A Bayesian deep learning pipeline for lithium‐ion battery SOH estimation with uncertainty quantification

In recent years, deep learning (DL) methods for state of health (SOH) estimation of lithium‐ion (Li‐ion) batteries have attracted great attention. However, most existing DL‐based methods for SOH estimation were designed using specific battery dataset. To gain better performance, the procedure can be...

Ausführliche Beschreibung

Gespeichert in:
Bibliographische Detailangaben
Veröffentlicht in:Quality and reliability engineering international 2024-02, Vol.40 (1), p.406-427
Hauptverfasser: Ke, Yuqi, Long, Mingzhu, Yang, Fangfang, Peng, Weiwen
Format: Artikel
Sprache:eng
Schlagworte:
Online-Zugang:Volltext
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
container_end_page 427
container_issue 1
container_start_page 406
container_title Quality and reliability engineering international
container_volume 40
creator Ke, Yuqi
Long, Mingzhu
Yang, Fangfang
Peng, Weiwen
description In recent years, deep learning (DL) methods for state of health (SOH) estimation of lithium‐ion (Li‐ion) batteries have attracted great attention. However, most existing DL‐based methods for SOH estimation were designed using specific battery dataset. To gain better performance, the procedure can be labor‐intensive, involving designing intricate features and fine‐tuning complex DL model, which significantly limits the applications of these methods. Moreover, uncertainty quantification, that is how much uncertainty these DL‐based methods can have on their SOH estimation, cannot be addressed with only point estimation. To this end, this paper proposes a Bayesian DL pipeline for Li‐ion battery SOH estimation targeting at automatic feature extraction and uncertainty‐aware DL‐model developing for general application to batteries under different working conditions. The proposed pipeline is composed of three modules accounting for common feature extraction, automatic feature selection, and Bayesian neural network (BNN) model construction. Specifically, a frequently‐used feature set is designed using the voltage, current and time data of constant current and constant voltage (CC‐CV) charging mode, while the recursive feature elimination (RFE) with cross validation (RFECV) algorithm is used to automatically select features based on relevance. Based on the automatically selected features, DL model is automatically constructed without too much human intervention. The uncertainty of SOH estimation is quantified by BNN model using Monte Carlo (MC) dropout method, which is subsequently used to calculate the confidence of the estimation results. Four battery datasets, covering regular charging, fast charging, and second‐use applications, are used to demonstrate the performance of the proposed method. The proposed pipeline shows superior performance to state‐of‐art DL‐based methods in terms of application capability to different working conditions and uncertainty quantification for SOH estimation.
doi_str_mv 10.1002/qre.3424
format Article
fullrecord <record><control><sourceid>proquest_cross</sourceid><recordid>TN_cdi_proquest_journals_2911273999</recordid><sourceformat>XML</sourceformat><sourcesystem>PC</sourcesystem><sourcerecordid>2911273999</sourcerecordid><originalsourceid>FETCH-LOGICAL-c2884-8ddc1dba95293e0a054a483f1cda69f213fa1d3475028c901d5b2d0d22dc33c23</originalsourceid><addsrcrecordid>eNp10MtKAzEUBuAgCtYq-AgBN26m5jLTSZa1VCsUird1SJOMpkwz0yRDmZ2P4DP6JKatW1eBk49z-QG4xmiEESJ3W29GNCf5CRhgxHmGx5SdggEqc5YxhMtzcBHCGqGEORuA9QTey94EKx3UxrSwNtI76z5ga1tTW2dg1XhY2_hpu83P17dtHFzJGI3v4etyDk2IdiPjvrxLCHZOGR-ldbGH2066aCurDv-X4KySdTBXf-8QvD_M3qbzbLF8fJpOFpkijOUZ01phvZK8IJwaJFGRy5zRCistx7wimFYSa5qXBSJMcYR1sSIaaUK0olQROgQ3x76tb7Zd2k-sm867NFIQjjEpKec8qdujUr4JwZtKtD4d4nuBkdgnKVKSYp9kotmR7mxt-n-deH6ZHfwv7G529g</addsrcrecordid><sourcetype>Aggregation Database</sourcetype><iscdi>true</iscdi><recordtype>article</recordtype><pqid>2911273999</pqid></control><display><type>article</type><title>A Bayesian deep learning pipeline for lithium‐ion battery SOH estimation with uncertainty quantification</title><source>Wiley Online Library Journals Frontfile Complete</source><creator>Ke, Yuqi ; Long, Mingzhu ; Yang, Fangfang ; Peng, Weiwen</creator><creatorcontrib>Ke, Yuqi ; Long, Mingzhu ; Yang, Fangfang ; Peng, Weiwen</creatorcontrib><description>In recent years, deep learning (DL) methods for state of health (SOH) estimation of lithium‐ion (Li‐ion) batteries have attracted great attention. However, most existing DL‐based methods for SOH estimation were designed using specific battery dataset. To gain better performance, the procedure can be labor‐intensive, involving designing intricate features and fine‐tuning complex DL model, which significantly limits the applications of these methods. Moreover, uncertainty quantification, that is how much uncertainty these DL‐based methods can have on their SOH estimation, cannot be addressed with only point estimation. To this end, this paper proposes a Bayesian DL pipeline for Li‐ion battery SOH estimation targeting at automatic feature extraction and uncertainty‐aware DL‐model developing for general application to batteries under different working conditions. The proposed pipeline is composed of three modules accounting for common feature extraction, automatic feature selection, and Bayesian neural network (BNN) model construction. Specifically, a frequently‐used feature set is designed using the voltage, current and time data of constant current and constant voltage (CC‐CV) charging mode, while the recursive feature elimination (RFE) with cross validation (RFECV) algorithm is used to automatically select features based on relevance. Based on the automatically selected features, DL model is automatically constructed without too much human intervention. The uncertainty of SOH estimation is quantified by BNN model using Monte Carlo (MC) dropout method, which is subsequently used to calculate the confidence of the estimation results. Four battery datasets, covering regular charging, fast charging, and second‐use applications, are used to demonstrate the performance of the proposed method. The proposed pipeline shows superior performance to state‐of‐art DL‐based methods in terms of application capability to different working conditions and uncertainty quantification for SOH estimation.</description><identifier>ISSN: 0748-8017</identifier><identifier>EISSN: 1099-1638</identifier><identifier>DOI: 10.1002/qre.3424</identifier><language>eng</language><publisher>Bognor Regis: Wiley Subscription Services, Inc</publisher><subject>Algorithms ; automatic feature selection ; Bayesian analysis ; Bayesian neural network ; Charging ; Datasets ; Deep learning ; Electric potential ; Feature extraction ; Lithium-ion batteries ; Machine learning ; Neural networks ; SOH estimation ; Uncertainty ; uncertainty quantification ; Voltage ; Working conditions</subject><ispartof>Quality and reliability engineering international, 2024-02, Vol.40 (1), p.406-427</ispartof><rights>2023 John Wiley &amp; Sons Ltd.</rights><rights>2024 John Wiley &amp; Sons Ltd.</rights><lds50>peer_reviewed</lds50><oa>free_for_read</oa><woscitedreferencessubscribed>false</woscitedreferencessubscribed><cites>FETCH-LOGICAL-c2884-8ddc1dba95293e0a054a483f1cda69f213fa1d3475028c901d5b2d0d22dc33c23</cites></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktopdf>$$Uhttps://onlinelibrary.wiley.com/doi/pdf/10.1002%2Fqre.3424$$EPDF$$P50$$Gwiley$$H</linktopdf><linktohtml>$$Uhttps://onlinelibrary.wiley.com/doi/full/10.1002%2Fqre.3424$$EHTML$$P50$$Gwiley$$H</linktohtml><link.rule.ids>314,776,780,1411,27903,27904,45553,45554</link.rule.ids></links><search><creatorcontrib>Ke, Yuqi</creatorcontrib><creatorcontrib>Long, Mingzhu</creatorcontrib><creatorcontrib>Yang, Fangfang</creatorcontrib><creatorcontrib>Peng, Weiwen</creatorcontrib><title>A Bayesian deep learning pipeline for lithium‐ion battery SOH estimation with uncertainty quantification</title><title>Quality and reliability engineering international</title><description>In recent years, deep learning (DL) methods for state of health (SOH) estimation of lithium‐ion (Li‐ion) batteries have attracted great attention. However, most existing DL‐based methods for SOH estimation were designed using specific battery dataset. To gain better performance, the procedure can be labor‐intensive, involving designing intricate features and fine‐tuning complex DL model, which significantly limits the applications of these methods. Moreover, uncertainty quantification, that is how much uncertainty these DL‐based methods can have on their SOH estimation, cannot be addressed with only point estimation. To this end, this paper proposes a Bayesian DL pipeline for Li‐ion battery SOH estimation targeting at automatic feature extraction and uncertainty‐aware DL‐model developing for general application to batteries under different working conditions. The proposed pipeline is composed of three modules accounting for common feature extraction, automatic feature selection, and Bayesian neural network (BNN) model construction. Specifically, a frequently‐used feature set is designed using the voltage, current and time data of constant current and constant voltage (CC‐CV) charging mode, while the recursive feature elimination (RFE) with cross validation (RFECV) algorithm is used to automatically select features based on relevance. Based on the automatically selected features, DL model is automatically constructed without too much human intervention. The uncertainty of SOH estimation is quantified by BNN model using Monte Carlo (MC) dropout method, which is subsequently used to calculate the confidence of the estimation results. Four battery datasets, covering regular charging, fast charging, and second‐use applications, are used to demonstrate the performance of the proposed method. The proposed pipeline shows superior performance to state‐of‐art DL‐based methods in terms of application capability to different working conditions and uncertainty quantification for SOH estimation.</description><subject>Algorithms</subject><subject>automatic feature selection</subject><subject>Bayesian analysis</subject><subject>Bayesian neural network</subject><subject>Charging</subject><subject>Datasets</subject><subject>Deep learning</subject><subject>Electric potential</subject><subject>Feature extraction</subject><subject>Lithium-ion batteries</subject><subject>Machine learning</subject><subject>Neural networks</subject><subject>SOH estimation</subject><subject>Uncertainty</subject><subject>uncertainty quantification</subject><subject>Voltage</subject><subject>Working conditions</subject><issn>0748-8017</issn><issn>1099-1638</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2024</creationdate><recordtype>article</recordtype><recordid>eNp10MtKAzEUBuAgCtYq-AgBN26m5jLTSZa1VCsUird1SJOMpkwz0yRDmZ2P4DP6JKatW1eBk49z-QG4xmiEESJ3W29GNCf5CRhgxHmGx5SdggEqc5YxhMtzcBHCGqGEORuA9QTey94EKx3UxrSwNtI76z5ga1tTW2dg1XhY2_hpu83P17dtHFzJGI3v4etyDk2IdiPjvrxLCHZOGR-ldbGH2066aCurDv-X4KySdTBXf-8QvD_M3qbzbLF8fJpOFpkijOUZ01phvZK8IJwaJFGRy5zRCistx7wimFYSa5qXBSJMcYR1sSIaaUK0olQROgQ3x76tb7Zd2k-sm867NFIQjjEpKec8qdujUr4JwZtKtD4d4nuBkdgnKVKSYp9kotmR7mxt-n-deH6ZHfwv7G529g</recordid><startdate>202402</startdate><enddate>202402</enddate><creator>Ke, Yuqi</creator><creator>Long, Mingzhu</creator><creator>Yang, Fangfang</creator><creator>Peng, Weiwen</creator><general>Wiley Subscription Services, Inc</general><scope>AAYXX</scope><scope>CITATION</scope><scope>7TB</scope><scope>8FD</scope><scope>FR3</scope></search><sort><creationdate>202402</creationdate><title>A Bayesian deep learning pipeline for lithium‐ion battery SOH estimation with uncertainty quantification</title><author>Ke, Yuqi ; Long, Mingzhu ; Yang, Fangfang ; Peng, Weiwen</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c2884-8ddc1dba95293e0a054a483f1cda69f213fa1d3475028c901d5b2d0d22dc33c23</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2024</creationdate><topic>Algorithms</topic><topic>automatic feature selection</topic><topic>Bayesian analysis</topic><topic>Bayesian neural network</topic><topic>Charging</topic><topic>Datasets</topic><topic>Deep learning</topic><topic>Electric potential</topic><topic>Feature extraction</topic><topic>Lithium-ion batteries</topic><topic>Machine learning</topic><topic>Neural networks</topic><topic>SOH estimation</topic><topic>Uncertainty</topic><topic>uncertainty quantification</topic><topic>Voltage</topic><topic>Working conditions</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Ke, Yuqi</creatorcontrib><creatorcontrib>Long, Mingzhu</creatorcontrib><creatorcontrib>Yang, Fangfang</creatorcontrib><creatorcontrib>Peng, Weiwen</creatorcontrib><collection>CrossRef</collection><collection>Mechanical &amp; Transportation Engineering Abstracts</collection><collection>Technology Research Database</collection><collection>Engineering Research Database</collection><jtitle>Quality and reliability engineering international</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext</fulltext></delivery><addata><au>Ke, Yuqi</au><au>Long, Mingzhu</au><au>Yang, Fangfang</au><au>Peng, Weiwen</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>A Bayesian deep learning pipeline for lithium‐ion battery SOH estimation with uncertainty quantification</atitle><jtitle>Quality and reliability engineering international</jtitle><date>2024-02</date><risdate>2024</risdate><volume>40</volume><issue>1</issue><spage>406</spage><epage>427</epage><pages>406-427</pages><issn>0748-8017</issn><eissn>1099-1638</eissn><abstract>In recent years, deep learning (DL) methods for state of health (SOH) estimation of lithium‐ion (Li‐ion) batteries have attracted great attention. However, most existing DL‐based methods for SOH estimation were designed using specific battery dataset. To gain better performance, the procedure can be labor‐intensive, involving designing intricate features and fine‐tuning complex DL model, which significantly limits the applications of these methods. Moreover, uncertainty quantification, that is how much uncertainty these DL‐based methods can have on their SOH estimation, cannot be addressed with only point estimation. To this end, this paper proposes a Bayesian DL pipeline for Li‐ion battery SOH estimation targeting at automatic feature extraction and uncertainty‐aware DL‐model developing for general application to batteries under different working conditions. The proposed pipeline is composed of three modules accounting for common feature extraction, automatic feature selection, and Bayesian neural network (BNN) model construction. Specifically, a frequently‐used feature set is designed using the voltage, current and time data of constant current and constant voltage (CC‐CV) charging mode, while the recursive feature elimination (RFE) with cross validation (RFECV) algorithm is used to automatically select features based on relevance. Based on the automatically selected features, DL model is automatically constructed without too much human intervention. The uncertainty of SOH estimation is quantified by BNN model using Monte Carlo (MC) dropout method, which is subsequently used to calculate the confidence of the estimation results. Four battery datasets, covering regular charging, fast charging, and second‐use applications, are used to demonstrate the performance of the proposed method. The proposed pipeline shows superior performance to state‐of‐art DL‐based methods in terms of application capability to different working conditions and uncertainty quantification for SOH estimation.</abstract><cop>Bognor Regis</cop><pub>Wiley Subscription Services, Inc</pub><doi>10.1002/qre.3424</doi><tpages>22</tpages><oa>free_for_read</oa></addata></record>
fulltext fulltext
identifier ISSN: 0748-8017
ispartof Quality and reliability engineering international, 2024-02, Vol.40 (1), p.406-427
issn 0748-8017
1099-1638
language eng
recordid cdi_proquest_journals_2911273999
source Wiley Online Library Journals Frontfile Complete
subjects Algorithms
automatic feature selection
Bayesian analysis
Bayesian neural network
Charging
Datasets
Deep learning
Electric potential
Feature extraction
Lithium-ion batteries
Machine learning
Neural networks
SOH estimation
Uncertainty
uncertainty quantification
Voltage
Working conditions
title A Bayesian deep learning pipeline for lithium‐ion battery SOH estimation with uncertainty quantification
url https://sfx.bib-bvb.de/sfx_tum?ctx_ver=Z39.88-2004&ctx_enc=info:ofi/enc:UTF-8&ctx_tim=2025-01-21T17%3A03%3A21IST&url_ver=Z39.88-2004&url_ctx_fmt=infofi/fmt:kev:mtx:ctx&rfr_id=info:sid/primo.exlibrisgroup.com:primo3-Article-proquest_cross&rft_val_fmt=info:ofi/fmt:kev:mtx:journal&rft.genre=article&rft.atitle=A%20Bayesian%20deep%20learning%20pipeline%20for%20lithium%E2%80%90ion%20battery%20SOH%20estimation%20with%20uncertainty%20quantification&rft.jtitle=Quality%20and%20reliability%20engineering%20international&rft.au=Ke,%20Yuqi&rft.date=2024-02&rft.volume=40&rft.issue=1&rft.spage=406&rft.epage=427&rft.pages=406-427&rft.issn=0748-8017&rft.eissn=1099-1638&rft_id=info:doi/10.1002/qre.3424&rft_dat=%3Cproquest_cross%3E2911273999%3C/proquest_cross%3E%3Curl%3E%3C/url%3E&disable_directlink=true&sfx.directlink=off&sfx.report_link=0&rft_id=info:oai/&rft_pqid=2911273999&rft_id=info:pmid/&rfr_iscdi=true