On-Line Fault Diagnosis of DC-Link Electrolytic Capacitors in Boost Converters Using the STFT Technique

Faults in aluminum electrolytic capacitors (AECs) are classified as the major cause for power electronics equipment breakdown, mainly due to AECs wear out through the vaporization of the electrolyte, as a result of both aging and temperature effects. The majority of manufacturers identify the end-of...

Ausführliche Beschreibung

Gespeichert in:
Bibliographische Detailangaben
Veröffentlicht in:IEEE transactions on power electronics 2021-06, Vol.36 (6), p.6303-6312
Hauptverfasser: Laadjal, Khaled, Sahraoui, Mohamed, Cardoso, Antonio J. Marques
Format: Artikel
Sprache:eng
Schlagworte:
Online-Zugang:Volltext bestellen
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
container_end_page 6312
container_issue 6
container_start_page 6303
container_title IEEE transactions on power electronics
container_volume 36
creator Laadjal, Khaled
Sahraoui, Mohamed
Cardoso, Antonio J. Marques
description Faults in aluminum electrolytic capacitors (AECs) are classified as the major cause for power electronics equipment breakdown, mainly due to AECs wear out through the vaporization of the electrolyte, as a result of both aging and temperature effects. The majority of manufacturers identify the end-of-life threshold of such capacitors as their equivalent series resistance (ESR) increases by 80% or their capacitance (C) decreases by 20%, relative to their initial values. Therefore, the online estimation of these two parameters can provide valuable and timely information that allows detecting any potential capacitor failure. Changes in C and ESR parameters influence the relationship between the capacitor voltage and current ripples. This ratio is dominated by C at low frequencies, and by ESR in the high-frequency range. The aim of this article is to propose an algorithm allowing a continuous estimation and tracking of both parameters (ESR and C). This algorithm should be simple, fast, and suitable for online implementation. Therefore, this article introduces the use of the short-time Fourier transform (STFT) technique to determine and track C and ESR values, starting from some always-existing harmonics at low and high frequencies. The STFT is based on applying the discrete Fourier transform algorithm on a sliding window, which makes it more appropriate for online implementation. The effectiveness of the proposed method is proved by simulation and laboratory experiments, using a boost dc-dc converter.
doi_str_mv 10.1109/TPEL.2020.3040499
format Article
fullrecord <record><control><sourceid>proquest_RIE</sourceid><recordid>TN_cdi_crossref_primary_10_1109_TPEL_2020_3040499</recordid><sourceformat>XML</sourceformat><sourcesystem>PC</sourcesystem><ieee_id>9271884</ieee_id><sourcerecordid>2487438227</sourcerecordid><originalsourceid>FETCH-LOGICAL-c293t-f014b01f634db0c4adfec2beb88cd4a7efd2b382f5c688299ec02a357c3b67ea3</originalsourceid><addsrcrecordid>eNo9kF9LwzAUxYMoOKcfQHwJ-NyZf12TR-02FQoT7J5Lmt5umbOZSSbs29uy4dOFe8-55_BD6J6SCaVEPZUf82LCCCMTTgQRSl2gEVWCJoSS7BKNiJRpIpXi1-gmhC0hVKSEjtB62SWF7QAv9GEX8czqdeeCDdi1eJYPpy8834GJ3u2O0Rqc6702NjofsO3wi3Mh4tx1v-Aj9LtVsN0axw3gz3JR4hLMprM_B7hFV63eBbg7zzFaLeZl_pYUy9f3_LlIDFM8Jm3fqya0nXLR1MQI3bRgWA21lKYROoO2YTWXrE3NVEqmFBjCNE8zw-tpBpqP0ePp7967PjbEausOvusjKyZkJnovy3oVPamMdyF4aKu9t9_aHytKqoFnNfCsBp7VmWfveTh5LAD86xXLqJSC_wH19nHD</addsrcrecordid><sourcetype>Aggregation Database</sourcetype><iscdi>true</iscdi><recordtype>article</recordtype><pqid>2487438227</pqid></control><display><type>article</type><title>On-Line Fault Diagnosis of DC-Link Electrolytic Capacitors in Boost Converters Using the STFT Technique</title><source>IEEE Electronic Library (IEL)</source><creator>Laadjal, Khaled ; Sahraoui, Mohamed ; Cardoso, Antonio J. Marques</creator><creatorcontrib>Laadjal, Khaled ; Sahraoui, Mohamed ; Cardoso, Antonio J. Marques</creatorcontrib><description>Faults in aluminum electrolytic capacitors (AECs) are classified as the major cause for power electronics equipment breakdown, mainly due to AECs wear out through the vaporization of the electrolyte, as a result of both aging and temperature effects. The majority of manufacturers identify the end-of-life threshold of such capacitors as their equivalent series resistance (ESR) increases by 80% or their capacitance (C) decreases by 20%, relative to their initial values. Therefore, the online estimation of these two parameters can provide valuable and timely information that allows detecting any potential capacitor failure. Changes in C and ESR parameters influence the relationship between the capacitor voltage and current ripples. This ratio is dominated by C at low frequencies, and by ESR in the high-frequency range. The aim of this article is to propose an algorithm allowing a continuous estimation and tracking of both parameters (ESR and C). This algorithm should be simple, fast, and suitable for online implementation. Therefore, this article introduces the use of the short-time Fourier transform (STFT) technique to determine and track C and ESR values, starting from some always-existing harmonics at low and high frequencies. The STFT is based on applying the discrete Fourier transform algorithm on a sliding window, which makes it more appropriate for online implementation. The effectiveness of the proposed method is proved by simulation and laboratory experiments, using a boost dc-dc converter.</description><identifier>ISSN: 0885-8993</identifier><identifier>EISSN: 1941-0107</identifier><identifier>DOI: 10.1109/TPEL.2020.3040499</identifier><identifier>CODEN: ITPEE8</identifier><language>eng</language><publisher>New York: IEEE</publisher><subject>Algorithms ; Aluminum ; Capacitance ; Capacitance (C) ; Capacitors ; Converters ; dc–dc boost converter ; Discrete Fourier transforms ; Electrolytes ; Electrolytic capacitors ; End of life ; equivalent series resistance (ESR) ; Fault diagnosis ; Fourier transforms ; Frequency ranges ; Harmonic analysis ; Inductance ; Mathematical model ; Parameter estimation ; short-time Fourier transform (STFT) technique ; Temperature effects ; Vaporization ; Voltage converters (DC to DC)</subject><ispartof>IEEE transactions on power electronics, 2021-06, Vol.36 (6), p.6303-6312</ispartof><rights>Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2021</rights><lds50>peer_reviewed</lds50><woscitedreferencessubscribed>false</woscitedreferencessubscribed><citedby>FETCH-LOGICAL-c293t-f014b01f634db0c4adfec2beb88cd4a7efd2b382f5c688299ec02a357c3b67ea3</citedby><cites>FETCH-LOGICAL-c293t-f014b01f634db0c4adfec2beb88cd4a7efd2b382f5c688299ec02a357c3b67ea3</cites><orcidid>0000-0001-8737-6999 ; 0000-0002-8807-9782 ; 0000-0002-7683-6897</orcidid></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><linktohtml>$$Uhttps://ieeexplore.ieee.org/document/9271884$$EHTML$$P50$$Gieee$$H</linktohtml><link.rule.ids>314,780,784,796,27923,27924,54757</link.rule.ids><linktorsrc>$$Uhttps://ieeexplore.ieee.org/document/9271884$$EView_record_in_IEEE$$FView_record_in_$$GIEEE</linktorsrc></links><search><creatorcontrib>Laadjal, Khaled</creatorcontrib><creatorcontrib>Sahraoui, Mohamed</creatorcontrib><creatorcontrib>Cardoso, Antonio J. Marques</creatorcontrib><title>On-Line Fault Diagnosis of DC-Link Electrolytic Capacitors in Boost Converters Using the STFT Technique</title><title>IEEE transactions on power electronics</title><addtitle>TPEL</addtitle><description>Faults in aluminum electrolytic capacitors (AECs) are classified as the major cause for power electronics equipment breakdown, mainly due to AECs wear out through the vaporization of the electrolyte, as a result of both aging and temperature effects. The majority of manufacturers identify the end-of-life threshold of such capacitors as their equivalent series resistance (ESR) increases by 80% or their capacitance (C) decreases by 20%, relative to their initial values. Therefore, the online estimation of these two parameters can provide valuable and timely information that allows detecting any potential capacitor failure. Changes in C and ESR parameters influence the relationship between the capacitor voltage and current ripples. This ratio is dominated by C at low frequencies, and by ESR in the high-frequency range. The aim of this article is to propose an algorithm allowing a continuous estimation and tracking of both parameters (ESR and C). This algorithm should be simple, fast, and suitable for online implementation. Therefore, this article introduces the use of the short-time Fourier transform (STFT) technique to determine and track C and ESR values, starting from some always-existing harmonics at low and high frequencies. The STFT is based on applying the discrete Fourier transform algorithm on a sliding window, which makes it more appropriate for online implementation. The effectiveness of the proposed method is proved by simulation and laboratory experiments, using a boost dc-dc converter.</description><subject>Algorithms</subject><subject>Aluminum</subject><subject>Capacitance</subject><subject>Capacitance (C)</subject><subject>Capacitors</subject><subject>Converters</subject><subject>dc–dc boost converter</subject><subject>Discrete Fourier transforms</subject><subject>Electrolytes</subject><subject>Electrolytic capacitors</subject><subject>End of life</subject><subject>equivalent series resistance (ESR)</subject><subject>Fault diagnosis</subject><subject>Fourier transforms</subject><subject>Frequency ranges</subject><subject>Harmonic analysis</subject><subject>Inductance</subject><subject>Mathematical model</subject><subject>Parameter estimation</subject><subject>short-time Fourier transform (STFT) technique</subject><subject>Temperature effects</subject><subject>Vaporization</subject><subject>Voltage converters (DC to DC)</subject><issn>0885-8993</issn><issn>1941-0107</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2021</creationdate><recordtype>article</recordtype><sourceid>RIE</sourceid><recordid>eNo9kF9LwzAUxYMoOKcfQHwJ-NyZf12TR-02FQoT7J5Lmt5umbOZSSbs29uy4dOFe8-55_BD6J6SCaVEPZUf82LCCCMTTgQRSl2gEVWCJoSS7BKNiJRpIpXi1-gmhC0hVKSEjtB62SWF7QAv9GEX8czqdeeCDdi1eJYPpy8834GJ3u2O0Rqc6702NjofsO3wi3Mh4tx1v-Aj9LtVsN0axw3gz3JR4hLMprM_B7hFV63eBbg7zzFaLeZl_pYUy9f3_LlIDFM8Jm3fqya0nXLR1MQI3bRgWA21lKYROoO2YTWXrE3NVEqmFBjCNE8zw-tpBpqP0ePp7967PjbEausOvusjKyZkJnovy3oVPamMdyF4aKu9t9_aHytKqoFnNfCsBp7VmWfveTh5LAD86xXLqJSC_wH19nHD</recordid><startdate>20210601</startdate><enddate>20210601</enddate><creator>Laadjal, Khaled</creator><creator>Sahraoui, Mohamed</creator><creator>Cardoso, Antonio J. Marques</creator><general>IEEE</general><general>The Institute of Electrical and Electronics Engineers, Inc. (IEEE)</general><scope>97E</scope><scope>RIA</scope><scope>RIE</scope><scope>AAYXX</scope><scope>CITATION</scope><scope>7SP</scope><scope>7TB</scope><scope>8FD</scope><scope>FR3</scope><scope>JQ2</scope><scope>KR7</scope><scope>L7M</scope><orcidid>https://orcid.org/0000-0001-8737-6999</orcidid><orcidid>https://orcid.org/0000-0002-8807-9782</orcidid><orcidid>https://orcid.org/0000-0002-7683-6897</orcidid></search><sort><creationdate>20210601</creationdate><title>On-Line Fault Diagnosis of DC-Link Electrolytic Capacitors in Boost Converters Using the STFT Technique</title><author>Laadjal, Khaled ; Sahraoui, Mohamed ; Cardoso, Antonio J. Marques</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-c293t-f014b01f634db0c4adfec2beb88cd4a7efd2b382f5c688299ec02a357c3b67ea3</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2021</creationdate><topic>Algorithms</topic><topic>Aluminum</topic><topic>Capacitance</topic><topic>Capacitance (C)</topic><topic>Capacitors</topic><topic>Converters</topic><topic>dc–dc boost converter</topic><topic>Discrete Fourier transforms</topic><topic>Electrolytes</topic><topic>Electrolytic capacitors</topic><topic>End of life</topic><topic>equivalent series resistance (ESR)</topic><topic>Fault diagnosis</topic><topic>Fourier transforms</topic><topic>Frequency ranges</topic><topic>Harmonic analysis</topic><topic>Inductance</topic><topic>Mathematical model</topic><topic>Parameter estimation</topic><topic>short-time Fourier transform (STFT) technique</topic><topic>Temperature effects</topic><topic>Vaporization</topic><topic>Voltage converters (DC to DC)</topic><toplevel>peer_reviewed</toplevel><toplevel>online_resources</toplevel><creatorcontrib>Laadjal, Khaled</creatorcontrib><creatorcontrib>Sahraoui, Mohamed</creatorcontrib><creatorcontrib>Cardoso, Antonio J. Marques</creatorcontrib><collection>IEEE All-Society Periodicals Package (ASPP) 2005-present</collection><collection>IEEE All-Society Periodicals Package (ASPP) 1998-Present</collection><collection>IEEE Electronic Library (IEL)</collection><collection>CrossRef</collection><collection>Electronics &amp; Communications Abstracts</collection><collection>Mechanical &amp; Transportation Engineering Abstracts</collection><collection>Technology Research Database</collection><collection>Engineering Research Database</collection><collection>ProQuest Computer Science Collection</collection><collection>Civil Engineering Abstracts</collection><collection>Advanced Technologies Database with Aerospace</collection><jtitle>IEEE transactions on power electronics</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext_linktorsrc</fulltext></delivery><addata><au>Laadjal, Khaled</au><au>Sahraoui, Mohamed</au><au>Cardoso, Antonio J. Marques</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>On-Line Fault Diagnosis of DC-Link Electrolytic Capacitors in Boost Converters Using the STFT Technique</atitle><jtitle>IEEE transactions on power electronics</jtitle><stitle>TPEL</stitle><date>2021-06-01</date><risdate>2021</risdate><volume>36</volume><issue>6</issue><spage>6303</spage><epage>6312</epage><pages>6303-6312</pages><issn>0885-8993</issn><eissn>1941-0107</eissn><coden>ITPEE8</coden><abstract>Faults in aluminum electrolytic capacitors (AECs) are classified as the major cause for power electronics equipment breakdown, mainly due to AECs wear out through the vaporization of the electrolyte, as a result of both aging and temperature effects. The majority of manufacturers identify the end-of-life threshold of such capacitors as their equivalent series resistance (ESR) increases by 80% or their capacitance (C) decreases by 20%, relative to their initial values. Therefore, the online estimation of these two parameters can provide valuable and timely information that allows detecting any potential capacitor failure. Changes in C and ESR parameters influence the relationship between the capacitor voltage and current ripples. This ratio is dominated by C at low frequencies, and by ESR in the high-frequency range. The aim of this article is to propose an algorithm allowing a continuous estimation and tracking of both parameters (ESR and C). This algorithm should be simple, fast, and suitable for online implementation. Therefore, this article introduces the use of the short-time Fourier transform (STFT) technique to determine and track C and ESR values, starting from some always-existing harmonics at low and high frequencies. The STFT is based on applying the discrete Fourier transform algorithm on a sliding window, which makes it more appropriate for online implementation. The effectiveness of the proposed method is proved by simulation and laboratory experiments, using a boost dc-dc converter.</abstract><cop>New York</cop><pub>IEEE</pub><doi>10.1109/TPEL.2020.3040499</doi><tpages>10</tpages><orcidid>https://orcid.org/0000-0001-8737-6999</orcidid><orcidid>https://orcid.org/0000-0002-8807-9782</orcidid><orcidid>https://orcid.org/0000-0002-7683-6897</orcidid></addata></record>
fulltext fulltext_linktorsrc
identifier ISSN: 0885-8993
ispartof IEEE transactions on power electronics, 2021-06, Vol.36 (6), p.6303-6312
issn 0885-8993
1941-0107
language eng
recordid cdi_crossref_primary_10_1109_TPEL_2020_3040499
source IEEE Electronic Library (IEL)
subjects Algorithms
Aluminum
Capacitance
Capacitance (C)
Capacitors
Converters
dc–dc boost converter
Discrete Fourier transforms
Electrolytes
Electrolytic capacitors
End of life
equivalent series resistance (ESR)
Fault diagnosis
Fourier transforms
Frequency ranges
Harmonic analysis
Inductance
Mathematical model
Parameter estimation
short-time Fourier transform (STFT) technique
Temperature effects
Vaporization
Voltage converters (DC to DC)
title On-Line Fault Diagnosis of DC-Link Electrolytic Capacitors in Boost Converters Using the STFT Technique
url https://sfx.bib-bvb.de/sfx_tum?ctx_ver=Z39.88-2004&ctx_enc=info:ofi/enc:UTF-8&ctx_tim=2025-01-11T16%3A56%3A17IST&url_ver=Z39.88-2004&url_ctx_fmt=infofi/fmt:kev:mtx:ctx&rfr_id=info:sid/primo.exlibrisgroup.com:primo3-Article-proquest_RIE&rft_val_fmt=info:ofi/fmt:kev:mtx:journal&rft.genre=article&rft.atitle=On-Line%20Fault%20Diagnosis%20of%20DC-Link%20Electrolytic%20Capacitors%20in%20Boost%20Converters%20Using%20the%20STFT%20Technique&rft.jtitle=IEEE%20transactions%20on%20power%20electronics&rft.au=Laadjal,%20Khaled&rft.date=2021-06-01&rft.volume=36&rft.issue=6&rft.spage=6303&rft.epage=6312&rft.pages=6303-6312&rft.issn=0885-8993&rft.eissn=1941-0107&rft.coden=ITPEE8&rft_id=info:doi/10.1109/TPEL.2020.3040499&rft_dat=%3Cproquest_RIE%3E2487438227%3C/proquest_RIE%3E%3Curl%3E%3C/url%3E&disable_directlink=true&sfx.directlink=off&sfx.report_link=0&rft_id=info:oai/&rft_pqid=2487438227&rft_id=info:pmid/&rft_ieee_id=9271884&rfr_iscdi=true