Evolution of Administrative Adjudication Post-Jarkesy

"4 Use of ALJs ALJ tribunals are used by dozens of federal agencies to prosecute violations of statutes and regulations.5 Some agencies, like the SEC, have the ability to address statutory violations either in internal administrative proceedings or by filing claims in federal court.6 Others, li...

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Veröffentlicht in:	The Investment Lawyer 2024-12, Vol.31 (12), p.1-8
Hauptverfasser:	Dubow, Jay A, Reid, Ghillaine A, Cavanaugh, Alyssa P
Format:	Artikel
Sprache:	eng
Schlagworte:	Court hearings & proceedings Enforcement Federal court decisions Fines & penalties Government agencies Hedge funds Judges & magistrates Judicial reviews Securities fraud Securities industry Supreme Court decisions Trials Tribunals & commissions Violations
Online-Zugang:	Volltext
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