Preoperative Low Vital Capacity Influences Survival After Esophagectomy for Patients with Esophageal Carcinoma

Background Assessment of preoperative physiological status is crucial for optimizing clinical outcomes in patients undergoing surgery for esophageal carcinoma (EC). We aimed to evaluate the prognostic impact of pulmonary dysfunctions and their relationships with other physiological factors, especial...

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Veröffentlicht in:World journal of surgery 2020-07, Vol.44 (7), p.2305-2313
Hauptverfasser: Sugawara, Kotaro, Mori, Kazuhiko, Okumura, Yasuhiro, Yagi, Koichi, Aikou, Susumu, Uemura, Yukari, Yamashita, Hiroharu, Seto, Yasuyuki
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container_issue 7
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container_title World journal of surgery
container_volume 44
creator Sugawara, Kotaro
Mori, Kazuhiko
Okumura, Yasuhiro
Yagi, Koichi
Aikou, Susumu
Uemura, Yukari
Yamashita, Hiroharu
Seto, Yasuyuki
description Background Assessment of preoperative physiological status is crucial for optimizing clinical outcomes in patients undergoing surgery for esophageal carcinoma (EC). We aimed to evaluate the prognostic impact of pulmonary dysfunctions and their relationships with other physiological factors, especially sarcopenia, in EC patients receiving esophagectomy. Methods In total, 411 EC patients who underwent esophagectomy between 2006 and 2016 were retrospectively reviewed. Preoperative pulmonary functions were evaluated based on %vital capacity (%VC) and forced expiratory volume (FEV) 1.0%. The thresholds were set as the lowest quartile (99% for %VC and 68.6% for FEV1.0%) in this cohort. Results One hundred and two patients (24.8%) had low %VC (%VC 
doi_str_mv 10.1007/s00268-020-05450-0
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We aimed to evaluate the prognostic impact of pulmonary dysfunctions and their relationships with other physiological factors, especially sarcopenia, in EC patients receiving esophagectomy. Methods In total, 411 EC patients who underwent esophagectomy between 2006 and 2016 were retrospectively reviewed. Preoperative pulmonary functions were evaluated based on %vital capacity (%VC) and forced expiratory volume (FEV) 1.0%. The thresholds were set as the lowest quartile (99% for %VC and 68.6% for FEV1.0%) in this cohort. Results One hundred and two patients (24.8%) had low %VC (%VC &lt; 99%), which was significantly associated with age, comorbidity, sarcopenia and postoperative complications, while not correlating with pathological variables. The overall survival (OS) of patients in the low %VC group was significantly poorer than that of those in the high %VC group ( P  &lt; 0.001), especially in those with pStage 0–II diseases ( P  &lt; 0.001). In contrast, survival was not stratified by FEV1.0% ( P  = 0.80). Notably, patients with both low %VC and sarcopenia showed very poor 5-year OS (30.3%). Multivariate analysis revealed low %VC to be independently associated with poor OS ( P  = 0.03). In the cause-specific survival analyses, low %VC was an independent predictor of deaths from non-EC-related causes ( P  = 0.03). Conclusions Preoperative low %VC was independently associated with poor survival outcomes, especially when present in combination with sarcopenia, due to an increased risk of death from non-EC-related causes. Preoperative spirometry testing is useful for predicting long-term outcomes in EC patients undergoing esophagectomy.</description><identifier>ISSN: 0364-2313</identifier><identifier>EISSN: 1432-2323</identifier><identifier>DOI: 10.1007/s00268-020-05450-0</identifier><identifier>PMID: 32123980</identifier><language>eng</language><publisher>Cham: Springer International Publishing</publisher><subject>Abdominal Surgery ; Adult ; Aged ; Aged, 80 and over ; Carcinoma - mortality ; Carcinoma - surgery ; Cardiac Surgery ; Complications ; Esophageal cancer ; Esophageal carcinoma ; Esophageal Neoplasms - mortality ; Esophageal Neoplasms - surgery ; Esophagectomy - mortality ; Esophagus ; Evaluation ; Female ; Follow-Up Studies ; Forced Expiratory Volume ; Gastrointestinal surgery ; General Surgery ; Health Status Indicators ; Humans ; Male ; Medicine ; Medicine &amp; Public Health ; Middle Aged ; Multivariate analysis ; Original Scientific Report ; Patients ; Physiological effects ; Physiological factors ; Physiology ; Postoperative Complications - epidemiology ; Postoperative Complications - etiology ; Preoperative Period ; Prognosis ; Pulmonary functions ; Retrospective Studies ; Risk Factors ; Sarcopenia ; Sarcopenia - epidemiology ; Sarcopenia - etiology ; Surgery ; Survival ; Survival Analysis ; Thoracic Surgery ; Vascular Surgery ; Vital Capacity</subject><ispartof>World journal of surgery, 2020-07, Vol.44 (7), p.2305-2313</ispartof><rights>Société Internationale de Chirurgie 2020</rights><rights>2020 The Author(s) under exclusive licence to Société Internationale de Chirurgie</rights><rights>Société Internationale de Chirurgie 2020.</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>false</woscitedreferencessubscribed><citedby>FETCH-LOGICAL-c4263-2a827d45637771857e99f223466d58ce017918a2d730524099805b6ee9098f463</citedby><cites>FETCH-LOGICAL-c4263-2a827d45637771857e99f223466d58ce017918a2d730524099805b6ee9098f463</cites></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktopdf>$$Uhttps://link.springer.com/content/pdf/10.1007/s00268-020-05450-0$$EPDF$$P50$$Gspringer$$H</linktopdf><linktohtml>$$Uhttps://link.springer.com/10.1007/s00268-020-05450-0$$EHTML$$P50$$Gspringer$$H</linktohtml><link.rule.ids>314,780,784,1417,27924,27925,41488,42557,45574,45575,51319</link.rule.ids><backlink>$$Uhttps://www.ncbi.nlm.nih.gov/pubmed/32123980$$D View this record in MEDLINE/PubMed$$Hfree_for_read</backlink></links><search><creatorcontrib>Sugawara, Kotaro</creatorcontrib><creatorcontrib>Mori, Kazuhiko</creatorcontrib><creatorcontrib>Okumura, Yasuhiro</creatorcontrib><creatorcontrib>Yagi, Koichi</creatorcontrib><creatorcontrib>Aikou, Susumu</creatorcontrib><creatorcontrib>Uemura, Yukari</creatorcontrib><creatorcontrib>Yamashita, Hiroharu</creatorcontrib><creatorcontrib>Seto, Yasuyuki</creatorcontrib><title>Preoperative Low Vital Capacity Influences Survival After Esophagectomy for Patients with Esophageal Carcinoma</title><title>World journal of surgery</title><addtitle>World J Surg</addtitle><addtitle>World J Surg</addtitle><description>Background Assessment of preoperative physiological status is crucial for optimizing clinical outcomes in patients undergoing surgery for esophageal carcinoma (EC). We aimed to evaluate the prognostic impact of pulmonary dysfunctions and their relationships with other physiological factors, especially sarcopenia, in EC patients receiving esophagectomy. Methods In total, 411 EC patients who underwent esophagectomy between 2006 and 2016 were retrospectively reviewed. Preoperative pulmonary functions were evaluated based on %vital capacity (%VC) and forced expiratory volume (FEV) 1.0%. The thresholds were set as the lowest quartile (99% for %VC and 68.6% for FEV1.0%) in this cohort. Results One hundred and two patients (24.8%) had low %VC (%VC &lt; 99%), which was significantly associated with age, comorbidity, sarcopenia and postoperative complications, while not correlating with pathological variables. The overall survival (OS) of patients in the low %VC group was significantly poorer than that of those in the high %VC group ( P  &lt; 0.001), especially in those with pStage 0–II diseases ( P  &lt; 0.001). In contrast, survival was not stratified by FEV1.0% ( P  = 0.80). Notably, patients with both low %VC and sarcopenia showed very poor 5-year OS (30.3%). Multivariate analysis revealed low %VC to be independently associated with poor OS ( P  = 0.03). In the cause-specific survival analyses, low %VC was an independent predictor of deaths from non-EC-related causes ( P  = 0.03). Conclusions Preoperative low %VC was independently associated with poor survival outcomes, especially when present in combination with sarcopenia, due to an increased risk of death from non-EC-related causes. Preoperative spirometry testing is useful for predicting long-term outcomes in EC patients undergoing esophagectomy.</description><subject>Abdominal Surgery</subject><subject>Adult</subject><subject>Aged</subject><subject>Aged, 80 and over</subject><subject>Carcinoma - mortality</subject><subject>Carcinoma - surgery</subject><subject>Cardiac Surgery</subject><subject>Complications</subject><subject>Esophageal cancer</subject><subject>Esophageal carcinoma</subject><subject>Esophageal Neoplasms - mortality</subject><subject>Esophageal Neoplasms - surgery</subject><subject>Esophagectomy - mortality</subject><subject>Esophagus</subject><subject>Evaluation</subject><subject>Female</subject><subject>Follow-Up Studies</subject><subject>Forced Expiratory Volume</subject><subject>Gastrointestinal surgery</subject><subject>General Surgery</subject><subject>Health Status Indicators</subject><subject>Humans</subject><subject>Male</subject><subject>Medicine</subject><subject>Medicine &amp; Public Health</subject><subject>Middle Aged</subject><subject>Multivariate analysis</subject><subject>Original Scientific Report</subject><subject>Patients</subject><subject>Physiological effects</subject><subject>Physiological factors</subject><subject>Physiology</subject><subject>Postoperative Complications - epidemiology</subject><subject>Postoperative Complications - etiology</subject><subject>Preoperative Period</subject><subject>Prognosis</subject><subject>Pulmonary functions</subject><subject>Retrospective Studies</subject><subject>Risk Factors</subject><subject>Sarcopenia</subject><subject>Sarcopenia - epidemiology</subject><subject>Sarcopenia - etiology</subject><subject>Surgery</subject><subject>Survival</subject><subject>Survival Analysis</subject><subject>Thoracic Surgery</subject><subject>Vascular Surgery</subject><subject>Vital Capacity</subject><issn>0364-2313</issn><issn>1432-2323</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2020</creationdate><recordtype>article</recordtype><sourceid>EIF</sourceid><sourceid>ABUWG</sourceid><sourceid>AFKRA</sourceid><sourceid>BENPR</sourceid><sourceid>CCPQU</sourceid><recordid>eNqNkUtv1DAUhS0EotPCH2CBLLFhE3r9iB2zK6M-NRKVymNpuZmb1lUSp3Yyo_n3NU0pEgvExrZ0z_l0rg8h7xh8YgD6MAFwVRXAoYBSlvl8QRZMCl5wwcVLsgChZH4zsUf2U7oDYFqBek32BGdcmAoWpL-MGAaMbvQbpKuwpT_86Fq6dIOr_bij533TTtjXmOjVFDd-k4dHzYiRHqcw3LobrMfQ7WgTIr3MFOzHRLd-vH2eP9Ji7fvQuTfkVePahG-f7gPy_eT42_KsWH09PV8erYpaciUK7iqu17JUQmvNqlKjMQ3nQiq1Lqsa8yKGVY6vtYCSSzB5l_JaIRowVSOVOCAfZ-4Qw_2EabSdTzW2resxTMlyoaEUynCTpR_-kt6FKfY5nc3kSgsJmmcVn1V1DClFbOwQfefizjKwv9qwcxs2t2Ef27CQTe-f0NN1h-tny-_vz4LPs2DrW9z9B9L-vLj6cgIgtchmMZtT9vU3GP8E_0emBxOEpEU</recordid><startdate>202007</startdate><enddate>202007</enddate><creator>Sugawara, Kotaro</creator><creator>Mori, Kazuhiko</creator><creator>Okumura, Yasuhiro</creator><creator>Yagi, Koichi</creator><creator>Aikou, Susumu</creator><creator>Uemura, Yukari</creator><creator>Yamashita, Hiroharu</creator><creator>Seto, Yasuyuki</creator><general>Springer International Publishing</general><general>Springer Nature B.V</general><scope>CGR</scope><scope>CUY</scope><scope>CVF</scope><scope>ECM</scope><scope>EIF</scope><scope>NPM</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>3V.</scope><scope>7QO</scope><scope>7T5</scope><scope>7X7</scope><scope>7XB</scope><scope>88E</scope><scope>8AO</scope><scope>8FD</scope><scope>8FI</scope><scope>8FJ</scope><scope>8FK</scope><scope>ABUWG</scope><scope>AFKRA</scope><scope>BENPR</scope><scope>CCPQU</scope><scope>FR3</scope><scope>FYUFA</scope><scope>GHDGH</scope><scope>H94</scope><scope>K9.</scope><scope>M0S</scope><scope>M1P</scope><scope>P64</scope><scope>PQEST</scope><scope>PQQKQ</scope><scope>PQUKI</scope><scope>PRINS</scope><scope>7X8</scope></search><sort><creationdate>202007</creationdate><title>Preoperative Low Vital Capacity Influences Survival After Esophagectomy for Patients with Esophageal Carcinoma</title><author>Sugawara, Kotaro ; 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We aimed to evaluate the prognostic impact of pulmonary dysfunctions and their relationships with other physiological factors, especially sarcopenia, in EC patients receiving esophagectomy. Methods In total, 411 EC patients who underwent esophagectomy between 2006 and 2016 were retrospectively reviewed. Preoperative pulmonary functions were evaluated based on %vital capacity (%VC) and forced expiratory volume (FEV) 1.0%. The thresholds were set as the lowest quartile (99% for %VC and 68.6% for FEV1.0%) in this cohort. Results One hundred and two patients (24.8%) had low %VC (%VC &lt; 99%), which was significantly associated with age, comorbidity, sarcopenia and postoperative complications, while not correlating with pathological variables. The overall survival (OS) of patients in the low %VC group was significantly poorer than that of those in the high %VC group ( P  &lt; 0.001), especially in those with pStage 0–II diseases ( P  &lt; 0.001). In contrast, survival was not stratified by FEV1.0% ( P  = 0.80). Notably, patients with both low %VC and sarcopenia showed very poor 5-year OS (30.3%). Multivariate analysis revealed low %VC to be independently associated with poor OS ( P  = 0.03). In the cause-specific survival analyses, low %VC was an independent predictor of deaths from non-EC-related causes ( P  = 0.03). Conclusions Preoperative low %VC was independently associated with poor survival outcomes, especially when present in combination with sarcopenia, due to an increased risk of death from non-EC-related causes. Preoperative spirometry testing is useful for predicting long-term outcomes in EC patients undergoing esophagectomy.</abstract><cop>Cham</cop><pub>Springer International Publishing</pub><pmid>32123980</pmid><doi>10.1007/s00268-020-05450-0</doi><tpages>9</tpages></addata></record>
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subjects Abdominal Surgery
Adult
Aged
Aged, 80 and over
Carcinoma - mortality
Carcinoma - surgery
Cardiac Surgery
Complications
Esophageal cancer
Esophageal carcinoma
Esophageal Neoplasms - mortality
Esophageal Neoplasms - surgery
Esophagectomy - mortality
Esophagus
Evaluation
Female
Follow-Up Studies
Forced Expiratory Volume
Gastrointestinal surgery
General Surgery
Health Status Indicators
Humans
Male
Medicine
Medicine & Public Health
Middle Aged
Multivariate analysis
Original Scientific Report
Patients
Physiological effects
Physiological factors
Physiology
Postoperative Complications - epidemiology
Postoperative Complications - etiology
Preoperative Period
Prognosis
Pulmonary functions
Retrospective Studies
Risk Factors
Sarcopenia
Sarcopenia - epidemiology
Sarcopenia - etiology
Surgery
Survival
Survival Analysis
Thoracic Surgery
Vascular Surgery
Vital Capacity
title Preoperative Low Vital Capacity Influences Survival After Esophagectomy for Patients with Esophageal Carcinoma
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