Banking regulators focus on sales practices
According to the memorandum, these principles are based on the Interagency Guidance on Sound Incentive Compensation Policies issued in 2010 (2010 Interagency Guidance).7 The NY DFS guidance applies to all banking institutions, branches, and agencies chartered or licensed by New York.
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| Veröffentlicht in: | Banking & Financial Services Policy Report 2016-11, Vol.35 (11), p.15 |
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| container_issue | 11 |
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| container_title | Banking & Financial Services Policy Report |
| container_volume | 35 |
| creator | Biben, Matthew L Kini, Satish M Luigs, David A Lyons, Gregory J Alspector, Liz |
| description | According to the memorandum, these principles are based on the Interagency Guidance on Sound Incentive Compensation Policies issued in 2010 (2010 Interagency Guidance).7 The NY DFS guidance applies to all banking institutions, branches, and agencies chartered or licensed by New York. |
| format | Article |
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| fulltext | fulltext |
| identifier | ISSN: 1530-499X |
| ispartof | Banking & Financial Services Policy Report, 2016-11, Vol.35 (11), p.15 |
| issn | 1530-499X |
| language | eng |
| recordid | cdi_proquest_reports_1844584612 |
| source | EBSCO Business Source Complete |
| subjects | Bank examinations Bank examiners Banking industry Banking law Banks (Finance) Compensation Compliance Comptrollers Consumer protection Consumers Economic incentives Employees Financial services Fines & penalties Onsite Regulation of financial institutions Sales Sales quotas Testimony |
| title | Banking regulators focus on sales practices |
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