Simultaneously Transmitting and Reflecting Reconfigurable Intelligent Surface (STAR-RIS) Assisted UAV Communications
A novel air-to-ground communication paradigm is conceived, where an unmanned aerial vehicle (UAV)-mounted base station (BS) equipped with multiple antennas sends information to multiple ground users (GUs) with the aid of a simultaneously transmitting and reflecting reconfigurable intelligent surface...
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Veröffentlicht in: | IEEE journal on selected areas in communications 2022-10, Vol.40 (10), p.3041-3056 |
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description | A novel air-to-ground communication paradigm is conceived, where an unmanned aerial vehicle (UAV)-mounted base station (BS) equipped with multiple antennas sends information to multiple ground users (GUs) with the aid of a simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS). In contrast to the conventional RIS whose main function is to reflect incident signals, the STAR-RIS is capable of both transmitting and reflecting the impinging signals from either side of the surface, thereby leading to full-space 360 degree coverage. However, the transmissive and reflective capabilities of the STAR-RIS require more complex transmission/reflection coefficient design. Therefore, in this work, a sum-rate maximization problem is formulated for the joint optimization of the UAV's trajectory, the active beamforming at the UAV, and the passive transmission/reflection beamforming at the STAR-RIS. This cutting-edge optimization problem is also subject to the UAV's flight safety, to the maximum flight duration constraint, as well as to the GUs' minimum data rate requirements. Given the unknown locations of obstacles prior to the UAV's flight, we provide an online decision making framework employing reinforcement learning (RL) to simultaneously adjust both the UAV's trajectory as well as the active and passive beamformer. To enhance the system's robustness against the associated uncertainties caused by limited sampling of the environment, a novel "distributionally-robust" RL (DRRL) algorithm is proposed for offering an adequate worst-case performance guarantee. Our numerical results unveil that: 1) the STAR-RIS assisted UAV communications benefit from significant sum-rate gain over the conventional reflecting-only RIS; and 2) the proposed DRRL algorithm achieves both more stable and more robust performance than the state-of-the-art RL algorithms. |
doi_str_mv | 10.1109/JSAC.2022.3196102 |
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In contrast to the conventional RIS whose main function is to reflect incident signals, the STAR-RIS is capable of both transmitting and reflecting the impinging signals from either side of the surface, thereby leading to full-space 360 degree coverage. However, the transmissive and reflective capabilities of the STAR-RIS require more complex transmission/reflection coefficient design. Therefore, in this work, a sum-rate maximization problem is formulated for the joint optimization of the UAV's trajectory, the active beamforming at the UAV, and the passive transmission/reflection beamforming at the STAR-RIS. This cutting-edge optimization problem is also subject to the UAV's flight safety, to the maximum flight duration constraint, as well as to the GUs' minimum data rate requirements. Given the unknown locations of obstacles prior to the UAV's flight, we provide an online decision making framework employing reinforcement learning (RL) to simultaneously adjust both the UAV's trajectory as well as the active and passive beamformer. To enhance the system's robustness against the associated uncertainties caused by limited sampling of the environment, a novel "distributionally-robust" RL (DRRL) algorithm is proposed for offering an adequate worst-case performance guarantee. Our numerical results unveil that: 1) the STAR-RIS assisted UAV communications benefit from significant sum-rate gain over the conventional reflecting-only RIS; and 2) the proposed DRRL algorithm achieves both more stable and more robust performance than the state-of-the-art RL algorithms.</description><identifier>ISSN: 0733-8716</identifier><identifier>EISSN: 1558-0008</identifier><identifier>DOI: 10.1109/JSAC.2022.3196102</identifier><identifier>CODEN: ISACEM</identifier><language>eng</language><publisher>New York: IEEE</publisher><subject>Air-to-ground communications ; Algorithms ; Array signal processing ; Autonomous aerial vehicles ; Beamforming ; collision avoidance ; Decision making ; distributionally-robust reinforcement learning ; Flight safety ; joint beamforming design ; Optimization ; Reconfigurable intelligent surfaces ; Reflectance ; Relays ; Robustness (mathematics) ; Sensors ; simultaneously transmitting and reflecting reconfigurable intelligent surface ; Trajectories ; Trajectory ; Transmission ; Uncertainty ; Unmanned aerial vehicles</subject><ispartof>IEEE journal on selected areas in communications, 2022-10, Vol.40 (10), p.3041-3056</ispartof><rights>Copyright The Institute of Electrical and Electronics Engineers, Inc. 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In contrast to the conventional RIS whose main function is to reflect incident signals, the STAR-RIS is capable of both transmitting and reflecting the impinging signals from either side of the surface, thereby leading to full-space 360 degree coverage. However, the transmissive and reflective capabilities of the STAR-RIS require more complex transmission/reflection coefficient design. Therefore, in this work, a sum-rate maximization problem is formulated for the joint optimization of the UAV's trajectory, the active beamforming at the UAV, and the passive transmission/reflection beamforming at the STAR-RIS. This cutting-edge optimization problem is also subject to the UAV's flight safety, to the maximum flight duration constraint, as well as to the GUs' minimum data rate requirements. Given the unknown locations of obstacles prior to the UAV's flight, we provide an online decision making framework employing reinforcement learning (RL) to simultaneously adjust both the UAV's trajectory as well as the active and passive beamformer. To enhance the system's robustness against the associated uncertainties caused by limited sampling of the environment, a novel "distributionally-robust" RL (DRRL) algorithm is proposed for offering an adequate worst-case performance guarantee. Our numerical results unveil that: 1) the STAR-RIS assisted UAV communications benefit from significant sum-rate gain over the conventional reflecting-only RIS; and 2) the proposed DRRL algorithm achieves both more stable and more robust performance than the state-of-the-art RL algorithms.</description><subject>Air-to-ground communications</subject><subject>Algorithms</subject><subject>Array signal processing</subject><subject>Autonomous aerial vehicles</subject><subject>Beamforming</subject><subject>collision avoidance</subject><subject>Decision making</subject><subject>distributionally-robust reinforcement learning</subject><subject>Flight safety</subject><subject>joint beamforming design</subject><subject>Optimization</subject><subject>Reconfigurable intelligent surfaces</subject><subject>Reflectance</subject><subject>Relays</subject><subject>Robustness (mathematics)</subject><subject>Sensors</subject><subject>simultaneously transmitting and reflecting reconfigurable intelligent surface</subject><subject>Trajectories</subject><subject>Trajectory</subject><subject>Transmission</subject><subject>Uncertainty</subject><subject>Unmanned aerial vehicles</subject><issn>0733-8716</issn><issn>1558-0008</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2022</creationdate><recordtype>article</recordtype><sourceid>RIE</sourceid><recordid>eNo9kEtLAzEUhYMoWKs_QNwE3Ohiah7zSJZD8VEpCDOj2yFNb0rKTEaTzKL_3tYWV5cL3zkHPoRuKZlRSuTTe13OZ4wwNuNU5pSwMzShWSYSQog4RxNScJ6IguaX6CqELSE0TQWboFjbfuyicjCModvhxisXehujdRus3BpXYDrQf28FenDGbkavVh3ghYvQdXYDLuJ69EZpwA91U1ZJtagfcRmCDRHW-LP8wvOh70dntYp2cOEaXRjVBbg53SlqXp6b-Vuy_HhdzMtlojnPYwJCGl3QVZYbQ4jJFJEqZ5wzKDTThTIS9qOcAuSCrldaKZZBZvI0XTFOBZ-i-2Pttx9-Rgix3Q6jd_vFlhU0lVkqxYGiR0r7IQQPpv32tld-11LSHty2B7ftwW17crvP3B0zFgD-eSlSmeaE_wK3o3cO</recordid><startdate>20221001</startdate><enddate>20221001</enddate><creator>Zhao, Jingjing</creator><creator>Zhu, Yanbo</creator><creator>Mu, Xidong</creator><creator>Cai, Kaiquan</creator><creator>Liu, Yuanwei</creator><creator>Hanzo, Lajos</creator><general>IEEE</general><general>The Institute of Electrical and Electronics Engineers, Inc. (IEEE)</general><scope>97E</scope><scope>RIA</scope><scope>RIE</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>7SP</scope><scope>8FD</scope><scope>L7M</scope><orcidid>https://orcid.org/0000-0002-2108-291X</orcidid><orcidid>https://orcid.org/0000-0001-8351-360X</orcidid><orcidid>https://orcid.org/0000-0002-5417-0975</orcidid><orcidid>https://orcid.org/0000-0002-2636-5214</orcidid><orcidid>https://orcid.org/0000-0002-6389-8941</orcidid><orcidid>https://orcid.org/0000-0003-4579-795X</orcidid></search><sort><creationdate>20221001</creationdate><title>Simultaneously Transmitting and Reflecting Reconfigurable Intelligent Surface (STAR-RIS) Assisted UAV Communications</title><author>Zhao, Jingjing ; Zhu, Yanbo ; Mu, Xidong ; Cai, Kaiquan ; Liu, Yuanwei ; Hanzo, Lajos</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c336t-e89fc71b56ff00f5a09a62332e7c2c7af9efac31ee681dbcaa25e5f644b23183</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2022</creationdate><topic>Air-to-ground communications</topic><topic>Algorithms</topic><topic>Array signal processing</topic><topic>Autonomous aerial vehicles</topic><topic>Beamforming</topic><topic>collision avoidance</topic><topic>Decision making</topic><topic>distributionally-robust reinforcement learning</topic><topic>Flight safety</topic><topic>joint beamforming design</topic><topic>Optimization</topic><topic>Reconfigurable intelligent surfaces</topic><topic>Reflectance</topic><topic>Relays</topic><topic>Robustness (mathematics)</topic><topic>Sensors</topic><topic>simultaneously transmitting and reflecting reconfigurable intelligent surface</topic><topic>Trajectories</topic><topic>Trajectory</topic><topic>Transmission</topic><topic>Uncertainty</topic><topic>Unmanned aerial vehicles</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Zhao, Jingjing</creatorcontrib><creatorcontrib>Zhu, Yanbo</creatorcontrib><creatorcontrib>Mu, Xidong</creatorcontrib><creatorcontrib>Cai, Kaiquan</creatorcontrib><creatorcontrib>Liu, Yuanwei</creatorcontrib><creatorcontrib>Hanzo, Lajos</creatorcontrib><collection>IEEE All-Society Periodicals Package (ASPP) 2005-present</collection><collection>IEEE All-Society Periodicals Package (ASPP) 1998-Present</collection><collection>IEEE Electronic Library (IEL)</collection><collection>CrossRef</collection><collection>Electronics & Communications Abstracts</collection><collection>Technology Research Database</collection><collection>Advanced Technologies Database with Aerospace</collection><jtitle>IEEE journal on selected areas in communications</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext_linktorsrc</fulltext></delivery><addata><au>Zhao, Jingjing</au><au>Zhu, Yanbo</au><au>Mu, Xidong</au><au>Cai, Kaiquan</au><au>Liu, Yuanwei</au><au>Hanzo, Lajos</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>Simultaneously Transmitting and Reflecting Reconfigurable Intelligent Surface (STAR-RIS) Assisted UAV Communications</atitle><jtitle>IEEE journal on selected areas in communications</jtitle><stitle>J-SAC</stitle><date>2022-10-01</date><risdate>2022</risdate><volume>40</volume><issue>10</issue><spage>3041</spage><epage>3056</epage><pages>3041-3056</pages><issn>0733-8716</issn><eissn>1558-0008</eissn><coden>ISACEM</coden><abstract>A novel air-to-ground communication paradigm is conceived, where an unmanned aerial vehicle (UAV)-mounted base station (BS) equipped with multiple antennas sends information to multiple ground users (GUs) with the aid of a simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS). In contrast to the conventional RIS whose main function is to reflect incident signals, the STAR-RIS is capable of both transmitting and reflecting the impinging signals from either side of the surface, thereby leading to full-space 360 degree coverage. However, the transmissive and reflective capabilities of the STAR-RIS require more complex transmission/reflection coefficient design. Therefore, in this work, a sum-rate maximization problem is formulated for the joint optimization of the UAV's trajectory, the active beamforming at the UAV, and the passive transmission/reflection beamforming at the STAR-RIS. This cutting-edge optimization problem is also subject to the UAV's flight safety, to the maximum flight duration constraint, as well as to the GUs' minimum data rate requirements. Given the unknown locations of obstacles prior to the UAV's flight, we provide an online decision making framework employing reinforcement learning (RL) to simultaneously adjust both the UAV's trajectory as well as the active and passive beamformer. To enhance the system's robustness against the associated uncertainties caused by limited sampling of the environment, a novel "distributionally-robust" RL (DRRL) algorithm is proposed for offering an adequate worst-case performance guarantee. Our numerical results unveil that: 1) the STAR-RIS assisted UAV communications benefit from significant sum-rate gain over the conventional reflecting-only RIS; and 2) the proposed DRRL algorithm achieves both more stable and more robust performance than the state-of-the-art RL algorithms.</abstract><cop>New York</cop><pub>IEEE</pub><doi>10.1109/JSAC.2022.3196102</doi><tpages>16</tpages><orcidid>https://orcid.org/0000-0002-2108-291X</orcidid><orcidid>https://orcid.org/0000-0001-8351-360X</orcidid><orcidid>https://orcid.org/0000-0002-5417-0975</orcidid><orcidid>https://orcid.org/0000-0002-2636-5214</orcidid><orcidid>https://orcid.org/0000-0002-6389-8941</orcidid><orcidid>https://orcid.org/0000-0003-4579-795X</orcidid><oa>free_for_read</oa></addata></record> |
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subjects | Air-to-ground communications Algorithms Array signal processing Autonomous aerial vehicles Beamforming collision avoidance Decision making distributionally-robust reinforcement learning Flight safety joint beamforming design Optimization Reconfigurable intelligent surfaces Reflectance Relays Robustness (mathematics) Sensors simultaneously transmitting and reflecting reconfigurable intelligent surface Trajectories Trajectory Transmission Uncertainty Unmanned aerial vehicles |
title | Simultaneously Transmitting and Reflecting Reconfigurable Intelligent Surface (STAR-RIS) Assisted UAV Communications |
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