Digital coherent receiver based transmitter penalty characterization

For optical communications links where receivers are signal-power-starved, such as through free-space, it is important to design transmitters and receivers that can operate as close as practically possible to theoretical limits. A total system penalty is typically assessed in terms of how far the end-to-end bit-error rate (BER) is from these limits. It is desirable, but usually difficult, to determine the division of this penalty between the transmitter and receiver. This paper describes a new rigorous and computationally based method that isolates which portion of the penalty can be assessed against the transmitter. There are two basic parts to this approach: (1) use of a coherent optical receiver to perform frequency down-conversion of a transmitter's optical signal waveform to the electrical domain, preserving both optical field amplitude and phase information, and (2): software-based analysis of the digitized electrical waveform. The result is a single numerical metric that quantifies how close a transmitter's signal waveform is to the ideal, based on its BER performance with a perfect software-defined matched-filter receiver demodulator. A detailed description of applying the proposed methodology to the waveform characterization of an optical burst-mode differential phase-shifted keying (DPSK) transmitter is experimentally demonstrated.