OCFMD: An Automatic Optimal Clustering Method of Discontinuity Orientation Based on Fisher Mixed Distribution
Discontinuities largely influence the mechanical properties of rock joints. However, discontinuity orientation clustering methods often rely on the aggregation and separation of orientation data without full consideration of the prior probability structure of orientation data. This paper proposes a...
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Veröffentlicht in: | Rock mechanics and rock engineering 2024-03, Vol.57 (3), p.1735-1763 |
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description | Discontinuities largely influence the mechanical properties of rock joints. However, discontinuity orientation clustering methods often rely on the aggregation and separation of orientation data without full consideration of the prior probability structure of orientation data. This paper proposes a method of optimal clustering by Fisher mixed distribution (OCFMD) for automatic grouping of discontinuity orientation. Based on the Fisher prior probability structure of orientation data, OCFMD can identify optimal group centers and group numbers by balancing the fitting accuracy and dominance of Fisher mixed distributions, and optimal grouping results can be generated by membership calculation. A Newton–Raphson expectation maximization (NR-EM) algorithm is derived for the parameter fitting of Fisher mixed distributions. The Fibonacci sequence is used to generate sample points. In addition, the neighbor probability and density of sample points based on Fisher mixed distributions is derived for fitting accuracy calculation. Several cases of rock slopes and rock tunnel excavation faces are adopted for analyzation. Three clustering algorithms combined with four clustering validity indexes of discontinuity grouping are used for comparison. The results show that OCFMD is more accurate and robust than the other automatic grouping methods in optimal grouping result generation.
Highlights
An automatic optimal clustering method of discontinuity orientation is proposed based on Fisher mixed distributions.
The balance between fitting accuracy and dominance of Fisher mixed distributions is derived for the selection of optimal grouping results.
The grouping results of several traditional clustering algorithms combined with clustering validity indexes are observed to be inconsistent with manual results.
The proposed method is more accurate and robust than the compared traditional methods in optimal grouping result generation.
The convergence effectiveness, sensitivity of neighbor angle selection and robustness to normal vector variations are validated. |
doi_str_mv | 10.1007/s00603-023-03587-7 |
format | Article |
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Highlights
An automatic optimal clustering method of discontinuity orientation is proposed based on Fisher mixed distributions.
The balance between fitting accuracy and dominance of Fisher mixed distributions is derived for the selection of optimal grouping results.
The grouping results of several traditional clustering algorithms combined with clustering validity indexes are observed to be inconsistent with manual results.
The proposed method is more accurate and robust than the compared traditional methods in optimal grouping result generation.
The convergence effectiveness, sensitivity of neighbor angle selection and robustness to normal vector variations are validated.</description><identifier>ISSN: 0723-2632</identifier><identifier>EISSN: 1434-453X</identifier><identifier>DOI: 10.1007/s00603-023-03587-7</identifier><language>eng</language><publisher>Vienna: Springer Vienna</publisher><subject>Accuracy ; Aggregation ; Algorithms ; Aquatic reptiles ; Civil Engineering ; Clustering ; Conditional probability ; Discontinuity ; Distribution ; Dominance ; Dredging ; Earth and Environmental Science ; Earth Sciences ; Excavation ; Fibonacci numbers ; Geophysics/Geodesy ; Mathematical analysis ; Mechanical properties ; Optimization ; Orientation ; Original Paper ; Probability theory ; Robustness ; Rock ; Rock properties ; Rocks ; Sequences</subject><ispartof>Rock mechanics and rock engineering, 2024-03, Vol.57 (3), p.1735-1763</ispartof><rights>The Author(s), under exclusive licence to Springer-Verlag GmbH Austria, part of Springer Nature 2023. Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>false</woscitedreferencessubscribed><cites>FETCH-LOGICAL-c270t-1c7efb3823a153c2c86888b777dd3d8d37dc684430aa6bde3beba496ca5a77e73</cites></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktopdf>$$Uhttps://link.springer.com/content/pdf/10.1007/s00603-023-03587-7$$EPDF$$P50$$Gspringer$$H</linktopdf><linktohtml>$$Uhttps://link.springer.com/10.1007/s00603-023-03587-7$$EHTML$$P50$$Gspringer$$H</linktohtml><link.rule.ids>314,780,784,27923,27924,41487,42556,51318</link.rule.ids></links><search><creatorcontrib>Zhang, Keshen</creatorcontrib><creatorcontrib>Wu, Wei</creatorcontrib><creatorcontrib>Liu, Yongsheng</creatorcontrib><creatorcontrib>Xie, Tao</creatorcontrib><creatorcontrib>Zhou, Jibing</creatorcontrib><creatorcontrib>Zhu, Hehua</creatorcontrib><title>OCFMD: An Automatic Optimal Clustering Method of Discontinuity Orientation Based on Fisher Mixed Distribution</title><title>Rock mechanics and rock engineering</title><addtitle>Rock Mech Rock Eng</addtitle><description>Discontinuities largely influence the mechanical properties of rock joints. However, discontinuity orientation clustering methods often rely on the aggregation and separation of orientation data without full consideration of the prior probability structure of orientation data. This paper proposes a method of optimal clustering by Fisher mixed distribution (OCFMD) for automatic grouping of discontinuity orientation. Based on the Fisher prior probability structure of orientation data, OCFMD can identify optimal group centers and group numbers by balancing the fitting accuracy and dominance of Fisher mixed distributions, and optimal grouping results can be generated by membership calculation. A Newton–Raphson expectation maximization (NR-EM) algorithm is derived for the parameter fitting of Fisher mixed distributions. The Fibonacci sequence is used to generate sample points. In addition, the neighbor probability and density of sample points based on Fisher mixed distributions is derived for fitting accuracy calculation. Several cases of rock slopes and rock tunnel excavation faces are adopted for analyzation. Three clustering algorithms combined with four clustering validity indexes of discontinuity grouping are used for comparison. The results show that OCFMD is more accurate and robust than the other automatic grouping methods in optimal grouping result generation.
Highlights
An automatic optimal clustering method of discontinuity orientation is proposed based on Fisher mixed distributions.
The balance between fitting accuracy and dominance of Fisher mixed distributions is derived for the selection of optimal grouping results.
The grouping results of several traditional clustering algorithms combined with clustering validity indexes are observed to be inconsistent with manual results.
The proposed method is more accurate and robust than the compared traditional methods in optimal grouping result generation.
The convergence effectiveness, sensitivity of neighbor angle selection and robustness to normal vector variations are validated.</description><subject>Accuracy</subject><subject>Aggregation</subject><subject>Algorithms</subject><subject>Aquatic reptiles</subject><subject>Civil Engineering</subject><subject>Clustering</subject><subject>Conditional probability</subject><subject>Discontinuity</subject><subject>Distribution</subject><subject>Dominance</subject><subject>Dredging</subject><subject>Earth and Environmental Science</subject><subject>Earth Sciences</subject><subject>Excavation</subject><subject>Fibonacci numbers</subject><subject>Geophysics/Geodesy</subject><subject>Mathematical analysis</subject><subject>Mechanical properties</subject><subject>Optimization</subject><subject>Orientation</subject><subject>Original Paper</subject><subject>Probability theory</subject><subject>Robustness</subject><subject>Rock</subject><subject>Rock properties</subject><subject>Rocks</subject><subject>Sequences</subject><issn>0723-2632</issn><issn>1434-453X</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2024</creationdate><recordtype>article</recordtype><recordid>eNp9kEFPwyAYhonRxDn9A55IPFcptMC8zc2pyZZeNPFGKKWOZYMKNHH_XmpNvHkghHzP-37hAeA6R7c5QuwuIEQRyRBOh5ScZewETPKCFFlRkvdTMEEsjTAl-BxchLBDKA0Zn4BDtVhtlvdwbuG8j-4go1Gw6qI5yD1c7PsQtTf2A2503LoGuhYuTVDORmN7E4-w8kbbmFLOwgcZdEIsXJmw1R5uzFd6Jz56U_cDcgnOWrkP-ur3noK31ePr4jlbV08vi_k6U5ihmOWK6bYmHBOZl0RhxSnnvGaMNQ1peENYoygvCoKkpHWjSa1rWcyokqVkTDMyBTdjb-fdZ69DFDvXe5tWCjwraZJFWZkoPFLKuxC8bkXn07_9UeRIDFrFqFUkreJHqxiqyRgK3SBG-7_qf1LfVxV7oA</recordid><startdate>20240301</startdate><enddate>20240301</enddate><creator>Zhang, Keshen</creator><creator>Wu, Wei</creator><creator>Liu, Yongsheng</creator><creator>Xie, Tao</creator><creator>Zhou, Jibing</creator><creator>Zhu, Hehua</creator><general>Springer Vienna</general><general>Springer Nature B.V</general><scope>AAYXX</scope><scope>CITATION</scope><scope>7TN</scope><scope>7UA</scope><scope>8FD</scope><scope>C1K</scope><scope>F1W</scope><scope>FR3</scope><scope>H96</scope><scope>KR7</scope><scope>L.G</scope></search><sort><creationdate>20240301</creationdate><title>OCFMD: An Automatic Optimal Clustering Method of Discontinuity Orientation Based on Fisher Mixed Distribution</title><author>Zhang, Keshen ; Wu, Wei ; Liu, Yongsheng ; Xie, Tao ; Zhou, Jibing ; Zhu, Hehua</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c270t-1c7efb3823a153c2c86888b777dd3d8d37dc684430aa6bde3beba496ca5a77e73</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2024</creationdate><topic>Accuracy</topic><topic>Aggregation</topic><topic>Algorithms</topic><topic>Aquatic reptiles</topic><topic>Civil Engineering</topic><topic>Clustering</topic><topic>Conditional probability</topic><topic>Discontinuity</topic><topic>Distribution</topic><topic>Dominance</topic><topic>Dredging</topic><topic>Earth and Environmental Science</topic><topic>Earth Sciences</topic><topic>Excavation</topic><topic>Fibonacci numbers</topic><topic>Geophysics/Geodesy</topic><topic>Mathematical analysis</topic><topic>Mechanical properties</topic><topic>Optimization</topic><topic>Orientation</topic><topic>Original Paper</topic><topic>Probability theory</topic><topic>Robustness</topic><topic>Rock</topic><topic>Rock properties</topic><topic>Rocks</topic><topic>Sequences</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Zhang, Keshen</creatorcontrib><creatorcontrib>Wu, Wei</creatorcontrib><creatorcontrib>Liu, Yongsheng</creatorcontrib><creatorcontrib>Xie, Tao</creatorcontrib><creatorcontrib>Zhou, Jibing</creatorcontrib><creatorcontrib>Zhu, Hehua</creatorcontrib><collection>CrossRef</collection><collection>Oceanic Abstracts</collection><collection>Water Resources Abstracts</collection><collection>Technology Research Database</collection><collection>Environmental Sciences and Pollution Management</collection><collection>ASFA: Aquatic Sciences and Fisheries Abstracts</collection><collection>Engineering Research Database</collection><collection>Aquatic Science & Fisheries Abstracts (ASFA) 2: Ocean Technology, Policy & Non-Living Resources</collection><collection>Civil Engineering Abstracts</collection><collection>Aquatic Science & Fisheries Abstracts (ASFA) Professional</collection><jtitle>Rock mechanics and rock engineering</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext</fulltext></delivery><addata><au>Zhang, Keshen</au><au>Wu, Wei</au><au>Liu, Yongsheng</au><au>Xie, Tao</au><au>Zhou, Jibing</au><au>Zhu, Hehua</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>OCFMD: An Automatic Optimal Clustering Method of Discontinuity Orientation Based on Fisher Mixed Distribution</atitle><jtitle>Rock mechanics and rock engineering</jtitle><stitle>Rock Mech Rock Eng</stitle><date>2024-03-01</date><risdate>2024</risdate><volume>57</volume><issue>3</issue><spage>1735</spage><epage>1763</epage><pages>1735-1763</pages><issn>0723-2632</issn><eissn>1434-453X</eissn><abstract>Discontinuities largely influence the mechanical properties of rock joints. However, discontinuity orientation clustering methods often rely on the aggregation and separation of orientation data without full consideration of the prior probability structure of orientation data. This paper proposes a method of optimal clustering by Fisher mixed distribution (OCFMD) for automatic grouping of discontinuity orientation. Based on the Fisher prior probability structure of orientation data, OCFMD can identify optimal group centers and group numbers by balancing the fitting accuracy and dominance of Fisher mixed distributions, and optimal grouping results can be generated by membership calculation. A Newton–Raphson expectation maximization (NR-EM) algorithm is derived for the parameter fitting of Fisher mixed distributions. The Fibonacci sequence is used to generate sample points. In addition, the neighbor probability and density of sample points based on Fisher mixed distributions is derived for fitting accuracy calculation. Several cases of rock slopes and rock tunnel excavation faces are adopted for analyzation. Three clustering algorithms combined with four clustering validity indexes of discontinuity grouping are used for comparison. The results show that OCFMD is more accurate and robust than the other automatic grouping methods in optimal grouping result generation.
Highlights
An automatic optimal clustering method of discontinuity orientation is proposed based on Fisher mixed distributions.
The balance between fitting accuracy and dominance of Fisher mixed distributions is derived for the selection of optimal grouping results.
The grouping results of several traditional clustering algorithms combined with clustering validity indexes are observed to be inconsistent with manual results.
The proposed method is more accurate and robust than the compared traditional methods in optimal grouping result generation.
The convergence effectiveness, sensitivity of neighbor angle selection and robustness to normal vector variations are validated.</abstract><cop>Vienna</cop><pub>Springer Vienna</pub><doi>10.1007/s00603-023-03587-7</doi><tpages>29</tpages></addata></record> |
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subjects | Accuracy Aggregation Algorithms Aquatic reptiles Civil Engineering Clustering Conditional probability Discontinuity Distribution Dominance Dredging Earth and Environmental Science Earth Sciences Excavation Fibonacci numbers Geophysics/Geodesy Mathematical analysis Mechanical properties Optimization Orientation Original Paper Probability theory Robustness Rock Rock properties Rocks Sequences |
title | OCFMD: An Automatic Optimal Clustering Method of Discontinuity Orientation Based on Fisher Mixed Distribution |
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