The Duration of Patent Examination at the European Patent Office
We analyze the duration and outcomes of patent examination at the European Patent Office utilizing an unusually rich data set covering a random sample of 215,265 applications filed between 1982 and 1998. In our empirical analysis, we distinguish between three groups of determinants: applicant charac...
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Veröffentlicht in: | Management science 2009-12, Vol.55 (12), p.1969-1984 |
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container_end_page | 1984 |
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container_issue | 12 |
container_start_page | 1969 |
container_title | Management science |
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creator | Harhoff, Dietmar Wagner, Stefan |
description | We analyze the duration and outcomes of patent examination at the European Patent Office utilizing an unusually rich data set covering a random sample of 215,265 applications filed between 1982 and 1998. In our empirical analysis, we distinguish between three groups of determinants: applicant characteristics, indicators of patent quality and value, and determinants that affect the complexity of the examination task. The results from an accelerated failure time model indicate that more controversial claims lead to slower grants but faster withdrawals, whereas well-documented applications are approved faster and withdrawn more slowly. We find strong evidence that applicants accelerate grant proceedings for their most valuable patents, but that they also prolong the battle for such patents if a withdrawal or refusal is imminent. This paper develops implications of these results for managerial decision making in research and development and innovation management. |
doi_str_mv | 10.1287/mnsc.1090.1069 |
format | Article |
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In our empirical analysis, we distinguish between three groups of determinants: applicant characteristics, indicators of patent quality and value, and determinants that affect the complexity of the examination task. The results from an accelerated failure time model indicate that more controversial claims lead to slower grants but faster withdrawals, whereas well-documented applications are approved faster and withdrawn more slowly. We find strong evidence that applicants accelerate grant proceedings for their most valuable patents, but that they also prolong the battle for such patents if a withdrawal or refusal is imminent. This paper develops implications of these results for managerial decision making in research and development and innovation management.</description><identifier>ISSN: 0025-1909</identifier><identifier>EISSN: 1526-5501</identifier><identifier>DOI: 10.1287/mnsc.1090.1069</identifier><identifier>CODEN: MSCIAM</identifier><language>eng</language><publisher>Hanover, MD: INFORMS</publisher><subject>Applications ; Applied sciences ; Datasets ; Decision making ; Decision theory. Utility theory ; Denial ; Epics ; Europe ; European Patent Office ; European patents ; Exact sciences and technology ; Grants ; Innovation diffusion ; Inventions ; Management science ; Mathematics ; New products ; New technology ; Operational research and scientific management ; Operational research. Management science ; Patent applications ; patent citations ; patent examination ; Prior art ; Probability and statistics ; Product development ; R&D ; Regulatory agencies ; Reliability theory. Replacement problems ; Reliability, life testing, quality control ; Research & development ; Sciences and techniques of general use ; Statistics ; Studies ; Survival analysis ; Technological innovation ; Workloads</subject><ispartof>Management science, 2009-12, Vol.55 (12), p.1969-1984</ispartof><rights>Copyright 2009 United States of America</rights><rights>2015 INIST-CNRS</rights><rights>COPYRIGHT 2009 Institute for Operations Research and the Management Sciences</rights><rights>Copyright Institute for Operations Research and the Management Sciences Dec 2009</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>false</woscitedreferencessubscribed><citedby>FETCH-LOGICAL-c753t-d8f3ee7cf9788e76eaab8093ab68983e333264b0f830e2552641f51efa559bc43</citedby><cites>FETCH-LOGICAL-c753t-d8f3ee7cf9788e76eaab8093ab68983e333264b0f830e2552641f51efa559bc43</cites></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktopdf>$$Uhttps://www.jstor.org/stable/pdf/40539259$$EPDF$$P50$$Gjstor$$H</linktopdf><linktohtml>$$Uhttps://pubsonline.informs.org/doi/full/10.1287/mnsc.1090.1069$$EHTML$$P50$$Ginforms$$H</linktohtml><link.rule.ids>314,776,780,799,3678,3993,27903,27904,57995,58228,62592</link.rule.ids><backlink>$$Uhttp://pascal-francis.inist.fr/vibad/index.php?action=getRecordDetail&idt=22216914$$DView record in Pascal Francis$$Hfree_for_read</backlink><backlink>$$Uhttp://econpapers.repec.org/article/inmormnsc/v_3a55_3ay_3a2009_3ai_3a12_3ap_3a1969-1984.htm$$DView record in RePEc$$Hfree_for_read</backlink></links><search><creatorcontrib>Harhoff, Dietmar</creatorcontrib><creatorcontrib>Wagner, Stefan</creatorcontrib><title>The Duration of Patent Examination at the European Patent Office</title><title>Management science</title><description>We analyze the duration and outcomes of patent examination at the European Patent Office utilizing an unusually rich data set covering a random sample of 215,265 applications filed between 1982 and 1998. In our empirical analysis, we distinguish between three groups of determinants: applicant characteristics, indicators of patent quality and value, and determinants that affect the complexity of the examination task. The results from an accelerated failure time model indicate that more controversial claims lead to slower grants but faster withdrawals, whereas well-documented applications are approved faster and withdrawn more slowly. We find strong evidence that applicants accelerate grant proceedings for their most valuable patents, but that they also prolong the battle for such patents if a withdrawal or refusal is imminent. This paper develops implications of these results for managerial decision making in research and development and innovation management.</description><subject>Applications</subject><subject>Applied sciences</subject><subject>Datasets</subject><subject>Decision making</subject><subject>Decision theory. Utility theory</subject><subject>Denial</subject><subject>Epics</subject><subject>Europe</subject><subject>European Patent Office</subject><subject>European patents</subject><subject>Exact sciences and technology</subject><subject>Grants</subject><subject>Innovation diffusion</subject><subject>Inventions</subject><subject>Management science</subject><subject>Mathematics</subject><subject>New products</subject><subject>New technology</subject><subject>Operational research and scientific management</subject><subject>Operational research. Management science</subject><subject>Patent applications</subject><subject>patent citations</subject><subject>patent examination</subject><subject>Prior art</subject><subject>Probability and statistics</subject><subject>Product development</subject><subject>R&D</subject><subject>Regulatory agencies</subject><subject>Reliability theory. Replacement problems</subject><subject>Reliability, life testing, quality control</subject><subject>Research & development</subject><subject>Sciences and techniques of general use</subject><subject>Statistics</subject><subject>Studies</subject><subject>Survival analysis</subject><subject>Technological innovation</subject><subject>Workloads</subject><issn>0025-1909</issn><issn>1526-5501</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2009</creationdate><recordtype>article</recordtype><sourceid>X2L</sourceid><sourceid>N95</sourceid><sourceid>ABUWG</sourceid><sourceid>AFKRA</sourceid><sourceid>AZQEC</sourceid><sourceid>BENPR</sourceid><sourceid>CCPQU</sourceid><sourceid>DWQXO</sourceid><sourceid>GNUQQ</sourceid><recordid>eNqFktuL1DAUxosoOK6--iYMioJgx1yaNnlzWccLrKwP63NIsyczGdpkNmnV_e89tet4YUBKTtL0952cfD1F8ZiSFWWyed2HbFeUKHwltbpTLKhgdSkEoXeLBSFMlFQRdb94kPOOENLIpl4Uby63sHw7JjP4GJbRLT-bAcKwXH83vQ_zrhmWA1LrMcU9mPALuXDOW3hY3HOmy_Dodj4pvrxbX559KM8v3n88Oz0vbSP4UF5JxwEa61QjJTQ1GNNKorhpa6kkB845q6uWOMkJMIGVV9QJCs4IoVpb8ZPixZx3n-L1CHnQvc8Wus4EiGPWvGGSS0ERfPoPuItjClibZhQPUZUUCD2boY3pQPvg4pCMnTLqU8aaShIiJVLlEWoDAZLpYgDncfsvfnWEx-cKem-PCl79IWjH7ANkDNlvtkPemDHno_ltijkncHqffG_SjaZETz2gpx7QUw_oqQdQ8GkWJNiDPdA-9DH9RL9qjgZjuMHBCFE4eRyUYdhPC1UrTZWs9HboMd_zW29NtqZzyQTr8yEvY4zWik4_68nM7fIQ0-F7RQRXTKjfxk4epT7__x4vZ36LxnzzaTZ3EvYGSa_xDljyVCz_AdAL7kg</recordid><startdate>20091201</startdate><enddate>20091201</enddate><creator>Harhoff, Dietmar</creator><creator>Wagner, Stefan</creator><general>INFORMS</general><general>Institute for Operations Research and the Management Sciences</general><scope>IQODW</scope><scope>DKI</scope><scope>X2L</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>N95</scope><scope>XI7</scope><scope>0U~</scope><scope>1-H</scope><scope>3V.</scope><scope>7WY</scope><scope>7WZ</scope><scope>7X5</scope><scope>7XB</scope><scope>87Z</scope><scope>88C</scope><scope>88G</scope><scope>8A3</scope><scope>8AO</scope><scope>8BJ</scope><scope>8FI</scope><scope>8FJ</scope><scope>8FK</scope><scope>8FL</scope><scope>ABUWG</scope><scope>AFKRA</scope><scope>AZQEC</scope><scope>BENPR</scope><scope>BEZIV</scope><scope>CCPQU</scope><scope>DWQXO</scope><scope>FQK</scope><scope>FRNLG</scope><scope>FYUFA</scope><scope>F~G</scope><scope>GHDGH</scope><scope>GNUQQ</scope><scope>JBE</scope><scope>K60</scope><scope>K6~</scope><scope>L.-</scope><scope>L.0</scope><scope>M0C</scope><scope>M0T</scope><scope>M2M</scope><scope>PQBIZ</scope><scope>PQBZA</scope><scope>PQEST</scope><scope>PQQKQ</scope><scope>PQUKI</scope><scope>PSYQQ</scope><scope>Q9U</scope></search><sort><creationdate>20091201</creationdate><title>The Duration of Patent Examination at the European Patent Office</title><author>Harhoff, Dietmar ; Wagner, Stefan</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c753t-d8f3ee7cf9788e76eaab8093ab68983e333264b0f830e2552641f51efa559bc43</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2009</creationdate><topic>Applications</topic><topic>Applied sciences</topic><topic>Datasets</topic><topic>Decision making</topic><topic>Decision theory. Utility theory</topic><topic>Denial</topic><topic>Epics</topic><topic>Europe</topic><topic>European Patent Office</topic><topic>European patents</topic><topic>Exact sciences and technology</topic><topic>Grants</topic><topic>Innovation diffusion</topic><topic>Inventions</topic><topic>Management science</topic><topic>Mathematics</topic><topic>New products</topic><topic>New technology</topic><topic>Operational research and scientific management</topic><topic>Operational research. Management science</topic><topic>Patent applications</topic><topic>patent citations</topic><topic>patent examination</topic><topic>Prior art</topic><topic>Probability and statistics</topic><topic>Product development</topic><topic>R&D</topic><topic>Regulatory agencies</topic><topic>Reliability theory. Replacement problems</topic><topic>Reliability, life testing, quality control</topic><topic>Research & development</topic><topic>Sciences and techniques of general use</topic><topic>Statistics</topic><topic>Studies</topic><topic>Survival analysis</topic><topic>Technological innovation</topic><topic>Workloads</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Harhoff, Dietmar</creatorcontrib><creatorcontrib>Wagner, Stefan</creatorcontrib><collection>Pascal-Francis</collection><collection>RePEc IDEAS</collection><collection>RePEc</collection><collection>CrossRef</collection><collection>Gale Business: Insights</collection><collection>Business Insights: Essentials</collection><collection>Global News & ABI/Inform Professional</collection><collection>Trade PRO</collection><collection>ProQuest Central (Corporate)</collection><collection>ABI/INFORM Collection</collection><collection>ABI/INFORM Global (PDF only)</collection><collection>Entrepreneurship Database</collection><collection>ProQuest Central (purchase pre-March 2016)</collection><collection>ABI/INFORM Global (Alumni Edition)</collection><collection>Healthcare Administration Database (Alumni)</collection><collection>Psychology Database (Alumni)</collection><collection>Entrepreneurship Database (Alumni Edition)</collection><collection>ProQuest Pharma Collection</collection><collection>International Bibliography of the Social Sciences (IBSS)</collection><collection>Hospital Premium Collection</collection><collection>Hospital Premium Collection (Alumni Edition)</collection><collection>ProQuest Central (Alumni) (purchase pre-March 2016)</collection><collection>ABI/INFORM Collection (Alumni Edition)</collection><collection>ProQuest Central (Alumni Edition)</collection><collection>ProQuest Central UK/Ireland</collection><collection>ProQuest Central Essentials</collection><collection>ProQuest Central</collection><collection>Business Premium Collection</collection><collection>ProQuest One Community College</collection><collection>ProQuest Central Korea</collection><collection>International Bibliography of the Social Sciences</collection><collection>Business Premium Collection (Alumni)</collection><collection>Health Research Premium Collection</collection><collection>ABI/INFORM Global (Corporate)</collection><collection>Health Research Premium Collection (Alumni)</collection><collection>ProQuest Central Student</collection><collection>International Bibliography of the Social Sciences</collection><collection>ProQuest Business Collection (Alumni Edition)</collection><collection>ProQuest Business Collection</collection><collection>ABI/INFORM Professional Advanced</collection><collection>ABI/INFORM Professional Standard</collection><collection>ABI/INFORM Global</collection><collection>Healthcare Administration Database</collection><collection>ProQuest Psychology</collection><collection>ProQuest One Business</collection><collection>ProQuest One Business (Alumni)</collection><collection>ProQuest One Academic Eastern Edition (DO NOT USE)</collection><collection>ProQuest One Academic</collection><collection>ProQuest One Academic UKI Edition</collection><collection>ProQuest One Psychology</collection><collection>ProQuest Central Basic</collection><jtitle>Management science</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext</fulltext></delivery><addata><au>Harhoff, Dietmar</au><au>Wagner, Stefan</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>The Duration of Patent Examination at the European Patent Office</atitle><jtitle>Management science</jtitle><date>2009-12-01</date><risdate>2009</risdate><volume>55</volume><issue>12</issue><spage>1969</spage><epage>1984</epage><pages>1969-1984</pages><issn>0025-1909</issn><eissn>1526-5501</eissn><coden>MSCIAM</coden><abstract>We analyze the duration and outcomes of patent examination at the European Patent Office utilizing an unusually rich data set covering a random sample of 215,265 applications filed between 1982 and 1998. In our empirical analysis, we distinguish between three groups of determinants: applicant characteristics, indicators of patent quality and value, and determinants that affect the complexity of the examination task. The results from an accelerated failure time model indicate that more controversial claims lead to slower grants but faster withdrawals, whereas well-documented applications are approved faster and withdrawn more slowly. We find strong evidence that applicants accelerate grant proceedings for their most valuable patents, but that they also prolong the battle for such patents if a withdrawal or refusal is imminent. This paper develops implications of these results for managerial decision making in research and development and innovation management.</abstract><cop>Hanover, MD</cop><pub>INFORMS</pub><doi>10.1287/mnsc.1090.1069</doi><tpages>16</tpages></addata></record> |
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subjects | Applications Applied sciences Datasets Decision making Decision theory. Utility theory Denial Epics Europe European Patent Office European patents Exact sciences and technology Grants Innovation diffusion Inventions Management science Mathematics New products New technology Operational research and scientific management Operational research. Management science Patent applications patent citations patent examination Prior art Probability and statistics Product development R&D Regulatory agencies Reliability theory. Replacement problems Reliability, life testing, quality control Research & development Sciences and techniques of general use Statistics Studies Survival analysis Technological innovation Workloads |
title | The Duration of Patent Examination at the European Patent Office |
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