Regulatory Challenges in the Securities Industry

An edited version of Dr. Robert Glauber's address to the FMA Annual Meeting Luncheon is presented. The 90s-era corporate governance debacles at Enron, WorldCom, and elsewhere coincided, more or less, with a spate of scandals and misdeeds in the securities industry that hurt investors most of wh...

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Veröffentlicht in:	Journal of applied finance : JAF 2004-10, Vol.14 (2), p.4
1. Verfasser:	Glauber, Robert R
Format:	Artikel
Sprache:	eng
Schlagworte:	Arbitration Discounts Enforcement Industrywide conditions Institutional investments Investments Mutual funds Profits Qualified tuition programs Regulation of financial institutions Sales Scandals Securities industry Stock brokers Stock exchanges Variable annuities
Online-Zugang:	Volltext
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