Prognostic Impact of Postoperative Lymph Node Metastases After Neoadjuvant Chemoradiotherapy for Locally Advanced Squamous Cell Carcinoma of Esophagus: From the Results of NEOCRTEC5010, a Randomized Multicenter Study

OBJECTIVE:To determine the prognostic impact of pathologic lymph node (LN) status and investigate risk factors of recurrence in esophageal squamous cell carcinoma (ESCC) patients with pathologic complete response (pCR) after neoadjuvant chemoradiotherapy (NCRT). SUMMARY BACKGROUND DATA:There are no...

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Veröffentlicht in:Annals of surgery 2021-12, Vol.274 (6), p.e1022-e1029
Hauptverfasser: Leng, Xuefeng, He, Wenwu, Yang, Hong, Chen, Yuping, Zhu, Chengchu, Fang, Wentao, Yu, Zhentao, Mao, Weimin, Xiang, Jiaqing, Chen, Zhijian, Yang, Haihua, Wang, Jiaming, Pang, Qingsong, Zheng, Xiao, Liu, Hui, Yang, Huanjun, Li, Tao, Zhang, Xu, Li, Qun, Wang, Geng, Mao, Teng, Guo, Xufeng, Lin, Ting, Liu, Mengzhong, Fu, Jianhua, Han, Yongtao
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container_end_page e1029
container_issue 6
container_start_page e1022
container_title Annals of surgery
container_volume 274
creator Leng, Xuefeng
He, Wenwu
Yang, Hong
Chen, Yuping
Zhu, Chengchu
Fang, Wentao
Yu, Zhentao
Mao, Weimin
Xiang, Jiaqing
Chen, Zhijian
Yang, Haihua
Wang, Jiaming
Pang, Qingsong
Zheng, Xiao
Liu, Hui
Yang, Huanjun
Li, Tao
Zhang, Xu
Li, Qun
Wang, Geng
Mao, Teng
Guo, Xufeng
Lin, Ting
Liu, Mengzhong
Fu, Jianhua
Han, Yongtao
description OBJECTIVE:To determine the prognostic impact of pathologic lymph node (LN) status and investigate risk factors of recurrence in esophageal squamous cell carcinoma (ESCC) patients with pathologic complete response (pCR) after neoadjuvant chemoradiotherapy (NCRT). SUMMARY BACKGROUND DATA:There are no large-scale prospective study data regarding ypN status and recurrence after pCR in ESCC patients receiving NCRT. METHODS:The NEOCRTEC5010 trial was a prospective multicenter trial that compared the survival and safety of NCRT plus surgery (S) with S in patients with locally advanced ESCC. The relationships between survival and cN, pN, and ypN status were assessed. Potential prognostic factors in patients with ypN+ and pCR were identified. RESULTS:A total of 389 ESCC patients (NCRT182; S207) were included. Patients with pN+ in the S group and ypN+ in the NCRT group had decreased overall survival (OS) and disease-free survival (DFS) compared with pN0 and ypN0 patients, respectively. Partial response at the primary site [hazard ratio (HR), 2.09] and stable disease in the LNs (HR, 3.26) were independent risk factors for lower DFS, but not OS. For patients with pCR, the recurrence rate was 13.9%. Patients with distant LN metastasis had a median OS and DFS of 16.1 months and 14.4 months, respectively. Failure to achieve the median total dose of chemotherapy was a significant risk factor of recurrence and metastasis after pCR (HR, 44.27). CONCLUSIONS:Persistent pathologic LN metastasis after NCRT is a strong poor prognostic factor in ESCC. Additionally, pCR does not guarantee a cure; patients with pCR should undergo an active strategy of surveillance and adjuvant therapy.
doi_str_mv 10.1097/SLA.0000000000003727
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SUMMARY BACKGROUND DATA:There are no large-scale prospective study data regarding ypN status and recurrence after pCR in ESCC patients receiving NCRT. METHODS:The NEOCRTEC5010 trial was a prospective multicenter trial that compared the survival and safety of NCRT plus surgery (S) with S in patients with locally advanced ESCC. The relationships between survival and cN, pN, and ypN status were assessed. Potential prognostic factors in patients with ypN+ and pCR were identified. RESULTS:A total of 389 ESCC patients (NCRT182; S207) were included. Patients with pN+ in the S group and ypN+ in the NCRT group had decreased overall survival (OS) and disease-free survival (DFS) compared with pN0 and ypN0 patients, respectively. Partial response at the primary site [hazard ratio (HR), 2.09] and stable disease in the LNs (HR, 3.26) were independent risk factors for lower DFS, but not OS. For patients with pCR, the recurrence rate was 13.9%. Patients with distant LN metastasis had a median OS and DFS of 16.1 months and 14.4 months, respectively. Failure to achieve the median total dose of chemotherapy was a significant risk factor of recurrence and metastasis after pCR (HR, 44.27). CONCLUSIONS:Persistent pathologic LN metastasis after NCRT is a strong poor prognostic factor in ESCC. Additionally, pCR does not guarantee a cure; patients with pCR should undergo an active strategy of surveillance and adjuvant therapy.</description><identifier>ISSN: 0003-4932</identifier><identifier>EISSN: 1528-1140</identifier><identifier>DOI: 10.1097/SLA.0000000000003727</identifier><identifier>PMID: 31855875</identifier><language>eng</language><publisher>PHILADELPHIA: Lippincott Williams &amp; Wilkins</publisher><subject>Adult ; Aged ; Carcinoma, Squamous Cell - pathology ; Carcinoma, Squamous Cell - therapy ; Chemoradiotherapy ; Chemoradiotherapy, Adjuvant ; Combined Modality Therapy ; Esophageal Neoplasms - pathology ; Esophageal Neoplasms - therapy ; Esophagectomy ; Female ; Humans ; Life Sciences &amp; Biomedicine ; Lymph Node Excision ; Lymphatic Metastasis ; Male ; Middle Aged ; Neoadjuvant Therapy ; Neoplasm Recurrence, Local ; Neoplasm Staging ; Prognosis ; Prospective Studies ; Risk Factors ; Science &amp; Technology ; Surgery ; Survival Rate</subject><ispartof>Annals of surgery, 2021-12, Vol.274 (6), p.e1022-e1029</ispartof><rights>Lippincott Williams &amp; Wilkins</rights><rights>Copyright © 2019 Wolters Kluwer Health, Inc. All rights reserved.</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>true</woscitedreferencessubscribed><woscitedreferencescount>53</woscitedreferencescount><woscitedreferencesoriginalsourcerecordid>wos000718532600365</woscitedreferencesoriginalsourcerecordid><cites>FETCH-LOGICAL-c3507-633f5adbc192a8f6468ea97932a1ee1da7d2966ee7962fcb767e0d81bee159e13</cites><orcidid>0000-0001-5549-8633 ; 0000-0002-5897-0419 ; 0000-0002-8451-3705 ; 0000-0002-1086-4852</orcidid></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><link.rule.ids>315,781,785,27928,27929</link.rule.ids><backlink>$$Uhttps://www.ncbi.nlm.nih.gov/pubmed/31855875$$D View this record in MEDLINE/PubMed$$Hfree_for_read</backlink></links><search><creatorcontrib>Leng, Xuefeng</creatorcontrib><creatorcontrib>He, Wenwu</creatorcontrib><creatorcontrib>Yang, Hong</creatorcontrib><creatorcontrib>Chen, Yuping</creatorcontrib><creatorcontrib>Zhu, Chengchu</creatorcontrib><creatorcontrib>Fang, Wentao</creatorcontrib><creatorcontrib>Yu, Zhentao</creatorcontrib><creatorcontrib>Mao, Weimin</creatorcontrib><creatorcontrib>Xiang, Jiaqing</creatorcontrib><creatorcontrib>Chen, Zhijian</creatorcontrib><creatorcontrib>Yang, Haihua</creatorcontrib><creatorcontrib>Wang, Jiaming</creatorcontrib><creatorcontrib>Pang, Qingsong</creatorcontrib><creatorcontrib>Zheng, Xiao</creatorcontrib><creatorcontrib>Liu, Hui</creatorcontrib><creatorcontrib>Yang, Huanjun</creatorcontrib><creatorcontrib>Li, Tao</creatorcontrib><creatorcontrib>Zhang, Xu</creatorcontrib><creatorcontrib>Li, Qun</creatorcontrib><creatorcontrib>Wang, Geng</creatorcontrib><creatorcontrib>Mao, Teng</creatorcontrib><creatorcontrib>Guo, Xufeng</creatorcontrib><creatorcontrib>Lin, Ting</creatorcontrib><creatorcontrib>Liu, Mengzhong</creatorcontrib><creatorcontrib>Fu, Jianhua</creatorcontrib><creatorcontrib>Han, Yongtao</creatorcontrib><title>Prognostic Impact of Postoperative Lymph Node Metastases After Neoadjuvant Chemoradiotherapy for Locally Advanced Squamous Cell Carcinoma of Esophagus: From the Results of NEOCRTEC5010, a Randomized Multicenter Study</title><title>Annals of surgery</title><addtitle>ANN SURG</addtitle><addtitle>Ann Surg</addtitle><description>OBJECTIVE:To determine the prognostic impact of pathologic lymph node (LN) status and investigate risk factors of recurrence in esophageal squamous cell carcinoma (ESCC) patients with pathologic complete response (pCR) after neoadjuvant chemoradiotherapy (NCRT). SUMMARY BACKGROUND DATA:There are no large-scale prospective study data regarding ypN status and recurrence after pCR in ESCC patients receiving NCRT. METHODS:The NEOCRTEC5010 trial was a prospective multicenter trial that compared the survival and safety of NCRT plus surgery (S) with S in patients with locally advanced ESCC. The relationships between survival and cN, pN, and ypN status were assessed. Potential prognostic factors in patients with ypN+ and pCR were identified. RESULTS:A total of 389 ESCC patients (NCRT182; S207) were included. Patients with pN+ in the S group and ypN+ in the NCRT group had decreased overall survival (OS) and disease-free survival (DFS) compared with pN0 and ypN0 patients, respectively. Partial response at the primary site [hazard ratio (HR), 2.09] and stable disease in the LNs (HR, 3.26) were independent risk factors for lower DFS, but not OS. For patients with pCR, the recurrence rate was 13.9%. Patients with distant LN metastasis had a median OS and DFS of 16.1 months and 14.4 months, respectively. Failure to achieve the median total dose of chemotherapy was a significant risk factor of recurrence and metastasis after pCR (HR, 44.27). CONCLUSIONS:Persistent pathologic LN metastasis after NCRT is a strong poor prognostic factor in ESCC. Additionally, pCR does not guarantee a cure; patients with pCR should undergo an active strategy of surveillance and adjuvant therapy.</description><subject>Adult</subject><subject>Aged</subject><subject>Carcinoma, Squamous Cell - pathology</subject><subject>Carcinoma, Squamous Cell - therapy</subject><subject>Chemoradiotherapy</subject><subject>Chemoradiotherapy, Adjuvant</subject><subject>Combined Modality Therapy</subject><subject>Esophageal Neoplasms - pathology</subject><subject>Esophageal Neoplasms - therapy</subject><subject>Esophagectomy</subject><subject>Female</subject><subject>Humans</subject><subject>Life Sciences &amp; Biomedicine</subject><subject>Lymph Node Excision</subject><subject>Lymphatic Metastasis</subject><subject>Male</subject><subject>Middle Aged</subject><subject>Neoadjuvant Therapy</subject><subject>Neoplasm Recurrence, Local</subject><subject>Neoplasm Staging</subject><subject>Prognosis</subject><subject>Prospective Studies</subject><subject>Risk Factors</subject><subject>Science &amp; Technology</subject><subject>Surgery</subject><subject>Survival Rate</subject><issn>0003-4932</issn><issn>1528-1140</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2021</creationdate><recordtype>article</recordtype><sourceid>HGBXW</sourceid><sourceid>EIF</sourceid><recordid>eNqNkt9u0zAUxiPExMrgDRDyJdLI8J_ETrirog4mdd3UjuvItU-WjCTObGdTeVIeB4du08QFYFmybP--7_ic4yh6R_AJwbn4tFnOT_CzwQQVL6IZSWkWE5Lgl9FsOo2TnNHD6LVzNxiTJMPiVXTISJammUhn0c9La65743yj0Fk3SOWRqdBlODADWOmbO0DLXTfUaGU0oHPw0oUJDs0rDxatwEh9M97J3qOihs5YqRvj66AddqgyFi2Nkm27Q3MdIAUabW5H2ZnRoQLaFhXSqqY3nZziLpwZank9us_o1JoOBR-0Bje23k3Xq8VFsb5aFCkm-COSaC17bbrmRzA9D0yjoJ_etPGj3r2JDirZOnj7sB5F304XV8XXeHnx5ayYL2PFUixizliVSr1VJKcyq3jCM5C5CDWTBIBoKTTNOQcQOaeV2gouAOuMbMNlmgNhR9GHve9gze0Izpdd41TITPYQkiwpo7lICGcTmuxRZY1zFqpysE0n7a4kuJx6Woaeln_2NMjeP0QYtx3oJ9FjEwNwvAfuYWsqpxoIdX7Cgo0IJKM8-PGJzv6fLhof_oDpCzP2_pnUtKHQ7ns73oMta5Ctr_-VRPIX6W-Op1lMMSWEhk0cdHnGfgFw6uGR</recordid><startdate>20211201</startdate><enddate>20211201</enddate><creator>Leng, Xuefeng</creator><creator>He, Wenwu</creator><creator>Yang, Hong</creator><creator>Chen, Yuping</creator><creator>Zhu, Chengchu</creator><creator>Fang, Wentao</creator><creator>Yu, Zhentao</creator><creator>Mao, Weimin</creator><creator>Xiang, Jiaqing</creator><creator>Chen, Zhijian</creator><creator>Yang, Haihua</creator><creator>Wang, Jiaming</creator><creator>Pang, Qingsong</creator><creator>Zheng, Xiao</creator><creator>Liu, Hui</creator><creator>Yang, Huanjun</creator><creator>Li, Tao</creator><creator>Zhang, Xu</creator><creator>Li, Qun</creator><creator>Wang, Geng</creator><creator>Mao, Teng</creator><creator>Guo, Xufeng</creator><creator>Lin, Ting</creator><creator>Liu, Mengzhong</creator><creator>Fu, Jianhua</creator><creator>Han, Yongtao</creator><general>Lippincott Williams &amp; Wilkins</general><general>Copyright Wolters Kluwer Health, Inc. All rights reserved</general><scope>BLEPL</scope><scope>DTL</scope><scope>HGBXW</scope><scope>CGR</scope><scope>CUY</scope><scope>CVF</scope><scope>ECM</scope><scope>EIF</scope><scope>NPM</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>7X8</scope><orcidid>https://orcid.org/0000-0001-5549-8633</orcidid><orcidid>https://orcid.org/0000-0002-5897-0419</orcidid><orcidid>https://orcid.org/0000-0002-8451-3705</orcidid><orcidid>https://orcid.org/0000-0002-1086-4852</orcidid></search><sort><creationdate>20211201</creationdate><title>Prognostic Impact of Postoperative Lymph Node Metastases After Neoadjuvant Chemoradiotherapy for Locally Advanced Squamous Cell Carcinoma of Esophagus: From the Results of NEOCRTEC5010, a Randomized Multicenter Study</title><author>Leng, Xuefeng ; He, Wenwu ; Yang, Hong ; Chen, Yuping ; Zhu, Chengchu ; Fang, Wentao ; Yu, Zhentao ; Mao, Weimin ; Xiang, Jiaqing ; Chen, Zhijian ; Yang, Haihua ; Wang, Jiaming ; Pang, Qingsong ; Zheng, Xiao ; Liu, Hui ; Yang, Huanjun ; Li, Tao ; Zhang, Xu ; Li, Qun ; Wang, Geng ; Mao, Teng ; Guo, Xufeng ; Lin, Ting ; Liu, Mengzhong ; Fu, Jianhua ; Han, Yongtao</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c3507-633f5adbc192a8f6468ea97932a1ee1da7d2966ee7962fcb767e0d81bee159e13</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2021</creationdate><topic>Adult</topic><topic>Aged</topic><topic>Carcinoma, Squamous Cell - pathology</topic><topic>Carcinoma, Squamous Cell - therapy</topic><topic>Chemoradiotherapy</topic><topic>Chemoradiotherapy, Adjuvant</topic><topic>Combined Modality Therapy</topic><topic>Esophageal Neoplasms - pathology</topic><topic>Esophageal Neoplasms - therapy</topic><topic>Esophagectomy</topic><topic>Female</topic><topic>Humans</topic><topic>Life Sciences &amp; Biomedicine</topic><topic>Lymph Node Excision</topic><topic>Lymphatic Metastasis</topic><topic>Male</topic><topic>Middle Aged</topic><topic>Neoadjuvant Therapy</topic><topic>Neoplasm Recurrence, Local</topic><topic>Neoplasm Staging</topic><topic>Prognosis</topic><topic>Prospective Studies</topic><topic>Risk Factors</topic><topic>Science &amp; Technology</topic><topic>Surgery</topic><topic>Survival Rate</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Leng, Xuefeng</creatorcontrib><creatorcontrib>He, Wenwu</creatorcontrib><creatorcontrib>Yang, Hong</creatorcontrib><creatorcontrib>Chen, Yuping</creatorcontrib><creatorcontrib>Zhu, Chengchu</creatorcontrib><creatorcontrib>Fang, Wentao</creatorcontrib><creatorcontrib>Yu, Zhentao</creatorcontrib><creatorcontrib>Mao, Weimin</creatorcontrib><creatorcontrib>Xiang, Jiaqing</creatorcontrib><creatorcontrib>Chen, Zhijian</creatorcontrib><creatorcontrib>Yang, Haihua</creatorcontrib><creatorcontrib>Wang, Jiaming</creatorcontrib><creatorcontrib>Pang, Qingsong</creatorcontrib><creatorcontrib>Zheng, Xiao</creatorcontrib><creatorcontrib>Liu, Hui</creatorcontrib><creatorcontrib>Yang, Huanjun</creatorcontrib><creatorcontrib>Li, Tao</creatorcontrib><creatorcontrib>Zhang, Xu</creatorcontrib><creatorcontrib>Li, Qun</creatorcontrib><creatorcontrib>Wang, Geng</creatorcontrib><creatorcontrib>Mao, Teng</creatorcontrib><creatorcontrib>Guo, Xufeng</creatorcontrib><creatorcontrib>Lin, Ting</creatorcontrib><creatorcontrib>Liu, Mengzhong</creatorcontrib><creatorcontrib>Fu, Jianhua</creatorcontrib><creatorcontrib>Han, Yongtao</creatorcontrib><collection>Web of Science Core Collection</collection><collection>Science Citation Index Expanded</collection><collection>Web of Science - Science Citation Index Expanded - 2021</collection><collection>Medline</collection><collection>MEDLINE</collection><collection>MEDLINE (Ovid)</collection><collection>MEDLINE</collection><collection>MEDLINE</collection><collection>PubMed</collection><collection>CrossRef</collection><collection>MEDLINE - Academic</collection><jtitle>Annals of surgery</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext</fulltext></delivery><addata><au>Leng, Xuefeng</au><au>He, Wenwu</au><au>Yang, Hong</au><au>Chen, Yuping</au><au>Zhu, Chengchu</au><au>Fang, Wentao</au><au>Yu, Zhentao</au><au>Mao, Weimin</au><au>Xiang, Jiaqing</au><au>Chen, Zhijian</au><au>Yang, Haihua</au><au>Wang, Jiaming</au><au>Pang, Qingsong</au><au>Zheng, Xiao</au><au>Liu, Hui</au><au>Yang, Huanjun</au><au>Li, Tao</au><au>Zhang, Xu</au><au>Li, Qun</au><au>Wang, Geng</au><au>Mao, Teng</au><au>Guo, Xufeng</au><au>Lin, Ting</au><au>Liu, Mengzhong</au><au>Fu, Jianhua</au><au>Han, Yongtao</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>Prognostic Impact of Postoperative Lymph Node Metastases After Neoadjuvant Chemoradiotherapy for Locally Advanced Squamous Cell Carcinoma of Esophagus: From the Results of NEOCRTEC5010, a Randomized Multicenter Study</atitle><jtitle>Annals of surgery</jtitle><stitle>ANN SURG</stitle><addtitle>Ann Surg</addtitle><date>2021-12-01</date><risdate>2021</risdate><volume>274</volume><issue>6</issue><spage>e1022</spage><epage>e1029</epage><pages>e1022-e1029</pages><issn>0003-4932</issn><eissn>1528-1140</eissn><abstract>OBJECTIVE:To determine the prognostic impact of pathologic lymph node (LN) status and investigate risk factors of recurrence in esophageal squamous cell carcinoma (ESCC) patients with pathologic complete response (pCR) after neoadjuvant chemoradiotherapy (NCRT). SUMMARY BACKGROUND DATA:There are no large-scale prospective study data regarding ypN status and recurrence after pCR in ESCC patients receiving NCRT. METHODS:The NEOCRTEC5010 trial was a prospective multicenter trial that compared the survival and safety of NCRT plus surgery (S) with S in patients with locally advanced ESCC. The relationships between survival and cN, pN, and ypN status were assessed. Potential prognostic factors in patients with ypN+ and pCR were identified. RESULTS:A total of 389 ESCC patients (NCRT182; S207) were included. Patients with pN+ in the S group and ypN+ in the NCRT group had decreased overall survival (OS) and disease-free survival (DFS) compared with pN0 and ypN0 patients, respectively. Partial response at the primary site [hazard ratio (HR), 2.09] and stable disease in the LNs (HR, 3.26) were independent risk factors for lower DFS, but not OS. For patients with pCR, the recurrence rate was 13.9%. Patients with distant LN metastasis had a median OS and DFS of 16.1 months and 14.4 months, respectively. Failure to achieve the median total dose of chemotherapy was a significant risk factor of recurrence and metastasis after pCR (HR, 44.27). CONCLUSIONS:Persistent pathologic LN metastasis after NCRT is a strong poor prognostic factor in ESCC. Additionally, pCR does not guarantee a cure; patients with pCR should undergo an active strategy of surveillance and adjuvant therapy.</abstract><cop>PHILADELPHIA</cop><pub>Lippincott Williams &amp; Wilkins</pub><pmid>31855875</pmid><doi>10.1097/SLA.0000000000003727</doi><tpages>8</tpages><orcidid>https://orcid.org/0000-0001-5549-8633</orcidid><orcidid>https://orcid.org/0000-0002-5897-0419</orcidid><orcidid>https://orcid.org/0000-0002-8451-3705</orcidid><orcidid>https://orcid.org/0000-0002-1086-4852</orcidid></addata></record>
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source MEDLINE; Journals@Ovid Complete; PubMed Central
subjects Adult
Aged
Carcinoma, Squamous Cell - pathology
Carcinoma, Squamous Cell - therapy
Chemoradiotherapy
Chemoradiotherapy, Adjuvant
Combined Modality Therapy
Esophageal Neoplasms - pathology
Esophageal Neoplasms - therapy
Esophagectomy
Female
Humans
Life Sciences & Biomedicine
Lymph Node Excision
Lymphatic Metastasis
Male
Middle Aged
Neoadjuvant Therapy
Neoplasm Recurrence, Local
Neoplasm Staging
Prognosis
Prospective Studies
Risk Factors
Science & Technology
Surgery
Survival Rate
title Prognostic Impact of Postoperative Lymph Node Metastases After Neoadjuvant Chemoradiotherapy for Locally Advanced Squamous Cell Carcinoma of Esophagus: From the Results of NEOCRTEC5010, a Randomized Multicenter Study
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