Annual Review of Federal Securities Regulation

This annual review was prepared by the Subcommittee on Annual Review of the Federal Regulation of Securities Committee of the American Bar Association's Section of Business Law. The review covers significant developments during 2005 in the areas of regulatory actions, accounting pronouncements,...

Ausführliche Beschreibung

Gespeichert in:
Bibliographische Detailangaben
Veröffentlicht in:The Business Lawyer 2006-05, Vol.61 (3), p.1235-1374
1. Verfasser: Frantz, Mary Ann
Format: Artikel
Sprache:eng
Schlagworte:
Online-Zugang:Volltext
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
container_end_page 1374
container_issue 3
container_start_page 1235
container_title The Business Lawyer
container_volume 61
creator Frantz, Mary Ann
description This annual review was prepared by the Subcommittee on Annual Review of the Federal Regulation of Securities Committee of the American Bar Association's Section of Business Law. The review covers significant developments during 2005 in the areas of regulatory actions, accounting pronouncements, and case law affecting federal securities regulation. The annual review is written from the perspective of the practicing corporate and securities lawyer. As a result, it emphasizes significant developments under the federal securities laws as they relate to companies, stockholders and their counsel. The discussion is limited to those developments believed to be of the greatest interest to a wide range of practitioners and to exceed a certain threshold of importance. A summary of the federal rulemaking that occurred during the course of 2005 is presented; no significant federal securities legislation was enacted during 2005.
format Article
fullrecord <record><control><sourceid>gale_proqu</sourceid><recordid>TN_cdi_proquest_reports_228510513</recordid><sourceformat>XML</sourceformat><sourcesystem>PC</sourcesystem><galeid>A152994496</galeid><jstor_id>40688390</jstor_id><sourcerecordid>A152994496</sourcerecordid><originalsourceid>FETCH-LOGICAL-g308t-4001d63458cc380f178aed4bcbb38b7304aef60f4ed34b58e86a85abee7318c53</originalsourceid><addsrcrecordid>eNptj1tLAzEQhYMoWKs_Qaj4vCXZXHb2sRSrgiB4eV6y2cmSst3UJKv4743UF6HMwzBnvnPgnJBZyZQoGHA4JTNKaVUoqOtzchHjNp-sBD4jy9U4TnpYvOCnw6-Ft4sNdhiy8opmCi45jPnZT4NOzo-X5MzqIeLV356T983d2_qheHq-f1yvnoqeU0iFyPGd4kKCMRyoZRVo7ERr2pZDW3EqNFpFrcCOi1YCgtIgdYtYcQZG8jm5OeTug_-YMKYm4N6HFJuyBMmoZDwztwem1wM2brQ-BW12LppmxWRZ10LUKlPFEarH8bekH9G6LP_jl0f4PB3unDlquD4YtjH50OyD2-nw3QiqAHhN-Q_2AHNv</addsrcrecordid><sourcetype>Aggregation Database</sourcetype><iscdi>true</iscdi><recordtype>article</recordtype><pqid>228510513</pqid></control><display><type>article</type><title>Annual Review of Federal Securities Regulation</title><source>HeinOnline Law Journal Library</source><source>Business Source Complete</source><source>JSTOR Archive Collection A-Z Listing</source><creator>Frantz, Mary Ann</creator><creatorcontrib>Frantz, Mary Ann ; Subcommittee on Annual Review, Committee on Federal Regulation of Securities, ABA Section of Business Law</creatorcontrib><description>This annual review was prepared by the Subcommittee on Annual Review of the Federal Regulation of Securities Committee of the American Bar Association's Section of Business Law. The review covers significant developments during 2005 in the areas of regulatory actions, accounting pronouncements, and case law affecting federal securities regulation. The annual review is written from the perspective of the practicing corporate and securities lawyer. As a result, it emphasizes significant developments under the federal securities laws as they relate to companies, stockholders and their counsel. The discussion is limited to those developments believed to be of the greatest interest to a wide range of practitioners and to exceed a certain threshold of importance. A summary of the federal rulemaking that occurred during the course of 2005 is presented; no significant federal securities legislation was enacted during 2005.</description><identifier>ISSN: 0007-6899</identifier><identifier>EISSN: 2164-1838</identifier><language>eng</language><publisher>Chicago: Section of Business Law of the American Bar Association</publisher><subject>Accounting procedures ; Amendments ; Antitrust laws ; Appellate courts ; Business information ; Business structures ; Commercial law ; Defendants ; Federal court decisions ; Federal district courts ; Federal regulation ; Institutional investments ; Investors ; Options trading ; Plaintiffs ; Registrars of securities ; Registration statements ; Regulation of financial institutions ; Securities and Exchange Commission regulation ; Securities law ; Securities offerings ; Securities regulations ; Surveys ; Survey—Federal Regulation of Securities</subject><ispartof>The Business Lawyer, 2006-05, Vol.61 (3), p.1235-1374</ispartof><rights>2006 American Bar Association</rights><rights>COPYRIGHT 2006 American Bar Association</rights><rights>Copyright American Bar Association, Section of Business Law May 2006</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>false</woscitedreferencessubscribed></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktopdf>$$Uhttps://www.jstor.org/stable/pdf/40688390$$EPDF$$P50$$Gjstor$$H</linktopdf><linktohtml>$$Uhttps://www.jstor.org/stable/40688390$$EHTML$$P50$$Gjstor$$H</linktohtml><link.rule.ids>312,314,780,784,791,803,58017,58250</link.rule.ids></links><search><creatorcontrib>Frantz, Mary Ann</creatorcontrib><creatorcontrib>Subcommittee on Annual Review, Committee on Federal Regulation of Securities, ABA Section of Business Law</creatorcontrib><title>Annual Review of Federal Securities Regulation</title><title>The Business Lawyer</title><description>This annual review was prepared by the Subcommittee on Annual Review of the Federal Regulation of Securities Committee of the American Bar Association's Section of Business Law. The review covers significant developments during 2005 in the areas of regulatory actions, accounting pronouncements, and case law affecting federal securities regulation. The annual review is written from the perspective of the practicing corporate and securities lawyer. As a result, it emphasizes significant developments under the federal securities laws as they relate to companies, stockholders and their counsel. The discussion is limited to those developments believed to be of the greatest interest to a wide range of practitioners and to exceed a certain threshold of importance. A summary of the federal rulemaking that occurred during the course of 2005 is presented; no significant federal securities legislation was enacted during 2005.</description><subject>Accounting procedures</subject><subject>Amendments</subject><subject>Antitrust laws</subject><subject>Appellate courts</subject><subject>Business information</subject><subject>Business structures</subject><subject>Commercial law</subject><subject>Defendants</subject><subject>Federal court decisions</subject><subject>Federal district courts</subject><subject>Federal regulation</subject><subject>Institutional investments</subject><subject>Investors</subject><subject>Options trading</subject><subject>Plaintiffs</subject><subject>Registrars of securities</subject><subject>Registration statements</subject><subject>Regulation of financial institutions</subject><subject>Securities and Exchange Commission regulation</subject><subject>Securities law</subject><subject>Securities offerings</subject><subject>Securities regulations</subject><subject>Surveys</subject><subject>Survey—Federal Regulation of Securities</subject><issn>0007-6899</issn><issn>2164-1838</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2006</creationdate><recordtype>article</recordtype><sourceid>8G5</sourceid><sourceid>ABUWG</sourceid><sourceid>AFKRA</sourceid><sourceid>AZQEC</sourceid><sourceid>BENPR</sourceid><sourceid>CCPQU</sourceid><sourceid>DWQXO</sourceid><sourceid>GNUQQ</sourceid><sourceid>GUQSH</sourceid><sourceid>M2O</sourceid><recordid>eNptj1tLAzEQhYMoWKs_Qaj4vCXZXHb2sRSrgiB4eV6y2cmSst3UJKv4743UF6HMwzBnvnPgnJBZyZQoGHA4JTNKaVUoqOtzchHjNp-sBD4jy9U4TnpYvOCnw6-Ft4sNdhiy8opmCi45jPnZT4NOzo-X5MzqIeLV356T983d2_qheHq-f1yvnoqeU0iFyPGd4kKCMRyoZRVo7ERr2pZDW3EqNFpFrcCOi1YCgtIgdYtYcQZG8jm5OeTug_-YMKYm4N6HFJuyBMmoZDwztwem1wM2brQ-BW12LppmxWRZ10LUKlPFEarH8bekH9G6LP_jl0f4PB3unDlquD4YtjH50OyD2-nw3QiqAHhN-Q_2AHNv</recordid><startdate>20060501</startdate><enddate>20060501</enddate><creator>Frantz, Mary Ann</creator><general>Section of Business Law of the American Bar Association</general><general>American Bar Association</general><scope>ILT</scope><scope>0U~</scope><scope>1-H</scope><scope>3V.</scope><scope>7WY</scope><scope>7WZ</scope><scope>7XB</scope><scope>87Z</scope><scope>885</scope><scope>8AO</scope><scope>8BJ</scope><scope>8FK</scope><scope>8FL</scope><scope>8G5</scope><scope>ABUWG</scope><scope>AFKRA</scope><scope>ANIOZ</scope><scope>AZQEC</scope><scope>BENPR</scope><scope>BEZIV</scope><scope>CCPQU</scope><scope>DWQXO</scope><scope>FQK</scope><scope>FRAZJ</scope><scope>FRNLG</scope><scope>F~G</scope><scope>GNUQQ</scope><scope>GUQSH</scope><scope>JBE</scope><scope>K60</scope><scope>K6~</scope><scope>L.-</scope><scope>L.0</scope><scope>M0C</scope><scope>M1F</scope><scope>M2O</scope><scope>MBDVC</scope><scope>PQBIZ</scope><scope>PQBZA</scope><scope>PQEST</scope><scope>PQQKQ</scope><scope>PQUKI</scope><scope>PRINS</scope><scope>Q9U</scope><scope>S0X</scope></search><sort><creationdate>20060501</creationdate><title>Annual Review of Federal Securities Regulation</title><author>Frantz, Mary Ann</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-g308t-4001d63458cc380f178aed4bcbb38b7304aef60f4ed34b58e86a85abee7318c53</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2006</creationdate><topic>Accounting procedures</topic><topic>Amendments</topic><topic>Antitrust laws</topic><topic>Appellate courts</topic><topic>Business information</topic><topic>Business structures</topic><topic>Commercial law</topic><topic>Defendants</topic><topic>Federal court decisions</topic><topic>Federal district courts</topic><topic>Federal regulation</topic><topic>Institutional investments</topic><topic>Investors</topic><topic>Options trading</topic><topic>Plaintiffs</topic><topic>Registrars of securities</topic><topic>Registration statements</topic><topic>Regulation of financial institutions</topic><topic>Securities and Exchange Commission regulation</topic><topic>Securities law</topic><topic>Securities offerings</topic><topic>Securities regulations</topic><topic>Surveys</topic><topic>Survey—Federal Regulation of Securities</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Frantz, Mary Ann</creatorcontrib><creatorcontrib>Subcommittee on Annual Review, Committee on Federal Regulation of Securities, ABA Section of Business Law</creatorcontrib><collection>Gale OneFile: LegalTrac</collection><collection>Global News &amp; ABI/Inform Professional</collection><collection>Trade PRO</collection><collection>ProQuest Central (Corporate)</collection><collection>ABI/INFORM Collection</collection><collection>ABI/INFORM Global (PDF only)</collection><collection>ProQuest Central (purchase pre-March 2016)</collection><collection>ABI/INFORM Global (Alumni Edition)</collection><collection>Banking Information Database (Alumni Edition)</collection><collection>ProQuest Pharma Collection</collection><collection>International Bibliography of the Social Sciences (IBSS)</collection><collection>ProQuest Central (Alumni) (purchase pre-March 2016)</collection><collection>ABI/INFORM Collection (Alumni Edition)</collection><collection>Research Library (Alumni Edition)</collection><collection>ProQuest Central (Alumni Edition)</collection><collection>ProQuest Central UK/Ireland</collection><collection>Accounting, Tax &amp; Banking Collection</collection><collection>ProQuest Central Essentials</collection><collection>ProQuest Central</collection><collection>Business Premium Collection</collection><collection>ProQuest One Community College</collection><collection>ProQuest Central Korea</collection><collection>International Bibliography of the Social Sciences</collection><collection>Accounting, Tax &amp; Banking Collection (Alumni)</collection><collection>Business Premium Collection (Alumni)</collection><collection>ABI/INFORM Global (Corporate)</collection><collection>ProQuest Central Student</collection><collection>Research Library Prep</collection><collection>International Bibliography of the Social Sciences</collection><collection>ProQuest Business Collection (Alumni Edition)</collection><collection>ProQuest Business Collection</collection><collection>ABI/INFORM Professional Advanced</collection><collection>ABI/INFORM Professional Standard</collection><collection>ABI/INFORM Global</collection><collection>Banking Information Database</collection><collection>Research Library</collection><collection>Research Library (Corporate)</collection><collection>ProQuest One Business</collection><collection>ProQuest One Business (Alumni)</collection><collection>ProQuest One Academic Eastern Edition (DO NOT USE)</collection><collection>ProQuest One Academic</collection><collection>ProQuest One Academic UKI Edition</collection><collection>ProQuest Central China</collection><collection>ProQuest Central Basic</collection><collection>SIRS Editorial</collection><jtitle>The Business Lawyer</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext</fulltext></delivery><addata><au>Frantz, Mary Ann</au><aucorp>Subcommittee on Annual Review, Committee on Federal Regulation of Securities, ABA Section of Business Law</aucorp><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>Annual Review of Federal Securities Regulation</atitle><jtitle>The Business Lawyer</jtitle><date>2006-05-01</date><risdate>2006</risdate><volume>61</volume><issue>3</issue><spage>1235</spage><epage>1374</epage><pages>1235-1374</pages><issn>0007-6899</issn><eissn>2164-1838</eissn><abstract>This annual review was prepared by the Subcommittee on Annual Review of the Federal Regulation of Securities Committee of the American Bar Association's Section of Business Law. The review covers significant developments during 2005 in the areas of regulatory actions, accounting pronouncements, and case law affecting federal securities regulation. The annual review is written from the perspective of the practicing corporate and securities lawyer. As a result, it emphasizes significant developments under the federal securities laws as they relate to companies, stockholders and their counsel. The discussion is limited to those developments believed to be of the greatest interest to a wide range of practitioners and to exceed a certain threshold of importance. A summary of the federal rulemaking that occurred during the course of 2005 is presented; no significant federal securities legislation was enacted during 2005.</abstract><cop>Chicago</cop><pub>Section of Business Law of the American Bar Association</pub><tpages>140</tpages></addata></record>
fulltext fulltext
identifier ISSN: 0007-6899
ispartof The Business Lawyer, 2006-05, Vol.61 (3), p.1235-1374
issn 0007-6899
2164-1838
language eng
recordid cdi_proquest_reports_228510513
source HeinOnline Law Journal Library; Business Source Complete; JSTOR Archive Collection A-Z Listing
subjects Accounting procedures
Amendments
Antitrust laws
Appellate courts
Business information
Business structures
Commercial law
Defendants
Federal court decisions
Federal district courts
Federal regulation
Institutional investments
Investors
Options trading
Plaintiffs
Registrars of securities
Registration statements
Regulation of financial institutions
Securities and Exchange Commission regulation
Securities law
Securities offerings
Securities regulations
Surveys
Survey—Federal Regulation of Securities
title Annual Review of Federal Securities Regulation
url https://sfx.bib-bvb.de/sfx_tum?ctx_ver=Z39.88-2004&ctx_enc=info:ofi/enc:UTF-8&ctx_tim=2025-01-05T23%3A34%3A32IST&url_ver=Z39.88-2004&url_ctx_fmt=infofi/fmt:kev:mtx:ctx&rfr_id=info:sid/primo.exlibrisgroup.com:primo3-Article-gale_proqu&rft_val_fmt=info:ofi/fmt:kev:mtx:journal&rft.genre=article&rft.atitle=Annual%20Review%20of%20Federal%20Securities%20Regulation&rft.jtitle=The%20Business%20Lawyer&rft.au=Frantz,%20Mary%20Ann&rft.aucorp=Subcommittee%20on%20Annual%20Review,%20Committee%20on%20Federal%20Regulation%20of%20Securities,%20ABA%20Section%20of%20Business%20Law&rft.date=2006-05-01&rft.volume=61&rft.issue=3&rft.spage=1235&rft.epage=1374&rft.pages=1235-1374&rft.issn=0007-6899&rft.eissn=2164-1838&rft_id=info:doi/&rft_dat=%3Cgale_proqu%3EA152994496%3C/gale_proqu%3E%3Curl%3E%3C/url%3E&disable_directlink=true&sfx.directlink=off&sfx.report_link=0&rft_id=info:oai/&rft_pqid=228510513&rft_id=info:pmid/&rft_galeid=A152994496&rft_jstor_id=40688390&rfr_iscdi=true