Realistic multiband k.p approach from ab initio and spin-orbit coupling effects of InAs and InP in wurtzite phase
Semiconductor nanowires based on non-nitride III-V compounds can be synthesized under certain growth conditions to favor the appearance of wurtzite crystal phase. Despite the reports in literature of ab initio band structures for these wurtzite compounds, we still lack effective multiband models and...
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creator | Faria Junior, Paulo E Campos, Tiago Bastos, Carlos M O Gmitra, Martin Fabian, Jaroslav Sipahi, Guilherme M |
description | Semiconductor nanowires based on non-nitride III-V compounds can be synthesized under certain growth conditions to favor the appearance of wurtzite crystal phase. Despite the reports in literature of ab initio band structures for these wurtzite compounds, we still lack effective multiband models and parameter sets that can be simply used to investigate physical properties of such systems, for instance, under quantum confinement effects. In order to address this deficiency, in this study we calculate the ab initio band structure of bulk InAs and InP in wurtzite phase and develop an 8\(\times\)8 k.p Hamiltonian to describe the energy bands around \(\Gamma\) point. We show that our k.p model is robust and can be fitted to describe the important features of the ab initio band structure. The correct description of the spin splitting effects that arise due to the lack of inversion symmetry in wurtzite crystals, is obtained with the \(k\)-dependent spin-orbit term in the Hamiltonian, often neglected in the literature. All the energy bands display a Rashba-like spin texture for the in-plane spin expectation value. We also provide the density of states and the carrier density as functions of the Fermi energy. Alternatively, we show an analytical description of the conduction band, valid close to \(\Gamma\) point. The same fitting procedure is applied to the 6\(\times\)6 valence band Hamiltonian. However, we find that the most reliable approach is the 8\(\times\)8 k.p Hamiltonian for both compounds. The k.p Hamiltonians and parameter sets that we develop in this paper provide a reliable theoretical framework that can be easily applied to investigate electronic, transport, optical, and spin properties of InAs- and InP-based nanostructures. |
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Despite the reports in literature of ab initio band structures for these wurtzite compounds, we still lack effective multiband models and parameter sets that can be simply used to investigate physical properties of such systems, for instance, under quantum confinement effects. In order to address this deficiency, in this study we calculate the ab initio band structure of bulk InAs and InP in wurtzite phase and develop an 8\(\times\)8 k.p Hamiltonian to describe the energy bands around \(\Gamma\) point. We show that our k.p model is robust and can be fitted to describe the important features of the ab initio band structure. The correct description of the spin splitting effects that arise due to the lack of inversion symmetry in wurtzite crystals, is obtained with the \(k\)-dependent spin-orbit term in the Hamiltonian, often neglected in the literature. All the energy bands display a Rashba-like spin texture for the in-plane spin expectation value. We also provide the density of states and the carrier density as functions of the Fermi energy. Alternatively, we show an analytical description of the conduction band, valid close to \(\Gamma\) point. The same fitting procedure is applied to the 6\(\times\)6 valence band Hamiltonian. However, we find that the most reliable approach is the 8\(\times\)8 k.p Hamiltonian for both compounds. The k.p Hamiltonians and parameter sets that we develop in this paper provide a reliable theoretical framework that can be easily applied to investigate electronic, transport, optical, and spin properties of InAs- and InP-based nanostructures.</description><identifier>EISSN: 2331-8422</identifier><identifier>DOI: 10.48550/arxiv.1604.06014</identifier><language>eng</language><publisher>Ithaca: Cornell University Library, arXiv.org</publisher><subject>Band structure of solids ; Carrier density ; Conduction bands ; Crystal structure ; Electron spin ; Energy bands ; Group III-V semiconductors ; Hamiltonian functions ; Indium arsenides ; Indium phosphides ; Mathematical models ; Nanowires ; Optical properties ; Parameters ; Physical properties ; Physics - Materials Science ; Quantum confinement ; Spin-orbit interactions ; Valence band ; Wurtzite</subject><ispartof>arXiv.org, 2016-06</ispartof><rights>2016. This work is published under http://arxiv.org/licenses/nonexclusive-distrib/1.0/ (the “License”). Notwithstanding the ProQuest Terms and Conditions, you may use this content in accordance with the terms of the License.</rights><rights>http://arxiv.org/licenses/nonexclusive-distrib/1.0</rights><oa>free_for_read</oa><woscitedreferencessubscribed>false</woscitedreferencessubscribed></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><link.rule.ids>228,230,780,784,885,27925</link.rule.ids><backlink>$$Uhttps://doi.org/10.48550/arXiv.1604.06014$$DView paper in arXiv$$Hfree_for_read</backlink><backlink>$$Uhttps://doi.org/10.1103/PhysRevB.93.235204$$DView published paper (Access to full text may be restricted)$$Hfree_for_read</backlink></links><search><creatorcontrib>Faria Junior, Paulo E</creatorcontrib><creatorcontrib>Campos, Tiago</creatorcontrib><creatorcontrib>Bastos, Carlos M O</creatorcontrib><creatorcontrib>Gmitra, Martin</creatorcontrib><creatorcontrib>Fabian, Jaroslav</creatorcontrib><creatorcontrib>Sipahi, Guilherme M</creatorcontrib><title>Realistic multiband k.p approach from ab initio and spin-orbit coupling effects of InAs and InP in wurtzite phase</title><title>arXiv.org</title><description>Semiconductor nanowires based on non-nitride III-V compounds can be synthesized under certain growth conditions to favor the appearance of wurtzite crystal phase. Despite the reports in literature of ab initio band structures for these wurtzite compounds, we still lack effective multiband models and parameter sets that can be simply used to investigate physical properties of such systems, for instance, under quantum confinement effects. In order to address this deficiency, in this study we calculate the ab initio band structure of bulk InAs and InP in wurtzite phase and develop an 8\(\times\)8 k.p Hamiltonian to describe the energy bands around \(\Gamma\) point. We show that our k.p model is robust and can be fitted to describe the important features of the ab initio band structure. The correct description of the spin splitting effects that arise due to the lack of inversion symmetry in wurtzite crystals, is obtained with the \(k\)-dependent spin-orbit term in the Hamiltonian, often neglected in the literature. All the energy bands display a Rashba-like spin texture for the in-plane spin expectation value. We also provide the density of states and the carrier density as functions of the Fermi energy. Alternatively, we show an analytical description of the conduction band, valid close to \(\Gamma\) point. The same fitting procedure is applied to the 6\(\times\)6 valence band Hamiltonian. However, we find that the most reliable approach is the 8\(\times\)8 k.p Hamiltonian for both compounds. The k.p Hamiltonians and parameter sets that we develop in this paper provide a reliable theoretical framework that can be easily applied to investigate electronic, transport, optical, and spin properties of InAs- and InP-based nanostructures.</description><subject>Band structure of solids</subject><subject>Carrier density</subject><subject>Conduction bands</subject><subject>Crystal structure</subject><subject>Electron spin</subject><subject>Energy bands</subject><subject>Group III-V semiconductors</subject><subject>Hamiltonian functions</subject><subject>Indium arsenides</subject><subject>Indium phosphides</subject><subject>Mathematical models</subject><subject>Nanowires</subject><subject>Optical properties</subject><subject>Parameters</subject><subject>Physical properties</subject><subject>Physics - Materials Science</subject><subject>Quantum confinement</subject><subject>Spin-orbit interactions</subject><subject>Valence band</subject><subject>Wurtzite</subject><issn>2331-8422</issn><fulltext>true</fulltext><rsrctype>article</rsrctype><creationdate>2016</creationdate><recordtype>article</recordtype><sourceid>ABUWG</sourceid><sourceid>AFKRA</sourceid><sourceid>AZQEC</sourceid><sourceid>BENPR</sourceid><sourceid>CCPQU</sourceid><sourceid>DWQXO</sourceid><sourceid>GOX</sourceid><recordid>eNotkMtqwzAQRUWh0JDmA7qqoGu7eliyswyhj0CgpWRvRorUKHVsRZL7-vo6TlczMGeGuQehG0ryohKC3EP4dp85laTIiSS0uEATxjnNqoKxKzSLcU8IYbJkQvAJOr4ZaFxMTuND3ySnoN3ij9xj8D50oHfYhu6AQWHXuuQ6fJpH79qsC8olrLveN659x8Zao1PEncWrdhFHbtW-Dmv4qw_p1yWD_Q6iuUaXFppoZv91ijaPD5vlc7Z-eVotF-sMBGOZLIqypKCplVRwPacUTq3mW1VJXVGztSUoa4wsjQUhQAnQArhVhmktOZ-i2_PZ0UftgztA-KlPXurRy0DcnYkh6LE3MdX7rg_t8FPNSEUonfOS8T-542dE</recordid><startdate>20160610</startdate><enddate>20160610</enddate><creator>Faria Junior, Paulo E</creator><creator>Campos, Tiago</creator><creator>Bastos, Carlos M O</creator><creator>Gmitra, Martin</creator><creator>Fabian, Jaroslav</creator><creator>Sipahi, Guilherme M</creator><general>Cornell University Library, arXiv.org</general><scope>8FE</scope><scope>8FG</scope><scope>ABJCF</scope><scope>ABUWG</scope><scope>AFKRA</scope><scope>AZQEC</scope><scope>BENPR</scope><scope>BGLVJ</scope><scope>CCPQU</scope><scope>DWQXO</scope><scope>HCIFZ</scope><scope>L6V</scope><scope>M7S</scope><scope>PIMPY</scope><scope>PQEST</scope><scope>PQQKQ</scope><scope>PQUKI</scope><scope>PRINS</scope><scope>PTHSS</scope><scope>GOX</scope></search><sort><creationdate>20160610</creationdate><title>Realistic multiband k.p approach from ab initio and spin-orbit coupling effects of InAs and InP in wurtzite phase</title><author>Faria Junior, Paulo E ; Campos, Tiago ; Bastos, Carlos M O ; Gmitra, Martin ; Fabian, Jaroslav ; Sipahi, Guilherme M</author></sort><facets><frbrtype>5</frbrtype><frbrgroupid>cdi_FETCH-LOGICAL-a522-644771ac1f6153c911a1f61c3db86c81edf7abfee67efa55ab5ac5a3fbe2cc633</frbrgroupid><rsrctype>articles</rsrctype><prefilter>articles</prefilter><language>eng</language><creationdate>2016</creationdate><topic>Band structure of solids</topic><topic>Carrier density</topic><topic>Conduction bands</topic><topic>Crystal structure</topic><topic>Electron spin</topic><topic>Energy bands</topic><topic>Group III-V semiconductors</topic><topic>Hamiltonian functions</topic><topic>Indium arsenides</topic><topic>Indium phosphides</topic><topic>Mathematical models</topic><topic>Nanowires</topic><topic>Optical properties</topic><topic>Parameters</topic><topic>Physical properties</topic><topic>Physics - Materials Science</topic><topic>Quantum confinement</topic><topic>Spin-orbit interactions</topic><topic>Valence band</topic><topic>Wurtzite</topic><toplevel>online_resources</toplevel><creatorcontrib>Faria Junior, Paulo E</creatorcontrib><creatorcontrib>Campos, Tiago</creatorcontrib><creatorcontrib>Bastos, Carlos M O</creatorcontrib><creatorcontrib>Gmitra, Martin</creatorcontrib><creatorcontrib>Fabian, Jaroslav</creatorcontrib><creatorcontrib>Sipahi, Guilherme M</creatorcontrib><collection>ProQuest SciTech Collection</collection><collection>ProQuest Technology Collection</collection><collection>Materials Science & Engineering Collection</collection><collection>ProQuest Central (Alumni Edition)</collection><collection>ProQuest Central UK/Ireland</collection><collection>ProQuest Central Essentials</collection><collection>ProQuest Central</collection><collection>Technology Collection</collection><collection>ProQuest One Community College</collection><collection>ProQuest Central Korea</collection><collection>SciTech Premium Collection</collection><collection>ProQuest Engineering Collection</collection><collection>Engineering Database</collection><collection>Access via ProQuest (Open Access)</collection><collection>ProQuest One Academic Eastern Edition (DO NOT USE)</collection><collection>ProQuest One Academic</collection><collection>ProQuest One Academic UKI Edition</collection><collection>ProQuest Central China</collection><collection>Engineering Collection</collection><collection>arXiv.org</collection><jtitle>arXiv.org</jtitle></facets><delivery><delcategory>Remote Search Resource</delcategory><fulltext>fulltext</fulltext></delivery><addata><au>Faria Junior, Paulo E</au><au>Campos, Tiago</au><au>Bastos, Carlos M O</au><au>Gmitra, Martin</au><au>Fabian, Jaroslav</au><au>Sipahi, Guilherme M</au><format>journal</format><genre>article</genre><ristype>JOUR</ristype><atitle>Realistic multiband k.p approach from ab initio and spin-orbit coupling effects of InAs and InP in wurtzite phase</atitle><jtitle>arXiv.org</jtitle><date>2016-06-10</date><risdate>2016</risdate><eissn>2331-8422</eissn><abstract>Semiconductor nanowires based on non-nitride III-V compounds can be synthesized under certain growth conditions to favor the appearance of wurtzite crystal phase. Despite the reports in literature of ab initio band structures for these wurtzite compounds, we still lack effective multiband models and parameter sets that can be simply used to investigate physical properties of such systems, for instance, under quantum confinement effects. In order to address this deficiency, in this study we calculate the ab initio band structure of bulk InAs and InP in wurtzite phase and develop an 8\(\times\)8 k.p Hamiltonian to describe the energy bands around \(\Gamma\) point. We show that our k.p model is robust and can be fitted to describe the important features of the ab initio band structure. The correct description of the spin splitting effects that arise due to the lack of inversion symmetry in wurtzite crystals, is obtained with the \(k\)-dependent spin-orbit term in the Hamiltonian, often neglected in the literature. All the energy bands display a Rashba-like spin texture for the in-plane spin expectation value. We also provide the density of states and the carrier density as functions of the Fermi energy. Alternatively, we show an analytical description of the conduction band, valid close to \(\Gamma\) point. The same fitting procedure is applied to the 6\(\times\)6 valence band Hamiltonian. However, we find that the most reliable approach is the 8\(\times\)8 k.p Hamiltonian for both compounds. The k.p Hamiltonians and parameter sets that we develop in this paper provide a reliable theoretical framework that can be easily applied to investigate electronic, transport, optical, and spin properties of InAs- and InP-based nanostructures.</abstract><cop>Ithaca</cop><pub>Cornell University Library, arXiv.org</pub><doi>10.48550/arxiv.1604.06014</doi><oa>free_for_read</oa></addata></record> |
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subjects | Band structure of solids Carrier density Conduction bands Crystal structure Electron spin Energy bands Group III-V semiconductors Hamiltonian functions Indium arsenides Indium phosphides Mathematical models Nanowires Optical properties Parameters Physical properties Physics - Materials Science Quantum confinement Spin-orbit interactions Valence band Wurtzite |
title | Realistic multiband k.p approach from ab initio and spin-orbit coupling effects of InAs and InP in wurtzite phase |
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