Beyond Adoption: A New Framework for Theorizing and Evaluating Nonadoption, Abandonment, and Challenges to the Scale-Up, Spread, and Sustainability of Health and Care Technologies

Many promising technological innovations in health and social care are characterized by nonadoption or abandonment by individuals or by failed attempts to scale up locally, spread distantly, or sustain the innovation long term at the organization or system level. Our objective was to produce an evid...

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Veröffentlicht in:Journal of medical Internet research 2017-11, Vol.19 (11), p.e367-e367
Hauptverfasser: Greenhalgh, Trisha, Wherton, Joseph, Papoutsi, Chrysanthi, Lynch, Jennifer, Hughes, Gemma, A'Court, Christine, Hinder, Susan, Fahy, Nick, Procter, Rob, Shaw, Sara
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container_end_page e367
container_issue 11
container_start_page e367
container_title Journal of medical Internet research
container_volume 19
creator Greenhalgh, Trisha
Wherton, Joseph
Papoutsi, Chrysanthi
Lynch, Jennifer
Hughes, Gemma
A'Court, Christine
Hinder, Susan
Fahy, Nick
Procter, Rob
Shaw, Sara
description Many promising technological innovations in health and social care are characterized by nonadoption or abandonment by individuals or by failed attempts to scale up locally, spread distantly, or sustain the innovation long term at the organization or system level. Our objective was to produce an evidence-based, theory-informed, and pragmatic framework to help predict and evaluate the success of a technology-supported health or social care program. The study had 2 parallel components: (1) secondary research (hermeneutic systematic review) to identify key domains, and (2) empirical case studies of technology implementation to explore, test, and refine these domains. We studied 6 technology-supported programs-video outpatient consultations, global positioning system tracking for cognitive impairment, pendant alarm services, remote biomarker monitoring for heart failure, care organizing software, and integrated case management via data sharing-using longitudinal ethnography and action research for up to 3 years across more than 20 organizations. Data were collected at micro level (individual technology users), meso level (organizational processes and systems), and macro level (national policy and wider context). Analysis and synthesis was aided by sociotechnically informed theories of individual, organizational, and system change. The draft framework was shared with colleagues who were introducing or evaluating other technology-supported health or care programs and refined in response to feedback. The literature review identified 28 previous technology implementation frameworks, of which 14 had taken a dynamic systems approach (including 2 integrative reviews of previous work). Our empirical dataset consisted of over 400 hours of ethnographic observation, 165 semistructured interviews, and 200 documents. The final nonadoption, abandonment, scale-up, spread, and sustainability (NASSS) framework included questions in 7 domains: the condition or illness, the technology, the value proposition, the adopter system (comprising professional staff, patient, and lay caregivers), the organization(s), the wider (institutional and societal) context, and the interaction and mutual adaptation between all these domains over time. Our empirical case studies raised a variety of challenges across all 7 domains, each classified as simple (straightforward, predictable, few components), complicated (multiple interacting components or issues), or complex (dynamic, unpredictable, not
doi_str_mv 10.2196/jmir.8775
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Our objective was to produce an evidence-based, theory-informed, and pragmatic framework to help predict and evaluate the success of a technology-supported health or social care program. The study had 2 parallel components: (1) secondary research (hermeneutic systematic review) to identify key domains, and (2) empirical case studies of technology implementation to explore, test, and refine these domains. We studied 6 technology-supported programs-video outpatient consultations, global positioning system tracking for cognitive impairment, pendant alarm services, remote biomarker monitoring for heart failure, care organizing software, and integrated case management via data sharing-using longitudinal ethnography and action research for up to 3 years across more than 20 organizations. Data were collected at micro level (individual technology users), meso level (organizational processes and systems), and macro level (national policy and wider context). Analysis and synthesis was aided by sociotechnically informed theories of individual, organizational, and system change. The draft framework was shared with colleagues who were introducing or evaluating other technology-supported health or care programs and refined in response to feedback. The literature review identified 28 previous technology implementation frameworks, of which 14 had taken a dynamic systems approach (including 2 integrative reviews of previous work). Our empirical dataset consisted of over 400 hours of ethnographic observation, 165 semistructured interviews, and 200 documents. The final nonadoption, abandonment, scale-up, spread, and sustainability (NASSS) framework included questions in 7 domains: the condition or illness, the technology, the value proposition, the adopter system (comprising professional staff, patient, and lay caregivers), the organization(s), the wider (institutional and societal) context, and the interaction and mutual adaptation between all these domains over time. Our empirical case studies raised a variety of challenges across all 7 domains, each classified as simple (straightforward, predictable, few components), complicated (multiple interacting components or issues), or complex (dynamic, unpredictable, not easily disaggregated into constituent components). Programs characterized by complicatedness proved difficult but not impossible to implement. Those characterized by complexity in multiple NASSS domains rarely, if ever, became mainstreamed. The framework showed promise when applied (both prospectively and retrospectively) to other programs. Subject to further empirical testing, NASSS could be applied across a range of technological innovations in health and social care. It has several potential uses: (1) to inform the design of a new technology; (2) to identify technological solutions that (perhaps despite policy or industry enthusiasm) have a limited chance of achieving large-scale, sustained adoption; (3) to plan the implementation, scale-up, or rollout of a technology program; and (4) to explain and learn from program failures.</description><identifier>ISSN: 1438-8871</identifier><identifier>ISSN: 1439-4456</identifier><identifier>EISSN: 1438-8871</identifier><identifier>DOI: 10.2196/jmir.8775</identifier><identifier>PMID: 29092808</identifier><language>eng</language><publisher>Canada: Gunther Eysenbach MD MPH, Associate Professor</publisher><subject>Action research ; Adoption of innovations ; Biological markers ; Biomarkers ; Business plans ; Caregivers ; Case management ; Case studies ; Cognitive impairment ; Components ; Computerized physician order entry ; Delivery of Health Care - methods ; Diabetes ; Ethnography ; Exegesis &amp; hermeneutics ; Global positioning systems ; GPS ; Health care ; Health services ; Heart failure ; Humans ; Implementation ; Innovations ; Literature reviews ; Medical technology ; Meetings ; New technology ; Organizational change ; Original Paper ; Patients ; Positioning ; Social services ; Sustainability ; Systematic review ; Systems approach ; Technological change ; Technology - methods ; Telemedicine ; Tracking</subject><ispartof>Journal of medical Internet research, 2017-11, Vol.19 (11), p.e367-e367</ispartof><rights>Trisha Greenhalgh, Joseph Wherton, Chrysanthi Papoutsi, Jennifer Lynch, Gemma Hughes, Christine A'Court, Susan Hinder, Nick Fahy, Rob Procter, Sara Shaw. 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The framework showed promise when applied (both prospectively and retrospectively) to other programs. Subject to further empirical testing, NASSS could be applied across a range of technological innovations in health and social care. It has several potential uses: (1) to inform the design of a new technology; (2) to identify technological solutions that (perhaps despite policy or industry enthusiasm) have a limited chance of achieving large-scale, sustained adoption; (3) to plan the implementation, scale-up, or rollout of a technology program; and (4) to explain and learn from program failures.</description><subject>Action research</subject><subject>Adoption of innovations</subject><subject>Biological markers</subject><subject>Biomarkers</subject><subject>Business plans</subject><subject>Caregivers</subject><subject>Case management</subject><subject>Case studies</subject><subject>Cognitive impairment</subject><subject>Components</subject><subject>Computerized physician order entry</subject><subject>Delivery of Health Care - methods</subject><subject>Diabetes</subject><subject>Ethnography</subject><subject>Exegesis &amp; hermeneutics</subject><subject>Global positioning systems</subject><subject>GPS</subject><subject>Health care</subject><subject>Health services</subject><subject>Heart failure</subject><subject>Humans</subject><subject>Implementation</subject><subject>Innovations</subject><subject>Literature reviews</subject><subject>Medical technology</subject><subject>Meetings</subject><subject>New technology</subject><subject>Organizational change</subject><subject>Original Paper</subject><subject>Patients</subject><subject>Positioning</subject><subject>Social services</subject><subject>Sustainability</subject><subject>Systematic review</subject><subject>Systems approach</subject><subject>Technological change</subject><subject>Technology - methods</subject><subject>Telemedicine</subject><subject>Tracking</subject><issn>1438-8871</issn><issn>1439-4456</issn><issn>1438-8871</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2017</creationdate><recordtype>article</recordtype><sourceid>EIF</sourceid><sourceid>7QJ</sourceid><sourceid>ABUWG</sourceid><sourceid>AFKRA</sourceid><sourceid>AZQEC</sourceid><sourceid>BENPR</sourceid><sourceid>BHHNA</sourceid><sourceid>CCPQU</sourceid><sourceid>DWQXO</sourceid><recordid>eNpdks9u1DAQxiMEoqVw4AWQJS4gbUrs_LM5IC2rliJV5bDbs2U7k40Xxw520mp5LV4Qh12qwsljzW8-zaf5kuQ1zs4JZtWHXa_9Oa3r8klyioucppTW-Omj-iR5EcIuy0hWMPw8OSEsY4Rm9DT59Rn2zjZo2bhh1M5-REt0A_fo0ose7p3_jlrn0aYD5_VPbbdIRPjiTphJjPP3xllxHF2gpYxdZ3uw4-IPuOqEMWC3ENDo0NgBWithIL0dFmg9eBDNgVtPYRTaCqmNHvfItegKhBm7g4jwgDagOuuM22oIL5NnrTABXh3fs-T28mKzukqvv335ulpep6qo2JgWBCsCGW5yFd1iVbImr5umJFi2uMrrsqAtUbWkpWSlxLkqpJQRZyqWILL8LPl00B0m2UOjoi0vDB-87oXfcyc0_7djdce37o6XFaWkKKPAu6OAdz8mCCPvdVBgjLDgpsAxK1lOCK5oRN_-h-7c5G20x0mJSc1wTWbq_YFS3oXgoX1YBmd8jgKfo8DnKET2zePtH8i_t89_A4NYsfo</recordid><startdate>20171101</startdate><enddate>20171101</enddate><creator>Greenhalgh, Trisha</creator><creator>Wherton, Joseph</creator><creator>Papoutsi, Chrysanthi</creator><creator>Lynch, Jennifer</creator><creator>Hughes, Gemma</creator><creator>A'Court, Christine</creator><creator>Hinder, Susan</creator><creator>Fahy, Nick</creator><creator>Procter, Rob</creator><creator>Shaw, Sara</creator><general>Gunther Eysenbach MD MPH, Associate Professor</general><general>JMIR Publications</general><scope>CGR</scope><scope>CUY</scope><scope>CVF</scope><scope>ECM</scope><scope>EIF</scope><scope>NPM</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>3V.</scope><scope>7QJ</scope><scope>7RV</scope><scope>7U3</scope><scope>7X7</scope><scope>7XB</scope><scope>8FI</scope><scope>8FJ</scope><scope>8FK</scope><scope>ABUWG</scope><scope>AFKRA</scope><scope>ALSLI</scope><scope>AZQEC</scope><scope>BENPR</scope><scope>BHHNA</scope><scope>CCPQU</scope><scope>CNYFK</scope><scope>DWQXO</scope><scope>E3H</scope><scope>F2A</scope><scope>FYUFA</scope><scope>GHDGH</scope><scope>K9.</scope><scope>KB0</scope><scope>M0S</scope><scope>M1O</scope><scope>NAPCQ</scope><scope>PIMPY</scope><scope>PQEST</scope><scope>PQQKQ</scope><scope>PQUKI</scope><scope>PRINS</scope><scope>7X8</scope><scope>5PM</scope><orcidid>https://orcid.org/0000-0002-2601-7498</orcidid><orcidid>https://orcid.org/0000-0003-4957-0189</orcidid><orcidid>https://orcid.org/0000-0003-1829-3860</orcidid><orcidid>https://orcid.org/0000-0001-8451-2027</orcidid><orcidid>https://orcid.org/0000-0002-7014-4793</orcidid><orcidid>https://orcid.org/0000-0003-2369-8088</orcidid><orcidid>https://orcid.org/0000-0001-7701-4783</orcidid><orcidid>https://orcid.org/0000-0001-8059-5224</orcidid><orcidid>https://orcid.org/0000-0003-2930-1125</orcidid><orcidid>https://orcid.org/0000-0003-1189-7100</orcidid></search><sort><creationdate>20171101</creationdate><title>Beyond Adoption: A New Framework for Theorizing and Evaluating Nonadoption, Abandonment, and Challenges to the Scale-Up, Spread, and Sustainability of Health and Care Technologies</title><author>Greenhalgh, Trisha ; 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It has several potential uses: (1) to inform the design of a new technology; (2) to identify technological solutions that (perhaps despite policy or industry enthusiasm) have a limited chance of achieving large-scale, sustained adoption; (3) to plan the implementation, scale-up, or rollout of a technology program; and (4) to explain and learn from program failures.</abstract><cop>Canada</cop><pub>Gunther Eysenbach MD MPH, Associate Professor</pub><pmid>29092808</pmid><doi>10.2196/jmir.8775</doi><orcidid>https://orcid.org/0000-0002-2601-7498</orcidid><orcidid>https://orcid.org/0000-0003-4957-0189</orcidid><orcidid>https://orcid.org/0000-0003-1829-3860</orcidid><orcidid>https://orcid.org/0000-0001-8451-2027</orcidid><orcidid>https://orcid.org/0000-0002-7014-4793</orcidid><orcidid>https://orcid.org/0000-0003-2369-8088</orcidid><orcidid>https://orcid.org/0000-0001-7701-4783</orcidid><orcidid>https://orcid.org/0000-0001-8059-5224</orcidid><orcidid>https://orcid.org/0000-0003-2930-1125</orcidid><orcidid>https://orcid.org/0000-0003-1189-7100</orcidid><oa>free_for_read</oa></addata></record>
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identifier ISSN: 1438-8871
ispartof Journal of medical Internet research, 2017-11, Vol.19 (11), p.e367-e367
issn 1438-8871
1439-4456
1438-8871
language eng
recordid cdi_pubmedcentral_primary_oai_pubmedcentral_nih_gov_5688245
source MEDLINE; DOAJ Directory of Open Access Journals; Sociological Abstracts; PubMed Central Open Access; Applied Social Sciences Index & Abstracts (ASSIA); EZB-FREE-00999 freely available EZB journals; PubMed Central
subjects Action research
Adoption of innovations
Biological markers
Biomarkers
Business plans
Caregivers
Case management
Case studies
Cognitive impairment
Components
Computerized physician order entry
Delivery of Health Care - methods
Diabetes
Ethnography
Exegesis & hermeneutics
Global positioning systems
GPS
Health care
Health services
Heart failure
Humans
Implementation
Innovations
Literature reviews
Medical technology
Meetings
New technology
Organizational change
Original Paper
Patients
Positioning
Social services
Sustainability
Systematic review
Systems approach
Technological change
Technology - methods
Telemedicine
Tracking
title Beyond Adoption: A New Framework for Theorizing and Evaluating Nonadoption, Abandonment, and Challenges to the Scale-Up, Spread, and Sustainability of Health and Care Technologies
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