASED UPON FIDUCIARY PRINCIPLES
CHAPTER 11. FIDUCIARY DUTIES FOR EXECUTIVE COMPENSATION, CORPORATE
OPPORTUNITIES, AND CONTROLLING STOCKHOLDERS
PART A. EXECUTIVE COMPENSATION § 11:1 CONTRACTS FOR COMPENSATION OF
DIRECTORS AND OFFICERS § 11:2 METHODS OF PAYING EXECUTIVE COMPENSATION §
11:3 COMPENSATION FOR PAST SERVICES § 11:4 JUDICIAL REVIEW OF FAIRNESS
OF EXECUTIVE COMPENSATION: SELF-
DEALING AND GOOD FAITH § 11:5 JUDICIAL REVIEW OF EXECUTIVE COMPENSATION:
EQUITABLE LIMITS § 11:6 EXECUTIVE COMPENSATION AND THE INTERNAL REVENUE
CODE § 11:7 REGULATING EXECUTIVE COMPENSATION THROUGH IMPROVED
GOVERNANCE AND DISCLOSURE
PART B. CORPORATE OPPORTUNITIES § 11:8 MISAPPROPRIATION OF CORPORATE
OPPORTUNITIES: DISLOYAL DIVERSION OF BUSINESS
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TREATISE ON THE LAW OF CORPORATIONS
§ 11:9 FORBIDDEN PROFITS: GAINS BY ABUSE OF OFFICIAL POSITION § 11:10
THE DUTY OF EMPLOYEES NOT TO COMPETE
PART C. CONTROLLING STOCKHOLDER S FIDUCIARY OBLIGATIONS § 11:11
FIDUCIARY DUTIES OF MAJORITY SHAREHOLDERS TO THE MINORITY § 11:12
UNEQUAL TREATMENT AMONG DIFFERENT CLASSES OF SECURITIES OR
HOLDERS OF THE SAME CLASS OF SECURITY
CHAPTER 12. OBLIGATIONS ARISING OUT OF TRANSACTIONS IN SHARES
PART A. STATE LAW § 12:1 THE SALE OF CORPORATE CONTROL § 12:2 FIDUCIARY
DUTIES OF SELLERS OF CORPORATE CONTROL § 12:3 RESIGNATION OF DIRECTORS
IN CONNECTION WITH THE SALE OF CONTROL
§ 12:4 THE SALE OF A CORPORATE OFFICE § 12:5 STATUTORY PROVISIONS
AFFECTING CONTROL TRANSACTIONS § 12:6 OTHER SHARE TRANSFERS THAT TRIGGER
FIDUCIARY OBLIGATIONS- GREENMAIL AND EQUAL OPPORTUNITY CONCERNS § 12:7
COMMON LAW FIDUCIARY DUTY OF DIRECTORS AND OFFICERS WHEN
TRADING IN THEIR CORPORATION S SHARES
PART B. FEDERAL LAW
§ 12:8 SHORT-SWING PROFITS UNDER SECTION 16 OF THE SECURITIES EXCHANGE
ACT § 12:9 SECTION 10(B) AND RULE 10B-5 OF THE SECURITIES EXCHANGE ACT
OF 1934 § 12:10 RULE 10B-5 AND INSIDER TRADING § 12:11 RULE 10B-5 AND
THE DUTY TO DISCLOSE § 12:12 RULE 10B-5 AND CONTROL OF CORPORATE
MISMANAGEMENT
CHAPTER 13. RIGHTS AND POWERS OF SHAREHOLDERS: INSPECTION RIGHTS,
VOTING, AND PROXIES
PART A. SHAREHOLDERS RIGHTS § 13:1 THE NATURE OF THE SHAREHOLDERS
INTEREST
PART B. RIGHT TO INFORMATION
§ 13:2 BASIS OF SHAREHOLDERS RIGHT TO INFORMATION
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TABLE OF CONTENTS
§ 13:3 PROPER PURPOSES FOR INSPECTION § 13:4 STATUTORY REGULATION OF
INSPECTION RIGHTS § 13:5 INSPECTION THROUGH AGENTS § 13:6 INSPECTION OF
BOOKS OF SUBSIDIARY CORPORATIONS § 13:7 REGULATION OF INSPECTION BY
CHARTER AND BYLAW PROVISIONS § 13:8 REMEDIES IF INSPECTION IS DENIED §
13:9 SHAREHOLDER INSPECTION OF FOREIGN CORPORATIONS § 13:10 ACCESSING
CORPORATE REPORTS, FINANCIAL STATEMENTS, AND NOBO
LIST
§ 13:11 DIRECTORS RIGHT OF INSPECTION
PART C. SHAREHOLDERS MEETINGS AND VOTING § 13:12 SHAREHOLDERS ACT AT
MEETINGS OR BY WRITTEN CONSENT § 13:13 NECESSITY OF ANNUAL MEETING AND
CONVENING SPECIAL MEETINGS § 13:14 THE TIME, PLACE, AND NOTICE OF THE
MEETING
§ 13:15 QUORUM AND VOTING AT SHAREHOLDERS MEETINGS § 13:16
STOCKHOLDERS MEETINGS IN A DIGITAL AGE § 13:17 CONDUCT OF SHAREHOLDERS
MEETINGS § 13:18 INSPECTORS OR TELLERS OF AN ELECTION § 13:19 SHARES
ENTITLED TO VOTE
§ 13:20 THE ADVERSE PERSONAL INTEREST OF A SHAREHOLDER § 13:21 POWER TO
VOTE TREASURY SHARES AND SHARES HELD BY A SUBSIDIARY § 13:22 CUMULATIVE
VOTING § 13:23 PLURALITY, MAJORITY AND EMPTY VOTING; ADVANCE NOTICE
BYLAWS § 13:24 INTERFERENCE WITH THE STOCKHOLDERS FRANCHISE
§ 13:25 VOTE-BUYING AND COERCION
PART D. STATE REGULATION OF THE PROXY MACHINERY § 13:26 THE NATURE OF A
PROXY § 13:27 REVOCATION, DURATION, AND TERMINATION OF PROXIES § 13:28
THE PROXY VOTING SYSTEM § 13:29 PROXY CONTEST EXPENSES
PART E. FEDERAL REGULATION OF PROXIES § 13:30 SECTION 14 OF THE
SECURITIES EXCHANGE ACT OF 1934: AN OVERVIEW § 13:31 DEFINITION OF
SOLICITATION AND PROXY § 13:32 SHAREHOLDER PROPOSALS UNDER THE PROXY
RULES § 13:33 IMPLIED PRIVATE ACTION UNDER RULE 14A-9
PART F. CORPORATE CONTROL DEVICES § 13:34 VARIOUS VOTING CONTROL DEVICES
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TREATISE ON THE LAW OF CORPORATIONS
§ 13:35 NONVOTING SHARES AND VOTING-ONLY SHARES § 13:36 THE VOTING
TRUST-ITS USE AND ABUSE § 13:37 VOTING TRUSTS-SCOPE OF TRUSTEE S POWERS
§ 13:38 THE VOTING TRUST IN OPERATION § 13:39 USE OF BYLAWS TO ESTABLISH
A RELATIONSHIP BETWEEN SHAREHOLDERS AND MANAGEMENT
V O L U ME 3
CHAPTER 14. CLOSELY HELD ENTITIES § 14:1 CLOSE CORPORATIONS: DEFINITIONS
AND DISTINCTIVE NEEDS § 14:2 CLOSE CORPORATION STATUTES-SCHEME,
PITFALLS, AND OBJECTIVES § 14:3 SHAREHOLDERS AGREEMENTS: CONTENTS
§ 14:4 FORMS AND EXECUTION OF SHAREHOLDERS AGREEMENTS § 14:5 VALIDITY
OF SHAREHOLDERS AGREEMENTS ATTACKED BECAUSE THEY LIMIT THE BOARD OF
DIRECTORS DISCRETION OR AUTHORITY
§ 14:6 INVALIDITY OF SALE OF VOTING POWER AS BASIS FOR STRIKING DOWN
SHAREHOLDERS AGREEMENTS § 14:7 SHAREHOLDERS RECIPROCAL POOLING
AGREEMENTS CONTROLLING VOTING FOR DIRECTORS § 14:8 USE OF CHARTER OR
BYLAW PROVISIONS IN LIEU OF SHAREHOLDERS
AGREEMENTS
§ 14:9 RESTRICTIONS ON THE TRANSFERABILITY OF SHARES; REASONS FOR
RESTRICTIONS; TYPES OF RESTRICTIONS § 14:10 LEGAL LIMITS ON THE USE OF
TRANSFER RESTRICTIONS § 14:11 DISSENSION IN THE CLOSE CORPORATION §
14:12 DISSOLUTION FOR DEADLOCK § 14:13 OPPRESSION; PROTECTING REASONABLE
EXPECTATIONS
§ 14:14 POLICY QUESTIONS SURROUNDING DISSOLUTION AND ALTERNATIVE
REMEDIES § 14:15 CUSTODIANS RESOLUTION OF SHAREHOLDER DEADLOCKS AND
DISPUTES § 14:16 FIDUCIARY DUTIES IN THE CLOSE CORPORATION § 14:17
SPECIAL TAX CONSIDERATIONS FOR THE CLOSE CORPORATION
CHAPTER 15. THE DERIVATIVE SUIT § 15:1 ECONOMIC JUSTIFICATIONS FOR THE
DERIVATIVE SUIT § 15:2 NATURE AND BASIS OF DERIVATIVE ACTION § 15:3
DISTINGUISHING THE SHAREHOLDER S INDIVIDUAL SUIT FROM THE
DERIVATIVE SUIT
§ 15:4 INDIVIDUAL RECOVERY IN DERIVATIVE SUITS § 15:5 MISSION OF
DERIVATIVE SUIT: COMPENSATION VERSUS DETERRENCE § 15:6 NECESSITY OF
DEMAND ON THE SHAREHOLDERS § 15:7 THE DEMAND ON THE DIRECTORS
REQUIREMENT
§ 15:8 SPECIAL LITIGATION COMMITTEES
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TABLE OF CONTENTS
§ 15:9 STANDING TO BRING A DERIVATIVE SUIT § 15:10 DOUBLE DERIVATIVE
SUITS § 15:11 THE PLAINTIFF AS AN ADEQUATE REPRESENTATIVE § 15:12 BONA
FIDE PURCHASERS OF TAINTED SHARES § 15:13 SECURITY-FOR-EXPENSE
STATUTES § 15:14 LIMITATIONS, LACHES, AND ACQUIESCENCE AS DEFENSES §
15:15 DERIVATIVE SUITS AND THE RIGHT TO A JURY TRIAL AND ARBITRATION §
15:16 CONTROL AND SETTLEMENT OF A DERIVATIVE SUIT § 15:17 THE
CORPORATION AS A PASSIVE PARTY IN DERIVATIVE SUITS;
DEFENSES
§ 15:18 THE ROLE OF COUNSEL IN A DERIVATIVE SUIT § 15:19 THE
ATTORNEY-CLIENT PRIVILEGE IN DERIVATIVE SUITS § 15:20 AWARD OF
ATTORNEYS FEES AND EXPENSES OF SUIT § 15:21 INDEMNIFICATION AND
INSURANCE FOR DIRECTORS AND OFFICERS § 15:22 SANCTIONS FOR FRIVOLOUS
SHAREHOLDER ACTIONS
CHAPTER 16. ISSUANCE OF SHARES
PART A. SHARE SUBSCRIPTIONS AND UNDERWRITING § 16:1 NATURE AND FORM OF
SUBSCRIPTION AGREEMENTS § 16:2 PRE-INCORPORATION
SUBSCRIPTIONS-REVOCABILITY § 16:3 POST-INCORPORATION SUBSCRIPTIONS:
SUBSCRIPTION OR SALE? § 16:4 EXPRESS CONDITIONS AND SPECIAL AGREEMENTS §
16:5 LIMITATIONS ON ESCAPE PROVISIONS § 16:6 RELEASE OF SUBSCRIPTIONS BY
CORPORATION § 16:7 SUBSCRIBERS DEFENSES TO LIABILITY ON SUBSCRIPTION
CONTRACTS § 16:8 LIABILITY ON UNPAID SUBSCRIPTIONS TO CORPORATIONS AND
CREDITORS
§ 16:9 RESCISSION OF SUBSCRIPTIONS § 16:10 THE UNDERWRITING SERVICES OF
INVESTMENT BANKERS § 16:11 UNDERWRITING AGREEMENTS AND SYNDICATES
PART B. THE ISSUANCE OF SHARES
§ 16:12 THE NATURE OF SHARES AND SHARE CERTIFICATES § 16:13 ISSUANCE,
CREATION, OR ALLOTMENT OF SHARES § 16:14 FLEXIBILITY IN TERMS OF
PREFERRED SHARES § 16:15 SIGNIFICANCE OF PAR VALUE § 16:16 SALE OF
TREASURY SHARES AT LESS THAN PAR § 16:17 NO-PAR SHARES; ADVANTAGES,
ISSUE PRICE
§ 16:18 KINDS OF CONSIDERATION THAT VALIDATE PAYMENT FOR SHARES § 16:19
VALUATION OF CONSIDERATION FOR SHARES § 16:20 PROMOTION FRAUDS AND THE
STATE AND FEDERAL SECURITIES LAWS
IMAGE 12
TREATISE ON THE LAW OF CORPORATIONS
§ 16:21 EQUITABLE LIMITATIONS FOR PRICING SHARES § 16:22 THE
SHAREHOLDERS PREEMPTIVE RIGHT § 16:23 THE THEORY BEHIND THE LEGAL
CAPITAL CONCEPT § 16:24 LEGAL CAPITAL OF PAR AND NO-PAR SHARES
CHAPTER 17. LIABILITY FOR WATERED, BONUS, AND UNDERPAID SHARES §17:1
VARIETIES OF WATERED STOCK § 17:2 EVILS AND ABUSES OF STOCK WATERING
§ 17:3 CONTRACT AND TRUST FUND THEORIES § 17:4 THE FRAUD OR HOLDING-OUT
THEORY § 17:5 THE STATUTORY OBLIGATION DOCTRINE § 17:6 LIABILITY OF
TRANSFEREES OF WATERED STOCK § 17:7 CREDITORS , RECEIVERS , AND
TRUSTEES REMEDIES § 17:8 CREDITORS AGAINST HOLDERS OF WATERED NO-PAR
STOCK
§ 17:9 CANCELLATION AND ASSESSMENT OF DILUTED OR WATERED SHARES
CHAPTER 18. CAPITAL STRUCTURE, PREFERENCES, AND CLASSES OF SECURITIES
§ 18:1 CHOICES IN DEBT AND EQUITY FINANCING § 18:2 BONDS AND DEBT
FINANCING §18:3 TYPES OF BONDS § 18:4 CLASSES OF STOCK
§ 18:5 THE PREFERRED SHARE CONTRACT § 18:6 FLEXIBILITY THROUGH A BLANK
STOCK AUTHORIZATION § 18:7 PREFERRED SHAREHOLDERS AND RIGHTS
APPROACHING CREDITOR STATUS
§ 18:8 CUMULATIVE DIVIDENDS § 18:9 NON-CUMULATIVE PREFERRED SHARES §
18:10 PARTICIPATION OF PREFERRED SHARES BEYOND THEIR PREFERENCE § 18:11
PREFERENCE ON LIQUIDATION § 18:12 VOTING RIGHTS OF PREFERRED § 18:13 THE
REDEMPTION PROVISION: VOLUNTARY OR COMPULSORY FOR THE
CORPORATION
§ 18:14 THE REDEMPTION OR SINKING FUND FOR RETIREMENT OF PREFERRED
SHARES § 18:15 CONVERTIBLE SHARES AND WARRANTS § 18:16 RISK OF
ALTERATION OF PREFERRED S RIGHTS
§ 18:17 EQUITABLE PROTECTIONS OF PREFERRED STOCKHOLDERS
CHAPTER 19. ACCOUNTING STATEMENTS AND DIVIDEND LAW § 19:1 THE IMPORTANCE
OF ACCOUNTING TO CORPORATE LAW
XX
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TABLE OF CONTENTS
§ 19:2 MAJOR CONVENTIONS OF ACCOUNTING
§ 19:3 THE BALANCE SHEET § 19:4 CLASSIFICATION OF ASSETS ON THE BALANCE
SHEET § 19:5 CLASSIFICATION OF LIABILITIES § 19:6 STOCKHOLDERS EQUITY
ACCOUNTS § 19:7 SURPLUS AND ITS VARIETIES § 19:8 THE INTERPRETATION OF
THE BALANCE SHEET § 19:9 THE INCOME OR PROFIT AND LOSS STATEMENT § 19:10
CONSOLIDATED FINANCIAL STATEMENTS
CHAPTER 20. DIVIDEND DISTRIBUTIONS: RIGHTS, RESTRICTIONS, AND
LIABILITIES
PART A. RIGHTS TO DIVIDENDS § 20:1 DECLARATION AND PAYMENT OF DIVIDENDS
§ 20:2 DIRECTORS REFUSAL TO DECLARE DIVIDENDS § 20:3 PREFERRED STOCK
AND THE BUSINESS JUDGMENT RULE
§ 20:4 STATUTORY, CHARTER, AND CONTRACTUAL PROVISIONS REQUIRING
DISTRIBUTIONS § 20:5 DERIVATIVE OR DIRECT ACTION TO COMPEL DIVIDENDS §
20:6 DECLARATION AND VESTING OF RIGHT TO DIVIDENDS § 20:7 RESCISSION OR
REVOCATION OF DIVIDEND DECLARATIONS § 20:8 EFFECT OF INSOLVENCY ON THE
STOCKHOLDERS ENTITLEMENT
§ 20:9 RIGHT TO DIVIDENDS DECLARED PRIOR TO TRANSFER OF SHARES § 20:10
RIGHTS OF TRANSFEREES NOT REGISTERED ON CORPORATE BOOKS
PART B. RESTRICTIONS ON DIVIDEND DISTRIBUTIONS § 20:11 THE PURPOSE OF
DIVIDEND RESTRICTIONS § 20:12 THE VARIOUS DIVIDEND LIMITATIONS
§ 20:13 THE CAPITAL IMPAIRMENT LIMITATION § 20:14 THE EARNED SURPLUS
TEST § 20:15 CAPITAL SURPLUS AS A SOURCE OF DISTRIBUTIONS TO
SHAREHOLDERS § 20:16 THE INSOLVENCY LIMITATION § 20:17 NIMBLE DIVIDENDS
§20:18 WASTING ASSET CORPORATIONS § 20:19 THE INNOVATIONS OF THE
CALIFORNIA STATUTE AND THE MODEL
BUSINESS CORPORATION ACT § 20:20 THE ISSUE OF SHARES AS STOCK DIVIDENDS
AND STOCK SPLITS § 20:21 CAPITALIZATION OF SURPLUS FOR STOCK DIVIDENDS
AND STOCK SPLITS § 20:22 ALTERATION OF RELATIVE RIGHTS VIA DIVIDENDS
XXI
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TREATISE ON THE LAW OF CORPORATIONS
PART C. LIABILITIES OF DIRECTORS AND
SHAREHOLDERS
§ 20:23 DIRECTORS LIABILITY FOR UNLAWFUL DIVIDENDS § 20:24 THE EXTENT
OF THE DIRECTORS LIABILITY § 20:25 SHAREHOLDERS LIABILITY TO RETURN
ILLEGAL DIVIDENDS
§ 20:26 FRAUDULENT CONVEYANCE LAW AND DIVIDENDS
CHAPTER 21. REPURCHASES, REDEMPTIONS AND THE REDUCTION OF CAPITAL
PART A. SHARE PURCHASES AND REDEMPTIONS § 21:1 ENGLISH LIMITATIONS ON
AUTHORITY TO PURCHASE § 21:2 AMERICAN RULES ON SHARE REPURCHASES § 21:3
THE DANGERS AND ABUSES OF DEALING IN THE CORPORATION S OWN
SHARES
§ 21:4 STATUTORY RESTRICTIONS ON REPURCHASES OF SHARES § 21:5 EXECUTORY
AND INSTALLMENT CONTRACTS TO REPURCHASE § 21:6 AGREEMENTS TO REPURCHASE
AT A LATER DATE § 21:7 REDEMPTION AND PURCHASE OF CALLABLE SHARES
§ 21:8 FIDUCIARY LIMITATIONS ON SHARE REPURCHASES
PART B. STATUS OF TREASURY SHARES
§ 21:9 THE PECULIAR STATUS OF TREASURY SHARES § 21:10 THE REISSUE OR
RETIREMENT OF TREASURY SHARES § 21:11 METHODS OF ACCOUNTING FOR TREASURY
SHARES
PART C. REMEDIES FOR IMPROPER SHARE PURCHASES § 21:12 RECOVERY BY
CORPORATION FOR UNLAWFUL SHARE PURCHASES § 21:13 RIGHT OF RECOVERY BY
CREDITORS FROM SELLING SHAREHOLDERS
PART D. REDUCTION OF LEGAL CAPITAL
§ 21:14 REDUCTION OF CAPITAL-THE PROBLEM DENNED § 21:15 REASONS FOR THE
REDUCTION OF LEGAL CAPITAL §21:16 METHODS OF REDUCTION § 21:17 STATUTORY
LIMITATIONS ON THE REDUCTION OF LEGAL CAPITAL
§ 21:18 A NEW START ON EARNED SURPLUS; THE DIVERGENCE OF CORPORATE LAW
AND TAX LAW
X X LL
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TABLE OF CONTENTS
VOLUME 4
CHAPTER 22. CORPORATE COMBINATIONS § 22:1 CHAPTER OVERVIEW § 22:2
COMPARISON OF METHODS OF COMBINATION OR REORGANIZATION
PART A. SALE OF ASSETS
§ 22:3 PURPOSES OF SALE OF SUBSTANTIALLY ALL ASSETS § 22:4 AUTHORITY TO
SELL ENTIRE ASSETS IN THE ABSENCE OF A STATUTE § 22:5 STATUTORY
AUTHORIZATION OF SALE OF ASSETS § 22:6 SALE OF ASSETS FOR SECURITIES §
22:7 THE DE FACTO MERGER DOCTRINE § 22:8 SUCCESSOR CORPORATION LIABILITY
§ 22:9 BULK SALES PROTECTION FOR CREDITORS
PART B. MERGER AND CONSOLIDATION
§ 22:10 MERGER AND CONSOLIDATION DISTINGUISHED § 22:11 ATTRIBUTES AND
ADVANTAGES OF MERGER AND CONSOLIDATION § 22:12 STATUTORY AUTHORITY FOR
MERGER AND CONSOLIDATION § 22:13 PROCEDURES TO MERGE OR CONSOLIDATE §
22:14 SHORT-FORM MERGERS
§ 22:15 TRIANGULAR MERGERS AND SHARE EXCHANGES § 22:16 DISSOLUTION OF
CONSTITUENT COMPANIES § 22:17 TRANSFER OF ASSETS TO THE SURVIVING
CORPORATION
§ 22:18 RIGHTS OF CREDITORS OF CONSTITUENT COMPANIES § 22:19 LEVERAGED
BUYOUTS AS FRAUDULENT CONVEYANCES § 22:20 ACCOUNTING FOR CORPORATE
COMBINATIONS § 22:21 ACCOUNTING TREATMENT S INTERFACE WITH THE
TRADITIONAL
STATUTORY ACCOUNTING NORMS § 22:22 MERGERS AS A MEANS TO RECAPITALIZE
PART C. REMEDIES OF DISSENTING SHAREHOLDERS § 22:23 ALTERNATIVE REMEDIES
OF DISSENTING SHAREHOLDERS § 22:24 THE STATUTORY APPRAISAL REMEDY §
22:25 SCOPE OF STATUTORY APPRAISAL RIGHTS
§ 22:26 VALUATION OF SHARES IN APPRAISAL PROCEEDINGS § 22:27 EXCLUSIVITY
OF STATUTORY APPRAISAL RIGHTS
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TREATISE ON THE LAW OF CORPORATIONS
PART D. CORPORATE DIVISIONS AND FEDERAL TAX IMPLICATIONS OF CORPORATE
REORGANIZATIONS § 22:28 CORPORATE DIVISIONS § 22:29 FEDERAL INCOME TAX
IMPLICATIONS OF CORPORATE REORGANIZATIONS
CHAPTER 23. EQUITABLE LIMITS ON ACQUISITIONS AND DEFENSIVE MANEUVERS
§ 23:1 FIDUCIARY OBLIGATIONS IN ACQUISITION TRANSACTIONS § 23:2
EQUITABLE LIMITATIONS ON THE POWER OF SALE OR MERGER § 23:3 MERGER
FREEZE-OUTS OF MINORITY SHAREHOLDERS § 23:4 GOING-PRIVATE TRANSACTIONS
UNDER THE SECURITIES LAWS § 23:5 DEFENSIVE TACTICS-SHARK REPELLANT
PROVISIONS § 23:6 DEFENSIVE MANEUVERS AND THE BUSINESS JUDGMENT RULE §
23:7 JUDICIAL TREATMENT OF SPECIFIC TYPES OF DEFENSIVE MANEUVERS § 23:8
THE DIRECTORS ROLE AS AUCTIONEERS-THE REVLON MOMENT
CHAPTER 24. FEDERAL AND STATE TAKEOVER LAWS §24:1 FEDERAL REGULATION OF
TAKEOVERS § 24:2 FILING REQUIREMENTS OF SECTION 13(D)
§ 24:3 DEFINITION OF TENDER OFFER § 24:4 THE WILLIAMS ACT REQUIREMENTS
FOR TENDER OFFERS § 24:5 THE ANTIFRAUD PROVISION-SECTION 14(E) § 24:6
DIRECTOR TURNOVER AND WILLIAMS ACT-SECTION 14(F) § 24:7 REMEDIES FOR
VIOLATIONS OF SECTIONS 13(D), 13(E), AND 14(D)
§ 24:8 STATE REGULATION OF TENDER OFFERS
CHAPTER 25. AMENDMENTS TO THE CORPORATE CHARTER § 25:1 POWER TO
AUTHORIZE FUNDAMENTAL CHANGES § 25:2 CONSTITUTIONAL LIMITATIONS-THE
DARTMOUTH COLLEGE CASE
§ 25:3 THE RESERVATION OF POWER TO AMEND THE CORPORATE STATUTE § 25:4
THE DISAPPEARING CONCEPT OF VESTED RIGHTS § 25:5 THE AMENDMENT PROCESS §
25:6 EQUITABLE LIMITATIONS ON CHANGES IN OUTSTANDING SHARES
§ 25:7 THE DEBATE OVER POWER TO OPT OUT OF STATE LAWS
CHAPTER 26. VOLUNTARY DISSOLUTION, ADMINISTRATIVE DISSOLUTION, AND
WINDING UP § 26:1 VOLUNTARY DISSOLUTION VERSUS INFORMAL LIQUIDATION
XXIV
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TABLE OF CONTENTS
§ 26:2 STATUTORY AUTHORITY FOR VOLUNTARY DISSOLUTION § 26:3 EQUITABLE
LIMITATIONS ON DISSOLUTION § 26:4 DISSOLUTION BY EXPIRATION OF STATED
DURATION AND ADMINISTRATIVE DISSOLUTION
§ 26:5 GROUNDS FOR JUDICIAL DISSOLUTION § 26:6 SUMMARY OF THE GENERAL
CONSEQUENCES OF DISSOLUTION § 26:7 WINDING UP AND STATUTORY CONTINUATION
OF EXISTENCE AFTER DISSOLUTION § 26:8 EFFECT OF DISSOLUTION WITH REGARD
TO DEBTS AND CONTRACTS
§ 26:9 DISSOLUTION AND THE PROPERTY OF NOT-FOR-PROFIT AND CHARITABLE
CORPORATIONS § 26:10 CAPACITY TO SUE OR BE SUED FOLLOWING
DISSOLUTION-SURVIVAL STATUTES § 26:11 THE RIGHT TO JUDICIAL SUPERVISION
OF WINDING UP
§ 26:12 LIABILITY OF SHAREHOLDERS AND DIRECTORS FOR IMPROPER LIQUIDATING
DISTRIBUTIONS § 26:13 AUTHORITY TO MAKE LIQUIDATION DISTRIBUTIONS IN
SECURITIES OR ASSETS IN KIND
CHAPTER 27. INVESTOR PROTECTION: STATE AND FEDERAL SECURITIES REGULATION
§ 27:1 SECURITIES REGULATION-OVERVIEW PART A. STATE BLUE SKY LAWS
§ 27:2 EVILS LEADING TO STATE SECURITIES LAWS § 27:3 HISTORY, POLICY,
AND PURPOSE OF STATE SECURITIES LAWS § 27:4 TYPES OF SECURITIES LAWS §
27:5 STATE REGISTRATION OF SECURITIES: QUALIFICATION, NOTIFICATION, OR
COORDINATION WITH FEDERAL REGISTRATION; FEDERAL PREEMPTION § 27:6 STATE
REGISTRATION OF SECURITIES: EXEMPTIONS FOR CERTAIN CLASSES OF SECURITIES
AND TRANSACTIONS § 27:7 STATE REGISTRATION OF SECURITIES: CIVIL
LIABILITIES FOR VIOLATIONS;
RIGHT TO RESCIND
§ 27:8 STATE REGISTRATION OF SECURITIES: CONFLICTS OF LAWS AND
JURISDICTION; PREEMPTION
PART B. FEDERAL PROTECTION OF INVESTORS
§ 27:9 THE ORIGIN AND SCOPE OF FEDERAL SECURITIES REGULATION § 27:10
FEDERAL SECURITIES ACT OF 1933-BACKGROUND § 27:11 THE REGISTRATION AND
PROSPECTUS REQUIREMENTS OF THE SECURITIES ACT OF 1933 § 27:12 AIM OF
DISCLOSURE § 27:13 WHAT CONSTITUTES A SECURITY UNDER FEDERAL AND STATE
LAW?
IMAGE 18
TREATISE ON THE LAW OF CORPORATIONS
§ 27:14 WHAT IS A SALE UNDER FEDERAL AND STATE SECURITIES LAWS?
§ 27:15 SECURITIES AND TRANSACTION EXEMPTIONS UNDER FEDERAL LAW § 27:16
CIVIL LIABILITY FOR VIOLATIONS OF THE SECURITIES ACT OF 1933 § 27:17 THE
SECURITIES EXCHANGE ACT OF 1934
§ 27:18 CIVIL LIABILITY UNDER THE SECURITIES EXCHANGE ACT OF 1934 §
27:19 FRAUD IN THE PURCHASE OR SALE OF SECURITIES-SEC RULE 10B-5 § 27:20
PROFESSIONAL OBLIGATIONS OF ATTORNEYS REPRESENTING CORPORATIONS
CHAPTER 28. SECURITIES TRANSFERS § 28:1 THE THREE LEGAL SPHERES OF
SECURITIES TRANSFER LAWS § 28:2 DIRECT AND INDIRECT HOLDING SYSTEM §
28:3 IMPETUS FOR THE REVISED ARTICLE 8 OF THE UNIFORM COMMERCIAL
CODE
§ 28:4 THE MECHANICS OF TRANSFERRING SECURITIES § 28:5 WARRANTIES BY
TRANSFEROR § 28:6 HOW AND WHEN THE TRANSFEREE ACQUIRES RIGHTS TO A
SECURITY § 28:7 THE CORPORATION S REFUSAL TO RECORD A TRANSFER
§ 28:8 RESOLVING CONFLICTING CLAIMS OF SHARE OWNERSHIP § 28:9 LOST,
DESTROYED, AND WRONGFULLY TAKEN CERTIFICATES § 28:10 RESTRICTIONS ON THE
TRANSFER OF CORPORATE SHARES AND OTHER SECURITIES
§ 28:11 SECURITIES AS COLLATERAL § 28:12 CONFLICT OF LAWS: WHICH STATE
LAW GOVERNS TRANSFER OF SECURITIES? § 28:13 CERTIFICATELESS SHARES OR
CENTRAL DEPOSITORIES TABLE OF LAWS AND RULES TABLE OF CASES
INDEX
|
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| indexdate | 2024-12-24T00:22:02Z |
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| spellingShingle | Cox, James D. Hazen, Thomas Lee The law of corporations |
| title | The law of corporations |
| title_auth | The law of corporations |
| title_exact_search | The law of corporations |
| title_full | The law of corporations 4 Chapters 22 - 28, Tables, Index James D. Cox ; Thomas Lee Hazen |
| title_fullStr | The law of corporations 4 Chapters 22 - 28, Tables, Index James D. Cox ; Thomas Lee Hazen |
| title_full_unstemmed | The law of corporations 4 Chapters 22 - 28, Tables, Index James D. Cox ; Thomas Lee Hazen |
| title_short | The law of corporations |
| title_sort | the law of corporations chapters 22 28 tables index |
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