Regulating cartels in Europe a study of legal control of corporate delinquency

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Hauptverfasser: Harding, Christopher (VerfasserIn), Joshua, Julian (VerfasserIn)
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Sprache:English
Veröffentlicht: Oxford Oxford Univ. Press 2003
Schriftenreihe:Oxford studies in European law
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adam_text REGULATING CARTELS IN EUROPE A STUDY OF LEGAL CONTROL OF CORPORATE DELINQUENCY CHRISTOPHER HARDING AND JULIAN JOSHUA OXFORD UNIVERSITY PRESS CONTENTS TABLES OFCASES XVI TABLES OFTREATIES, LEGISLATION, AND NOTICES XXI GLOSSARY OFKEY TERMS XXIII INTRODUCTION: TALKING ABOUT CARTELS: THE MAIN ELEMENTS OF ANALYSIS AND DISCUSSION 1 1. EPISTEMOLOGY: THE CONTROL OF CARTELS AS A SUBJECT 1 2. POLITICAL ECONOMY: THE PHENOMENON AND CONCEPT OF THE ANTI-COMPETITIVE CARTEL 2 3. LEGAL CONTROL: COMPETITION LAW AS A MODEL OF REGULATION 3 4. DRAMA: CARTEL CONTROL*THE MAIN ACTORS 4 5. HISTORY: A TWENTIETH-CENTURY OVERVIEW OF EUROPEAN CARTEL CONTROL 5 6. INTERNATIONAL RELATIONS: THE GLOBAL DIMENSION 6 7. PATHOLOGY: ANTITRUST DELINQUENCY AS THE TARGET OF LEGAL ACTION 7 I. BUSINESS CARTELS: SLEEPING WITH THE ENEMY 9 1. A HISTORY OF AMBIVALENCE: IS IT A CRIMINAL LAW RAP? 9 2. DEFINING CARTEL ARRANGEMENTS 11 3. THE CO-OPERATIVE INSTINCT: THE CUSTOMER IS OUR ENEMY 16 (A) COLLUSION: THE MAIN DEFENCES 19 4. THE MACRO-ECONOMIC CONTEXT: TYPICAL MARKETS? 22 (A) MARKETS: AREAS OF TRADE AND PRODUCTION 22 (B) MARKETS: PRIVATE OR PUBLIC MANAGEMENT 24 5. THE MICRO-ECONOMIC CONTEXT: THE QUEST FOR SUPRACOMPETITIVE PROFIT 29 6. CARTEL DYNAMICS: THE CARTEL AS A PRIVATE TREATYREGIME 32 (A) INSIDE LOOKING OUT 32 (B) THE BUSINESS COMMUNITY: I WANNA BE CLOSER TO YOU THAN I AM TO ANY CUSTOMER 34 (C) INTERNAL ORGANIZATION: THE LEADER AND THE PACK 3 6 7. MAPPING THE DISCUSSION 37 XII CONTENTS II. MODELS OF LEGAL CONTROL: NORTH AMERICA AND EUROPE 39 1. ATLANTIC CROSSING: THE USUAL SUSPECTS, BUT DIFFERING PERCEPTIONS AND MODEIS OF LEGAL CONTROL 39 2. SURVEYING PERCEPTIONS OF THE SUBJECT: THE DEBATE ON CARTELS 41 3. THE NORTH AMERICAN TRADITION: THE DELINQUENCY OF THE BUSINESS CARTEL 46 (A) PART OF THE AMERICAN WAY OF LIFE 46 (B) THE CRIME MODEL 49 4. THE EUROPEAN EXPERIENCE: A CULTURE OF TOLERATION 52 5. THE QUEST FOR MENS REA: DIFFERING PERCEPTIONS OF ANTITRUST DELINQUENCY 55 (A) CONDUCT-ORIENTED ANTITRUST: THE CARTEL AS A CONSPIRACY 57 (B) OUTCOME-ORIENTED ANTITRUST: THE CARTEL AS AN INSTRUMENT OF DAMAGE 59 6. THE DILEMMA FOR EUROPEAN CARTEL REGULATION: WHICH MODEL? 60 APPENDIX 1 61 III. CARTELS IN EUROPE, 1870-1945: DAS KARTELLPROBLEM 63 1. THE CENTRALITY OF THE GERMAN EXPERIENCE: THE LAND OF CARTELS 63 2. CARTELS IN ECONOMIC LONGITUDE: INDUSTRIALIZATION AND ECONOMIC DOWN TURN 65 3. WILHELMINE CARTELS AS VEHICLES FOR ORDER AND STABILITY 67 4. THE ARGUMENTS AGAINST CARTELS AND THE NEED FOR REGULATION: DAS KARTELLPROBLEM 7 1 5. THE WIDER EUROPEAN PICTURE: RESPECTABLE AND NECESSARY OR SUSPECT AND DELINQUENT ORGANIZATIONS? 75 6. THE MID-CENTURY WATERSHED 82 IV. CARTELS IN EUROPE, 1945-70: FROM REGISTRABLE AGREEMENT TO CONCERTED PRACTICE 84 1. POST-WAR DEBATES: BACK TO THE DRAWING BOARD 84 2. THE POLITICAL PERSPECTIVE: THE CARTEL AS A TAINTED ORGANIZATION 85 3. CARTELS AND INTERNATIONAL TRADE: EARLY ATTEMPTS AT INTERNATIONAL REGULATION 88 CONTENTS XIII 4. THE EMERGENCE OF NATIONAL REGULATION OF CARTELS IN EUROPE 96 5. THE NATIONAL POSITDON(S): STOCKTAKING IN THE MID-1960S 100 (A) AUSTRIA 100 (B) BELGIUM 101 (C) DENMARK 102 (D) FINLAND 102 (E) FRANCE 102 (F) GERMANY 104 (G) THE NETHERLANDS 104 (H) NORWAY 105 (I) SWEDEN 106 (J) BRITAIN 107 6. THE COMMON MARKET CONTEXT 108 7. THE EUROPEAN CEMENT MARKET: THE HARDENING OF CARTEL CONTROL 113 V. A NARRATIVE OF CARTEL REGULATION IN EUROPE, 1970 TO THE PRESENT TIME 117 1. READING A HISTORY OF REGULATION AND ENFORCEMENT: A30YEARS WAR 117 2. THE EARLY YEARS OF LITIGATION 118 3. THE LULL IN LITIGATION, 1975-85 128 4. EUROPEAN CARTEL LITIGATION: A NEW LEGAL INDUSTRY 130 5. RECOVERING THE INITIATIVE IN ENFORCEMENT 136 6. CHANGING MODALITIES OF ENFORCEMENT 140 VI. PROOF OF CARTEL DELINQUENCY: FASHIONING THE EUROPEAN CARTEL OFFENCE 143 1. DELINQUENCY INFLATION AND THE EMERGENCE OF THE PROBLEM OF ANTITRUST EVIDENCE 143 2. ECONOMIC EVIDENCE: THE SIGNIFICANCE OF MARKET CONTEXT 145 3. ECONOMIC EVIDENCE: THE PROBLEM OF PARALLEL BEHAVIOUR AND TACK COLLUSION 147 4. TESTING OLIGOPOLY ARGUMENT UNDER EUROPEAN LAW 151 (A) THE ARGUMENT IN DYESTUFFS 151 (B) THE ARGUMENT IN WOOD PULP 153 5. FORGING THE CARTEL OFFENCE: MARSHALLING THE EVIDENCE AND FRAMING THE CHARGE 159 6. COLLECTING PERSUASIVE PROOF OF CARTEL PARTICIPATION 164 XIV CONTENTS VII. JUDICIAL REVIEW OF CARTEL CONTROL: TESTING THE EVIDENCE AND DUE PROCESS 170 1. THE ROLE OF THE COMMUNITY COURTS 170 2. TESTING THE EVIDENCE: THE COURT OF FIRST INSTANCE ROLLS UP ITS SLEEVES 174 (A) THE CLAMOUR FOR STRONGER REVIEW: THE CARTELS STRIKE BACK 176 (B) EXERCISING AN UNFETTERED EVALUATION OF EVIDENCE 180 3. JUDICIAL REVIEW AND THE SEARCH FOR DUE PROCESS: FIRING THE BIG GUNS OF CONSTITUTIONAL ARTILLERY 183 4. THE NATURE OF THE COMMISSION S PROCEDURE 184 5. INVESTIGATIONS AND THE COLLECTION OF EVIDENCE 190 6. EFFECTIVE RIGHTS OF DEFENCE AND ACCESS TO THE FILE 197 7. THE BALANCE OF LEGAL PROTECTION 201 (A) THE SIGNIFICANCE OF PROCEDURE AND PROCEDURAL VIOLATIONS 202 (B) DIFFERENT KINDS OF RIGHTS 204 8. POSTSCRIPT: THE EPISTEMOLOGY OF THE DEBATES ON JUDICIAL REVIEW 206 VIII. NEGOTIATING GUILT: LENIENCY AND BREAKING THE CODE OF SILENCE 209 1. THE PSYCHOLOGY OF BUSINESS TRUCE: YOUR CHEATING HEART 209 2. LENIENCY: THE AMERICAN MODEL*DESIGNING THE IRRESISTIBLE OFFER 213 3. LENIENCY: THE EC MODEL: A PRISONER S DILEMMA PLAYGROUND 216 (A) THE ST VALENTINE S DAY NOTICE 219 4. A EUROPEAN PATCHWORK OF LENIENCY: AMNESTY INTERNATIONAL ? 222 5. THE LESSONS OF LENIENCY 226 LX. SANCTIONS: DEALING WITH BUSINESS DELINQUENCY 229 1. SANCTIONS, CENSURE, AND EFFECTIVENESS 229 2. THE REPERTOIRE OF SANCTIONS 230 (A) ORDERS TO DESIST 231 (B) COMPLIANCE PROGRAMMES 234 (C) CLAIMS FOR COMPENSATION 236 3. THE PENAL OPTION: FINANCIAL PENALTIES 240 (A) THE LEGAL CHARACTER OF EC FINES 240 (B) THE COMMISSION AS A SENTENCING AUTHORITY 242 (C) SENTENCING DISCOUNTS AND PLEA-BARGAINING 248 CONTENTS XV 4. THE PENAL OPTION: CRIMINALIZATION AND IMPRISONMENT 253 5. THE EUROPEAN CRIMINALIZATION OF CARTELS 258 (A) THE GLOBAL CAMPAIGN AGAINST CARTELS 258 (B) CRIMINALIZATION AT THE NATIONAL LEVEL: THE BRITISH MODEL 260 (C) PROBLEMS AT THE INTERFACE WITH EUROPEAN LAW 262 6. THE OUTLOOK: AN ESCALATION OF SANCTIONS? 267 X. CARTEL LAW IN THE TWENTY-FIRST CENTURY: GLOBALIZED AND CRIMINAL? 270 1. CONVERSION, CONVERGENCE, OR GLOBAL MOSAIC? 270 2. RETROSPECTIVE: A PARALLAX VIEW? 271 3. THE CHARACTER OF CONTEMPORARY EUROPEAN CARTEL LAW 277 (A) THE ECONOMIST S TALE: CARTEL LAW AS COMPETITION LAW 278 (B) THE PROSECUTOR S TALE: CARTEL LAW AS THE LAW OF EVIDENCE 279 (C) THE DEFENCE LAWYER S TALE: CARTEL LAW AS CORPORATE RIGHTS LAW 280 (D) THE PENOLOGIST S TALE: CARTEL LAW AS CRIMINOLOGY 283 4. PROSPECTIVE: THE GLOBALIZATION OF CARTEL REGULATION? 284 (A) GLOBALIZING FORCES: THE GLOBAL ECONOMY 285 (B) A GLOBALIZED REGULATION? 286 BIBLIOGRAPHY 291 INDEX 299
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spelling Harding, Christopher Verfasser aut
Regulating cartels in Europe a study of legal control of corporate delinquency Christopher Harding and Julian Joshua
Oxford Oxford Univ. Press 2003
XXV, 301 S.
txt rdacontent
n rdamedia
nc rdacarrier
Oxford studies in European law
Europäische Union - Kartellrecht idszbz
Antitrust law - Europe
Cartels - Europe
Europäische Union
Kartellrecht
Kartellrecht - Europäische Union idsbb
Kartellrecht - Europäische Union idszbz
Joshua, Julian Verfasser aut
GBV Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=012050516&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis
spellingShingle Harding, Christopher
Joshua, Julian
Regulating cartels in Europe a study of legal control of corporate delinquency
Europäische Union - Kartellrecht idszbz
Antitrust law - Europe
Cartels - Europe
Europäische Union
Kartellrecht
Kartellrecht - Europäische Union idsbb
Kartellrecht - Europäische Union idszbz
title Regulating cartels in Europe a study of legal control of corporate delinquency
title_auth Regulating cartels in Europe a study of legal control of corporate delinquency
title_exact_search Regulating cartels in Europe a study of legal control of corporate delinquency
title_full Regulating cartels in Europe a study of legal control of corporate delinquency Christopher Harding and Julian Joshua
title_fullStr Regulating cartels in Europe a study of legal control of corporate delinquency Christopher Harding and Julian Joshua
title_full_unstemmed Regulating cartels in Europe a study of legal control of corporate delinquency Christopher Harding and Julian Joshua
title_short Regulating cartels in Europe
title_sort regulating cartels in europe a study of legal control of corporate delinquency
title_sub a study of legal control of corporate delinquency
topic Europäische Union - Kartellrecht idszbz
Antitrust law - Europe
Cartels - Europe
Europäische Union
Kartellrecht
Kartellrecht - Europäische Union idsbb
Kartellrecht - Europäische Union idszbz
topic_facet Europäische Union - Kartellrecht
Antitrust law - Europe
Cartels - Europe
Europäische Union
Kartellrecht
Kartellrecht - Europäische Union
url http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=012050516&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA
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