SEC proposes sweeping changes to the use of derivatives and financial commitment transactions by registered funds and BDCs von Brizek, Ryan P, Bullitt, P. Georgia, DiMartino, Rose F, Neale, Margery K, Spinola, P. Jay

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SEC Proposes Fair Valuation Rule for Registered Funds and BDCs with New Requirements for "Good Faith" Determinations von Barbash, Barry, Haskin, Benjamin, Neale, Margery

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SEC Charges Investment Adviser, Officers, and Fund Trustees with Liquidity Rule Violations von Aderton, Adam, Choe, Anne, Haskin, Benjamin J, Neale, Margery K, Sood, Neesa Patel, Tincher, Jonathan, Fiest, Hannah

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SEC Staff Addresses Cross-Border Implementation of MiFID II Research Provisions von Barbash, Barry P, Brizek, Ryan P, Bullitt, P. Georgia, de Salis, Henrietta, Neale, Margery K

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SEC Proposes Enhancing Requirements Affecting How Brokers and Investment Advisers Deal With Retail Investors von Anderson, James E, Brown, Brant K, Bullitt, P. Georgia, Burns, James R, Jackson, Richard F, Neale, Margery K

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Book-entry deposit procedures for certain offerings by non-US issuers under Section 3 of the Investment Company Act von Barbash, Barry, Baumgardner, Jr., John E, Bergen, Robin M, Bostelman, John T, Fulop, Alina, Greene, Nathan J, Jordan, Nora M, Kaplowitz, Brian M, Karpf, Jeffrey D, Lincer, Richard S, MacKinnon, John A, Miller, Jonathan B, Neale, Margery K, Schreiber, Paul S, Townley, Danforth

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