Evaluation of Methods for Causal Discovery in Hydrometeorological Systems

Understanding causal relations is of utmost importance in hydrology and climate research for systems identification, prediction, and understanding systems behavior in a changing climate. Traditionally, researchers in hydrometeorology attempted to study causal questions by conducting controlled exper...

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Veröffentlicht in:Water resources research 2020-07, Vol.56 (7), p.n/a
Hauptverfasser: Ombadi, Mohammed, Nguyen, Phu, Sorooshian, Soroosh, Hsu, Kuo‐lin
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description Understanding causal relations is of utmost importance in hydrology and climate research for systems identification, prediction, and understanding systems behavior in a changing climate. Traditionally, researchers in hydrometeorology attempted to study causal questions by conducting controlled experiments using numerical models. This approach, however, in most cases of interest provides uncertain results because the models are approximate representation of the natural system. An alternative approach that has recently drawn significant attention in several fields is to infer causal relations from purely observational data. It possesses several traits to its utility particularly in hydrometeorology due to the rapid accumulation of in situ and remotely sensed data records. The first objective of this study is to present a brief description of four causal discovery methods (Granger causality, Transfer Entropy, graph‐based algorithms, and Convergent Cross Mapping) with special emphasis on the assumptions on which they are built. Second, using synthetic data generated from a hydrological model, we assess their performance in retrieving causal information taking into account sensitivity to sample size and presence of noise. Last, we use causal analysis to examine and formulate hypotheses on causal drivers of evapotranspiration in a shrubland region during summer and winter seasons. An interpretation of the hypotheses based on canopy seasonal dynamics and evapotranspiration processes is presented. It is hoped that the results presented here can be useful in guiding researchers studying hydrometeorological systems as to which causal method is most appropriate to the characteristics of the system under study. Plain Language Summary The old cliché “correlation does not imply causation” is grounded on the pitfalls of conventional correlation analysis. Despite its well‐known shortcomings, the use of correlation permeates the hydrometeorological literature. Recently, however, methods of causal inference have attracted a lot of attention, and they are increasingly being used to address a wide range of problems. Due to the rapid increase in hydrometeorological data acquisition whether in situ or remotely sensed, the use of causal discovery methods is nothing but opportune. This article aims to contribute to the burgeoning community effort in advancing the use of causal discovery methods in hydrometeorological applications. It firstly reviews the assumptions underlying fou
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Traditionally, researchers in hydrometeorology attempted to study causal questions by conducting controlled experiments using numerical models. This approach, however, in most cases of interest provides uncertain results because the models are approximate representation of the natural system. An alternative approach that has recently drawn significant attention in several fields is to infer causal relations from purely observational data. It possesses several traits to its utility particularly in hydrometeorology due to the rapid accumulation of in situ and remotely sensed data records. The first objective of this study is to present a brief description of four causal discovery methods (Granger causality, Transfer Entropy, graph‐based algorithms, and Convergent Cross Mapping) with special emphasis on the assumptions on which they are built. Second, using synthetic data generated from a hydrological model, we assess their performance in retrieving causal information taking into account sensitivity to sample size and presence of noise. Last, we use causal analysis to examine and formulate hypotheses on causal drivers of evapotranspiration in a shrubland region during summer and winter seasons. An interpretation of the hypotheses based on canopy seasonal dynamics and evapotranspiration processes is presented. It is hoped that the results presented here can be useful in guiding researchers studying hydrometeorological systems as to which causal method is most appropriate to the characteristics of the system under study. Plain Language Summary The old cliché “correlation does not imply causation” is grounded on the pitfalls of conventional correlation analysis. Despite its well‐known shortcomings, the use of correlation permeates the hydrometeorological literature. Recently, however, methods of causal inference have attracted a lot of attention, and they are increasingly being used to address a wide range of problems. Due to the rapid increase in hydrometeorological data acquisition whether in situ or remotely sensed, the use of causal discovery methods is nothing but opportune. This article aims to contribute to the burgeoning community effort in advancing the use of causal discovery methods in hydrometeorological applications. It firstly reviews the assumptions underlying four causal discovery methods: Granger Causality, Transfer Entropy, PC algorithm, and Convergent Cross Mapping. Next, it evaluates the performance of these methods using synthetic data generated from a hydrological bucket model, where the model is considered as “ground truth.” The article finally concludes by applying one of the methods to examine the relative contributions of environmental variables in regulating evapotranspiration in a shrubland region during summer and winter seasons. The used methods are not inclusive since there are countless nuanced variants of causal discovery methods. Nonetheless, they represent long‐standing, general classes of causal discovery methods. Key Points A brief description of the fundamentals and assumptions of four causal discovery methods is provided The methods performance and their sensitivity to sample length and presence of noise is assessed using synthetic data from a hydrologic model Causal analysis is applied to examine and formulate hypotheses on the significance of environmental drivers of evapotranspiration</description><identifier>ISSN: 0043-1397</identifier><identifier>EISSN: 1944-7973</identifier><identifier>DOI: 10.1029/2020WR027251</identifier><language>eng</language><publisher>Washington: John Wiley &amp; Sons, Inc</publisher><subject>Algorithms ; Causal Inference ; Causality ; Causation ; Climate ; Climate change ; Convergence ; Correlation analysis ; Data ; Data acquisition ; Empirical Data Mining ; Entropy ; Evapotranspiration ; Evapotranspiration processes ; Ground truth ; Hydrologic data ; Hydrologic models ; Hydrology ; Hydrometeorological data ; Hydrometeorology ; Hypotheses ; Information retrieval ; Mapping ; Mathematical models ; Methods ; Numerical models ; Performance evaluation ; Plant cover ; Prediction ; Remote sensing ; Researchers ; Seasonal variations ; Seasons ; Shrublands ; Summer ; Systems Identification ; Winter</subject><ispartof>Water resources research, 2020-07, Vol.56 (7), p.n/a</ispartof><rights>2020. 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Traditionally, researchers in hydrometeorology attempted to study causal questions by conducting controlled experiments using numerical models. This approach, however, in most cases of interest provides uncertain results because the models are approximate representation of the natural system. An alternative approach that has recently drawn significant attention in several fields is to infer causal relations from purely observational data. It possesses several traits to its utility particularly in hydrometeorology due to the rapid accumulation of in situ and remotely sensed data records. The first objective of this study is to present a brief description of four causal discovery methods (Granger causality, Transfer Entropy, graph‐based algorithms, and Convergent Cross Mapping) with special emphasis on the assumptions on which they are built. Second, using synthetic data generated from a hydrological model, we assess their performance in retrieving causal information taking into account sensitivity to sample size and presence of noise. Last, we use causal analysis to examine and formulate hypotheses on causal drivers of evapotranspiration in a shrubland region during summer and winter seasons. An interpretation of the hypotheses based on canopy seasonal dynamics and evapotranspiration processes is presented. It is hoped that the results presented here can be useful in guiding researchers studying hydrometeorological systems as to which causal method is most appropriate to the characteristics of the system under study. Plain Language Summary The old cliché “correlation does not imply causation” is grounded on the pitfalls of conventional correlation analysis. Despite its well‐known shortcomings, the use of correlation permeates the hydrometeorological literature. Recently, however, methods of causal inference have attracted a lot of attention, and they are increasingly being used to address a wide range of problems. Due to the rapid increase in hydrometeorological data acquisition whether in situ or remotely sensed, the use of causal discovery methods is nothing but opportune. This article aims to contribute to the burgeoning community effort in advancing the use of causal discovery methods in hydrometeorological applications. It firstly reviews the assumptions underlying four causal discovery methods: Granger Causality, Transfer Entropy, PC algorithm, and Convergent Cross Mapping. 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subjects Algorithms
Causal Inference
Causality
Causation
Climate
Climate change
Convergence
Correlation analysis
Data
Data acquisition
Empirical Data Mining
Entropy
Evapotranspiration
Evapotranspiration processes
Ground truth
Hydrologic data
Hydrologic models
Hydrology
Hydrometeorological data
Hydrometeorology
Hypotheses
Information retrieval
Mapping
Mathematical models
Methods
Numerical models
Performance evaluation
Plant cover
Prediction
Remote sensing
Researchers
Seasonal variations
Seasons
Shrublands
Summer
Systems Identification
Winter
title Evaluation of Methods for Causal Discovery in Hydrometeorological Systems
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