Active Reconfigurable Intelligent Surface-Aided Wireless Communications
Reconfigurable Intelligent Surface (RIS) is a promising solution to reconfigure the wireless environment in a controllable way. To compensate for the double-fading attenuation in the RIS-aided link, a large number of passive reflecting elements (REs) are conventionally deployed at the RIS, resulting...
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Veröffentlicht in: | IEEE transactions on wireless communications 2021-08, Vol.20 (8), p.4962-4975 |
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description | Reconfigurable Intelligent Surface (RIS) is a promising solution to reconfigure the wireless environment in a controllable way. To compensate for the double-fading attenuation in the RIS-aided link, a large number of passive reflecting elements (REs) are conventionally deployed at the RIS, resulting in large surface size and considerable circuit power consumption. In this paper, we propose a new type of RIS, called active RIS, where each RE is assisted by active loads (negative resistance), that reflect and amplify the incident signal instead of only reflecting it with the adjustable phase shift as in the case of a passive RIS. Therefore, for a given power budget at the RIS, a strengthened RIS-aided link can be achieved by increasing the number of active REs as well as amplifying the incident signal. We consider the use of an active RIS to a single input multiple output (SIMO) system. However, it would unintentionally amplify the RIS-correlated noise, and thus the proposed system has to balance the conflict between the received signal power maximization and the RIS-correlated noise minimization at the receiver. To achieve this goal, it has to optimize the reflecting coefficient matrix at the RIS and the receive beamforming at the receiver. An alternating optimization algorithm is proposed to solve the problem. Specifically, the receive beamforming is obtained with a closed-form solution based on linear minimum-mean-square-error (MMSE) criterion, while the reflecting coefficient matrix is obtained by solving a series of sequential convex approximation (SCA) problems. Simulation results show that the proposed active RIS-aided system could achieve better performance over the conventional passive RIS-aided system with the same power budget. |
doi_str_mv | 10.1109/TWC.2021.3064024 |
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To compensate for the double-fading attenuation in the RIS-aided link, a large number of passive reflecting elements (REs) are conventionally deployed at the RIS, resulting in large surface size and considerable circuit power consumption. In this paper, we propose a new type of RIS, called active RIS, where each RE is assisted by active loads (negative resistance), that reflect and amplify the incident signal instead of only reflecting it with the adjustable phase shift as in the case of a passive RIS. Therefore, for a given power budget at the RIS, a strengthened RIS-aided link can be achieved by increasing the number of active REs as well as amplifying the incident signal. We consider the use of an active RIS to a single input multiple output (SIMO) system. However, it would unintentionally amplify the RIS-correlated noise, and thus the proposed system has to balance the conflict between the received signal power maximization and the RIS-correlated noise minimization at the receiver. To achieve this goal, it has to optimize the reflecting coefficient matrix at the RIS and the receive beamforming at the receiver. An alternating optimization algorithm is proposed to solve the problem. Specifically, the receive beamforming is obtained with a closed-form solution based on linear minimum-mean-square-error (MMSE) criterion, while the reflecting coefficient matrix is obtained by solving a series of sequential convex approximation (SCA) problems. Simulation results show that the proposed active RIS-aided system could achieve better performance over the conventional passive RIS-aided system with the same power budget.</description><identifier>ISSN: 1536-1276</identifier><identifier>ISSN: 1558-2248</identifier><identifier>EISSN: 1558-2248</identifier><identifier>DOI: 10.1109/TWC.2021.3064024</identifier><identifier>CODEN: ITWCAX</identifier><language>eng</language><publisher>New York: IEEE</publisher><subject>active load ; Algorithms ; Amplification ; Array signal processing ; Attenuation ; Beamforming ; Budgets ; Circuits ; Load resistance ; Mathematical analysis ; negative resistance ; Optimization ; Power consumption ; Radio frequency ; Reconfigurable intelligent surface (RIS) ; Reconfigurable intelligent surfaces ; Relays ; Signal to noise ratio ; Surface resistance ; Surface treatment ; Wireless communication ; Wireless communications</subject><ispartof>IEEE transactions on wireless communications, 2021-08, Vol.20 (8), p.4962-4975</ispartof><rights>Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2021</rights><lds50>peer_reviewed</lds50><oa>free_for_read</oa><woscitedreferencessubscribed>false</woscitedreferencessubscribed><citedby>FETCH-LOGICAL-c371t-be3365c10e3862a0e8481e281974adef4afc774afd190dade9d9de1f3f4365b83</citedby><cites>FETCH-LOGICAL-c371t-be3365c10e3862a0e8481e281974adef4afc774afd190dade9d9de1f3f4365b83</cites><orcidid>0000-0002-7599-4367 ; 0000-0002-9915-8697 ; 0000-0003-0565-0515 ; 0000-0003-2671-5090</orcidid></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktohtml>$$Uhttps://ieeexplore.ieee.org/document/9377648$$EHTML$$P50$$Gieee$$H</linktohtml><link.rule.ids>230,314,550,776,780,792,881,27901,27902,54733</link.rule.ids><linktorsrc>$$Uhttps://ieeexplore.ieee.org/document/9377648$$EView_record_in_IEEE$$FView_record_in_$$GIEEE</linktorsrc><backlink>$$Uhttps://urn.kb.se/resolve?urn=urn:nbn:se:liu:diva-178775$$DView record from Swedish Publication Index$$Hfree_for_read</backlink></links><search><creatorcontrib>Long, Ruizhe</creatorcontrib><creatorcontrib>Liang, Ying-Chang</creatorcontrib><creatorcontrib>Pei, Yiyang</creatorcontrib><creatorcontrib>Larsson, Erik G.</creatorcontrib><title>Active Reconfigurable Intelligent Surface-Aided Wireless Communications</title><title>IEEE transactions on wireless communications</title><addtitle>TWC</addtitle><description>Reconfigurable Intelligent Surface (RIS) is a promising solution to reconfigure the wireless environment in a controllable way. To compensate for the double-fading attenuation in the RIS-aided link, a large number of passive reflecting elements (REs) are conventionally deployed at the RIS, resulting in large surface size and considerable circuit power consumption. In this paper, we propose a new type of RIS, called active RIS, where each RE is assisted by active loads (negative resistance), that reflect and amplify the incident signal instead of only reflecting it with the adjustable phase shift as in the case of a passive RIS. Therefore, for a given power budget at the RIS, a strengthened RIS-aided link can be achieved by increasing the number of active REs as well as amplifying the incident signal. We consider the use of an active RIS to a single input multiple output (SIMO) system. However, it would unintentionally amplify the RIS-correlated noise, and thus the proposed system has to balance the conflict between the received signal power maximization and the RIS-correlated noise minimization at the receiver. To achieve this goal, it has to optimize the reflecting coefficient matrix at the RIS and the receive beamforming at the receiver. An alternating optimization algorithm is proposed to solve the problem. Specifically, the receive beamforming is obtained with a closed-form solution based on linear minimum-mean-square-error (MMSE) criterion, while the reflecting coefficient matrix is obtained by solving a series of sequential convex approximation (SCA) problems. Simulation results show that the proposed active RIS-aided system could achieve better performance over the conventional passive RIS-aided system with the same power budget.</description><subject>active load</subject><subject>Algorithms</subject><subject>Amplification</subject><subject>Array signal processing</subject><subject>Attenuation</subject><subject>Beamforming</subject><subject>Budgets</subject><subject>Circuits</subject><subject>Load resistance</subject><subject>Mathematical analysis</subject><subject>negative resistance</subject><subject>Optimization</subject><subject>Power consumption</subject><subject>Radio frequency</subject><subject>Reconfigurable intelligent surface (RIS)</subject><subject>Reconfigurable intelligent surfaces</subject><subject>Relays</subject><subject>Signal to noise ratio</subject><subject>Surface resistance</subject><subject>Surface treatment</subject><subject>Wireless communication</subject><subject>Wireless communications</subject><issn>1536-1276</issn><issn>1558-2248</issn><issn>1558-2248</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2021</creationdate><recordtype>article</recordtype><sourceid>RIE</sourceid><sourceid>D8T</sourceid><recordid>eNo9kF1LwzAUhosoOKf3gjcFrzvz1Sa9HFXnYCDodJchTU9GRtfMpFX892Z0eHVeDs97ODxJcovRDGNUPqw31YwggmcUFQwRdpZMcJ6LjBAmzo-ZFhkmvLhMrkLYIYR5keeTZDHXvf2G9A2064zdDl7VLaTLroe2tVvo-vR98EZpyOa2gSbdWA8thJBWbr8fOqtVb10XrpMLo9oAN6c5TT6en9bVS7Z6XSyr-SrTlOM-q4HSItcYARUFUQgEExiIwCVnqgHDlNE8RtPgEjVxUzZlA9hQw2KvFnSaZOPd8AOHoZYHb_fK_0qnrHy0n3Pp_Fa2dpCYC87zyN-P_MG7rwFCL3du8F18UZK8QJhShFik0Ehp70LwYP7vYiSPemXUK4965UlvrNyNFQsA_3hJOS-YoH9Upnat</recordid><startdate>20210801</startdate><enddate>20210801</enddate><creator>Long, Ruizhe</creator><creator>Liang, Ying-Chang</creator><creator>Pei, Yiyang</creator><creator>Larsson, Erik G.</creator><general>IEEE</general><general>The Institute of Electrical and Electronics Engineers, Inc. (IEEE)</general><scope>97E</scope><scope>RIA</scope><scope>RIE</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>7SC</scope><scope>7SP</scope><scope>8FD</scope><scope>JQ2</scope><scope>L7M</scope><scope>L~C</scope><scope>L~D</scope><scope>ABXSW</scope><scope>ADTPV</scope><scope>AOWAS</scope><scope>D8T</scope><scope>DG8</scope><scope>ZZAVC</scope><orcidid>https://orcid.org/0000-0002-7599-4367</orcidid><orcidid>https://orcid.org/0000-0002-9915-8697</orcidid><orcidid>https://orcid.org/0000-0003-0565-0515</orcidid><orcidid>https://orcid.org/0000-0003-2671-5090</orcidid></search><sort><creationdate>20210801</creationdate><title>Active Reconfigurable Intelligent Surface-Aided Wireless Communications</title><author>Long, Ruizhe ; Liang, Ying-Chang ; Pei, Yiyang ; Larsson, Erik G.</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c371t-be3365c10e3862a0e8481e281974adef4afc774afd190dade9d9de1f3f4365b83</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2021</creationdate><topic>active load</topic><topic>Algorithms</topic><topic>Amplification</topic><topic>Array signal processing</topic><topic>Attenuation</topic><topic>Beamforming</topic><topic>Budgets</topic><topic>Circuits</topic><topic>Load resistance</topic><topic>Mathematical analysis</topic><topic>negative resistance</topic><topic>Optimization</topic><topic>Power consumption</topic><topic>Radio frequency</topic><topic>Reconfigurable intelligent surface (RIS)</topic><topic>Reconfigurable intelligent surfaces</topic><topic>Relays</topic><topic>Signal to noise ratio</topic><topic>Surface resistance</topic><topic>Surface treatment</topic><topic>Wireless communication</topic><topic>Wireless communications</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Long, Ruizhe</creatorcontrib><creatorcontrib>Liang, Ying-Chang</creatorcontrib><creatorcontrib>Pei, Yiyang</creatorcontrib><creatorcontrib>Larsson, Erik G.</creatorcontrib><collection>IEEE All-Society Periodicals Package (ASPP) 2005-present</collection><collection>IEEE All-Society Periodicals Package (ASPP) 1998-Present</collection><collection>IEEE Electronic Library (IEL)</collection><collection>CrossRef</collection><collection>Computer and Information Systems Abstracts</collection><collection>Electronics & Communications Abstracts</collection><collection>Technology Research Database</collection><collection>ProQuest Computer Science Collection</collection><collection>Advanced Technologies Database with Aerospace</collection><collection>Computer and Information Systems Abstracts Academic</collection><collection>Computer and Information Systems Abstracts Professional</collection><collection>SWEPUB Linköpings universitet full text</collection><collection>SwePub</collection><collection>SwePub Articles</collection><collection>SWEPUB Freely available online</collection><collection>SWEPUB Linköpings universitet</collection><collection>SwePub Articles full text</collection><jtitle>IEEE transactions on wireless communications</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext_linktorsrc</fulltext></delivery><addata><au>Long, Ruizhe</au><au>Liang, Ying-Chang</au><au>Pei, Yiyang</au><au>Larsson, Erik G.</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>Active Reconfigurable Intelligent Surface-Aided Wireless Communications</atitle><jtitle>IEEE transactions on wireless communications</jtitle><stitle>TWC</stitle><date>2021-08-01</date><risdate>2021</risdate><volume>20</volume><issue>8</issue><spage>4962</spage><epage>4975</epage><pages>4962-4975</pages><issn>1536-1276</issn><issn>1558-2248</issn><eissn>1558-2248</eissn><coden>ITWCAX</coden><abstract>Reconfigurable Intelligent Surface (RIS) is a promising solution to reconfigure the wireless environment in a controllable way. To compensate for the double-fading attenuation in the RIS-aided link, a large number of passive reflecting elements (REs) are conventionally deployed at the RIS, resulting in large surface size and considerable circuit power consumption. In this paper, we propose a new type of RIS, called active RIS, where each RE is assisted by active loads (negative resistance), that reflect and amplify the incident signal instead of only reflecting it with the adjustable phase shift as in the case of a passive RIS. Therefore, for a given power budget at the RIS, a strengthened RIS-aided link can be achieved by increasing the number of active REs as well as amplifying the incident signal. We consider the use of an active RIS to a single input multiple output (SIMO) system. However, it would unintentionally amplify the RIS-correlated noise, and thus the proposed system has to balance the conflict between the received signal power maximization and the RIS-correlated noise minimization at the receiver. To achieve this goal, it has to optimize the reflecting coefficient matrix at the RIS and the receive beamforming at the receiver. An alternating optimization algorithm is proposed to solve the problem. Specifically, the receive beamforming is obtained with a closed-form solution based on linear minimum-mean-square-error (MMSE) criterion, while the reflecting coefficient matrix is obtained by solving a series of sequential convex approximation (SCA) problems. Simulation results show that the proposed active RIS-aided system could achieve better performance over the conventional passive RIS-aided system with the same power budget.</abstract><cop>New York</cop><pub>IEEE</pub><doi>10.1109/TWC.2021.3064024</doi><tpages>14</tpages><orcidid>https://orcid.org/0000-0002-7599-4367</orcidid><orcidid>https://orcid.org/0000-0002-9915-8697</orcidid><orcidid>https://orcid.org/0000-0003-0565-0515</orcidid><orcidid>https://orcid.org/0000-0003-2671-5090</orcidid><oa>free_for_read</oa></addata></record> |
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subjects | active load Algorithms Amplification Array signal processing Attenuation Beamforming Budgets Circuits Load resistance Mathematical analysis negative resistance Optimization Power consumption Radio frequency Reconfigurable intelligent surface (RIS) Reconfigurable intelligent surfaces Relays Signal to noise ratio Surface resistance Surface treatment Wireless communication Wireless communications |
title | Active Reconfigurable Intelligent Surface-Aided Wireless Communications |
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